IPO registrations (S-1, F-1) · Registrants
TANOX INC
- SEC CIK
- 1099414 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2000-02-02, last 2000-04-06; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2000-04-10
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 10301 STELLA LINK, Houston, TX 77025
- EIN
- 76-0196733
- EDGAR entity type
- operating
- Insiders and CEO pay
- TANOX INC on the corporate pages
Offering terms
- Final price
- $28.50 per share (424B4 filed 2000-04-10, an initial public offering)
- Shares sold
- 7,500,000
- Gross proceeds
- $213,750,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TNOX
- Lead underwriters
- CIBC World Markets (2,835,000 shares)
- Syndicate
- Robertson Stephens (1,449,000); UBS (1,449,000); Adams Harkness (441,000); Kbc Securities (126,000); Hambrecht & Quist (100,000); Lehman Brothers (100,000); PaineWebber (100,000); Prudential Securities (100,000); Cowen (100,000); Piper Sandler (100,000); RBC Capital Markets (50,000); Dominick & Dominick LLC (50,000); Gerard Klauer Mattison & Co. LLC (50,000); Josephthal & Co. Inc (50,000); Legg Mason (50,000); Needham & Company (50,000); Pennsylvania Merchant Group (50,000); Ragen Mackenzie Incorporated (50,000); Truist Securities (50,000); Sanders Morris Harris (50,000); Stephens (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: TANOX INC EXACT (CIK (EXACT))
- Person page: Julia R Brown Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-02-02 | S-1 | S-1 (registration) | TANOX INC | 0000890566-00-000104 ↗ |
| 2000-02-11 | S-1/A | S-1/A (amendment) | TANOX INC | 0000890566-00-000148 ↗ |
| 2000-03-09 | S-1/A | S-1/A (amendment) | TANOX INC | 0000890566-00-000264 ↗ |
| 2000-03-27 | S-1/A | S-1/A (amendment) | TANOX INC | 0000890566-00-000374 ↗ |
| 2000-04-06 | S-1/A | S-1/A (amendment) | TANOX INC | 0000890566-00-000476 ↗ |
| 2000-04-06 | S-1/A | S-1/A (amendment) | TANOX INC | 0000890566-00-000485 ↗ |
| 2000-04-07 | S-1MEF | S-1MEF (added securities) | TANOX INC | 0000890566-00-000490 ↗ |
| 2000-04-10 | S-1MEF | S-1MEF (added securities) | TANOX INC | 0000890566-00-000510 ↗ |
| 2000-04-10 | 424B4 | 424B4 (final prospectus) | TANOX INC | 0000890566-00-000514 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-04-06 | S-1/A | registration statement | $5.36 | 7,000,000 | $37,520,000 | Nasdaq TNOX | 5 | from the submission text; price line, shares headline, proceeds computed, cover names 5 | document ↗ | |
| 2000-04-10 | 424B4 | final prospectus | $28.50 | 7,500,000 | $213,750,000 | Nasdaq TNOX | 22 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 22, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CHANG NANCY T | Director,TenPercentOwner | 18 | 2006 | ||
| BOWMAN KATIE-PAT | Officer | VP, General Counsel, Secretary | 1 | 2006 | |
| Chen Danong | Director,Officer | President & CEO | 2 | 2006 | |
| GUIDROZ GREGORY | Officer | Vice President of Finance | 2 | 2006 | |
| Hu Edward | Officer | Chief Operating Officer | 2 | 2006 | |
| Yao Zhengbin | Officer | Vice President of Research | 2 | 2006 | |
| JENKINS WILLIAM J | Director | 1 | 2006 | ||
| FRASHIER GARY E | Director | 2 | 2006 | ||
| BROWN JULIA R | Director | 1 | 2006 | person page Fuzzy | |
| BULL HEINZ W | Director | 1 | 2006 | ||
| CHANG TSE WEN | Director,TenPercentOwner | 1 | 2006 | ||
| Kim Brian Byeoung | Officer | Vice President of Quality | 2 | 2006 | |
| MIKHAIL OSAMA I | Director | 1 | 2006 | ||
| Santos Hugo | Officer | Vice President, Human Resource | 2 | 2006 | |
| TRABER PETER G | Director | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Person page | Julia R Brown | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| SEC filer | TANOX INC | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.