IPO registrations (S-1, F-1) · Registrants
RTI SURGICAL, INC.
- SEC CIK
- 1100441 · filings on EDGAR ↗
- Name on the registration
- REGENERATION TECHNOLOGIES INC
- Former names
- RTI Biologics, Inc. (2008–2013); REGENERATION TECHNOLOGIES INC (2000–2008)
- Registration
- Form S-1, first filed 2000-04-27, last 2000-08-08; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2000-08-10
- Industry (SIC)
- Orthopedic, Prosthetic & Surgical Appliances & Supplies 3842
- Incorporated in
- DE
- Business address
- 11621 RESEARCH CIRCLE, Alachua, FL 32615
- EIN
- 59-3466543
- EDGAR entity type
- operating
- Insiders and CEO pay
- RTI SURGICAL, INC. on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 2000-08-08)
- Final price
- $14.00 per share, within the range (424B1 filed 2000-08-10, an initial public offering)
- Shares sold
- 5,700,000 (3,800,000 by the company, 1,900,000 by selling holders)
- Gross proceeds
- $79,800,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol RTIX
- Lead underwriters
- BofA Securities (2,360,000 shares); Lehman Brothers (1,300,000 shares); Stephens (660,000 shares)
- Syndicate
- Hambrecht & Quist (120,000); CIBC World Markets (120,000); RBC Capital Markets (120,000); Donaldson, Lufkin & Jenrette (120,000); Robertson Stephens (120,000); J.P. Morgan (120,000); Prudential Securities (120,000); William Blair (60,000); Roth Capital Partners (60,000); Fahnestock & Co. Inc (60,000); John G. Kinnard & Company, Incorporated (60,000); Morgan Keegan (60,000); Pacific Crest Securities (60,000); Pennsylvania Merchant Group (60,000); Sandler O'Neill & Partners L.P (60,000); H.C. Wainwright (60,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: REGENERATION TECHNOLOGIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: SURGALIGN SPINE TECHNOLOGIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: RTI SURGICAL, INC. Fuzzy (name and state)
- Business registration: RTI SURGICAL, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: SURGALIGN TECHNOLOGIES, INC EXACT (EIN (EXACT))
- Federal award recipient: RTI SURGICAL, INC. Fuzzy (name and state)
- Federal award recipient: RTI SURGICAL, INC. Fuzzy (name and state)
- SEC filer: REGENERATION TECHNOLOGIES INC EXACT (CIK (EXACT))
- Person page: Gregory P Rainey Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Nicholas J Valeriani Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Peter F Gearen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-04-27 | S-1 | S-1 (registration) | REGENERATION TECHNOLOGIES INC | 0000912057-00-020069 ↗ |
| 2000-05-15 | S-1/A | S-1/A (amendment) | REGENERATION TECHNOLOGIES INC | 0000912057-00-024898 ↗ |
| 2000-05-24 | S-1/A | S-1/A (amendment) | REGENERATION TECHNOLOGIES INC | 0000912057-00-026202 ↗ |
| 2000-06-23 | S-1/A | S-1/A (amendment) | REGENERATION TECHNOLOGIES INC | 0000912057-00-029478 ↗ |
| 2000-07-19 | S-1/A | S-1/A (amendment) | REGENERATION TECHNOLOGIES INC | 0000912057-00-032428 ↗ |
| 2000-08-02 | S-1/A | S-1/A (amendment) | REGENERATION TECHNOLOGIES INC | 0000912057-00-034222 ↗ |
| 2000-08-08 | S-1/A | S-1/A (amendment) | REGENERATION TECHNOLOGIES INC | 0000912057-00-035369 ↗ |
| 2000-08-10 | 424B1 | 424B1 (final prospectus) | REGENERATION TECHNOLOGIES INC | 0000912057-00-036129 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-08-08 | S-1/A | registration statement | $12.00–$14.00 | 5,700,000 | - | Nasdaq RTIX | 3 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 2000-08-10 | 424B1 | final prospectus | $14.00 | 5,700,000 | $79,800,000 | Nasdaq RTIX | 19 | primary document; price sentence, shares headline, proceeds table, underwriting table 19, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CONDON JOSEPH W | Officer | Vice President, Operations; Vice President,Operations | 2 | 2006–2007 | |
| HARTILL CAROLINE A | Officer | CSO/VP Quality Assurance; Executive Vice President / CSO; Executive Vice President/ CSO; Executive Vice President/CSO; Vice President; Vice President/CSO; Vice President, RA/QA | 19 | 2006–2017 | |
| HUTCHISON BRIAN K | Officer | CEO; Chairman and CEO; Chairman, President and CEO; President and CEO; President/CEO/Chairman | 21 | 2006–2016 | |
| Melendez William | Officer | Vice President, Research & Dev | 1 | 2006 | |
| ROSE ROGER W | Officer | Executive Vice President; Executive Vice President/CCO | 23 | 2006–2017 | |
| ROSE THOMAS F | Officer | CFO; Executive Vice President; Executive Vice President/CFO; Executive Vice President/COO; Executive VP/CFO; Secretary and Former EVP Admin; Vice President and CFO | 18 | 2006–2015 | |
| Schumm Jeffrey Michael | Officer | Vice Pres. and General Counsel | 1 | 2006 | |
| Zerby Tara Leigh | Officer | Assistant to Chairman; VP, Xenograft Technologies | 2 | 2006–2007 | |
| CHAPMAN PHILIP R | Director | 11 | 2006–2015 | ||
| Rainey Gregory P | Director | 9 | 2007–2013 | person page Fuzzy | |
| Shaffer Carolyn | Officer | Vice President; Vice President, Human Resource; Vice President,Human Resources; VP, Human Resources; VP Human Resources/Org Dev | 6 | 2007–2009 | |
| GEAREN PETER F | Director | 15 | 2007–2019 | person page Fuzzy | |
| Odrich Michael J | Director | 5 | 2007–2011 | ||
| SIMPSON DAVID J | Director | 5 | 2007–2010 | ||
| Bowler Julianne M | Director | 13 | 2007–2014 | ||
| Manley Michael T | Director | 2 | 2007 | ||
| Crowninshield Roy D | Director | 12 | 2008–2015 | ||
| FREEMAN NEAL B | Director | 2 | 2008 | ||
| HENSELER UDO | Director | 9 | 2008–2011 | ||
| Johnston Lee Robert Jr | Officer | Vice President; V.P. | 4 | 2008–2009 | |
| MAYER GUY L | Director; Director,Officer; Officer | President | 4 | 2008–2009 | |
| Pering Claude O | Officer | V.P. | 1 | 2008 | |
| Seliga Clifton J | Officer | V.P. | 1 | 2008 | |
| Smith Adrian J R | Director | 12 | 2008–2015 | ||
| Allen Roderick N | Officer | Vice President | 3 | 2008–2009 | |
| Lane Robert J | Officer | Vice President | 4 | 2008–2009 | |
| ZIMMER HOLDINGS INC | TenPercentOwner | 3 | 2008 | ||
| Greenspan David C | Officer | V.P. | 1 | 2008 | |
| Blakely Christie J | Officer | Vice President | 2 | 2009 | |
| LaPrade Michael J | Officer | Vice President | 2 | 2010 | |
| Koschatzky Karl | Officer | President-Int'l Operations | 1 | 2010 | |
| Jordheim Robert P | Officer | Executive Vice President/CFO | 20 | 2010–2017 | |
| BERGY DEAN H | Director | 11 | 2010–2016 | ||
| Selquist Curtis M | Director | 9 | 2013–2019 | ||
| Villers Ned Hoye | Director | 4 | 2013–2015 | ||
| WATER STREET HEALTHCARE MANAGEMENT II, LP | TenPercentOwner | 8 | 2013–2019 | ||
| WATER STREET HEALTHCARE PARTNERS II LP | TenPercentOwner | 8 | 2013–2019 | ||
| WATER STREET HEALTHCARE PARTNERS, LLC | TenPercentOwner | 8 | 2013–2019 | ||
| WSHP Biologics Holdings, LLC | TenPercentOwner | 1 | 2013 | ||
| Weis Shirley A | Director | 9 | 2014–2019 | ||
| Varela John N | Officer | EVP Global Operations; Vice President US Operations | 10 | 2015–2019 | |
| McEachin Thomas | Director | 8 | 2015–2019 | ||
| SWEENEY CHRISTOPHER R | Director | 6 | 2015–2019 | ||
| Singer Jonathon M | Director; Officer | CFO/CAO | 10 | 2016–2019 | |
| THOMAS PAUL | Director | 7 | 2016–2019 | ||
| VALERIANI NICHOLAS J | Director | 8 | 2016–2019 | person page Fuzzy | |
| Brandt Kevin D | Officer; Other | EVP CCO-Domestic Direct | 4 | 2016–2018 | |
| Louw Johannes Wynand | Officer; Other | Interim CFO; Vice President/Controller; Vice President Finance | 8 | 2016–2019 | |
| Luedeman Lyle P. | Other | 2 | 2016–2017 | ||
| Farhat Camille | Officer | Chief Executive Officer | 8 | 2017–2019 | |
| STOLPER MARK | Director | 7 | 2017–2019 | ||
| Visa Olivier M | Officer | VP-OEM, Sports, Donor Services | 6 | 2018–2019 | |
| Koford Keith | Officer | Vice President General Counsel | 1 | 2018 | |
| Bartolucci Ryan M | Officer | VP Corporate Controller | 4 | 2018–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | RTI SURGICAL, INC. | FL | State business registries | name and state |
| Business registration | RTI SURGICAL, INC. | FL | State business registries | name and state |
| Plan sponsor | SURGALIGN TECHNOLOGIES, INC | IL | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Federal award recipient | RTI SURGICAL, INC. | FL | Federal spending (USAspending) | name and state |
| Federal award recipient | RTI SURGICAL, INC. | FL | Federal spending (USAspending) | name and state |
| Paying company | RTI SURGICAL, INC | FL | Open Payments (drug and device company payments) | name and state |
| Patent assignee | RTI Surgical, Inc. | FL | Patents (USPTO) | name and state |
| SEC filer | RTI SURGICAL, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | RTI Surgical, Inc. | FL | Trademarks (USPTO) | name and state |
| Business registration | REGENERATION TECHNOLOGIES, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Business registration | SURGALIGN SPINE TECHNOLOGIES, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | SURGALIGN TECHNOLOGIES, INC | EIN (EXACT) | ||
| Person page | Gregory P Rainey | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Nicholas J Valeriani | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Peter F Gearen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.