IPO registrations (S-1, F-1) · Registrants
CROSSROADS SYSTEMS INC
- SEC CIK
- 1093207 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-08-18, last 2015-06-29; 5 initial registrations, 20 amendments
- Outcome
- Final prospectus filed 1999-10-20; declared effective 2011-08-30; withdrawal requested 2014-12-09
- Industry (SIC)
- Computer Peripheral Equipment, NEC 3577
- Incorporated in
- DE
- Business address
- 11000 NORTH MOPAC EXPRESSWAY, Austin, TX 78759
- EIN
- 74-2846643
- EDGAR entity type
- operating
- Insiders and CEO pay
- CROSSROADS SYSTEMS INC on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 1999-10-18)
- Final price
- $18.00 per share, above the range (424B4 filed 1999-10-20, an initial public offering)
- Shares sold
- 3,750,000
- Gross proceeds
- $67,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CRDS
- Lead underwriters
- Cowen (1,581,000 shares); RBC Capital Markets (790,500 shares); Morgan Keegan (790,500 shares)
- Syndicate
- Robertson Stephens (65,000); Bear Stearns (65,000); Deutsche Bank (65,000); Donaldson, Lufkin & Jenrette (65,000); Hambrecht & Quist (65,000); Citigroup (65,000); McDonald Investments Inc., a KeyCorp Company (33,000); Needham & Company (33,000); Piper Sandler (33,000); Sanders Morris Mundy Inc (33,000); Scott & Stringfellow, Inc (33,000); Truist Securities (33,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: CROSSROADS SYSTEMS, INC. Fuzzy (name and state)
- Form D issuer: CROSSROADS SYSTEMS INC EXACT (CIK (EXACT))
- SEC filer: CROSSROADS SYSTEMS INC EXACT (CIK (EXACT))
Filings 37
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-08-18 | S-1 | S-1 (registration) | CROSSROADS SYSTEMS INC | 0000950134-99-007660 ↗ |
| 1999-09-27 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0000950134-99-008466 ↗ |
| 1999-10-13 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0000950134-99-008877 ↗ |
| 1999-10-18 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0000950134-99-009017 ↗ |
| 1999-10-20 | 424B4 | 424B4 (final prospectus) | CROSSROADS SYSTEMS INC | 0000950134-99-009057 ↗ |
| 2011-03-11 | S-1 | S-1 (registration) | CROSSROADS SYSTEMS INC | 0001144204-11-014364 ↗ |
| 2011-05-18 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-11-030935 ↗ |
| 2011-06-22 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-11-036998 ↗ |
| 2011-07-19 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-11-041177 ↗ |
| 2011-08-09 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-11-045058 ↗ |
| 2011-08-19 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-11-048691 ↗ |
| 2011-08-24 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-11-049361 ↗ |
| 2011-08-29 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-11-050320 ↗ |
| 2011-08-30 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-11-050430 ↗ |
| 2011-08-30 | EFFECT | EFFECT (declared effective) | CROSSROADS SYSTEMS INC | 9999999995-11-002592 ↗ |
| 2013-05-10 | S-1 | S-1 (registration) | CROSSROADS SYSTEMS INC | 0001144204-13-028036 ↗ |
| 2013-07-08 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-13-038609 ↗ |
| 2013-07-26 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-13-041239 ↗ |
| 2013-08-22 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-13-047528 ↗ |
| 2013-09-17 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-13-051275 ↗ |
| 2013-09-19 | EFFECT | EFFECT (declared effective) | CROSSROADS SYSTEMS INC | 9999999995-13-002718 ↗ |
| 2014-03-05 | EFFECT | EFFECT (declared effective) | CROSSROADS SYSTEMS INC | 9999999995-14-000592 ↗ |
| 2014-03-05 | EFFECT | EFFECT (declared effective) | CROSSROADS SYSTEMS INC | 9999999995-14-000595 ↗ |
| 2014-07-02 | EFFECT | EFFECT (declared effective) | CROSSROADS SYSTEMS INC | 9999999995-14-002039 ↗ |
| 2014-09-19 | S-1 | S-1 (registration) | CROSSROADS SYSTEMS INC | 0001144204-14-056979 ↗ |
| 2014-10-10 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-14-060647 ↗ |
| 2014-11-03 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-14-064736 ↗ |
| 2014-11-06 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-14-065754 ↗ |
| 2014-11-25 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-14-070910 ↗ |
| 2014-12-09 | RW | RW (withdrawal request) | CROSSROADS SYSTEMS INC | 0001144204-14-073017 ↗ |
| 2014-12-09 | RW | RW (withdrawal request) | CROSSROADS SYSTEMS INC | 0001144204-14-073019 ↗ |
| 2015-05-12 | S-1 | S-1 (registration) | CROSSROADS SYSTEMS INC | 0001144204-15-029746 ↗ |
| 2015-06-29 | S-1/A | S-1/A (amendment) | CROSSROADS SYSTEMS INC | 0001144204-15-039470 ↗ |
| 2015-07-01 | EFFECT | EFFECT (declared effective) | CROSSROADS SYSTEMS INC | 9999999995-15-001789 ↗ |
| 2015-07-07 | S-1MEF | S-1MEF (added securities) | CROSSROADS SYSTEMS INC | 0001144204-15-041381 ↗ |
| 2015-10-19 | EFFECT | EFFECT (declared effective) | CROSSROADS SYSTEMS INC | 9999999995-15-002783 ↗ |
| 2015-12-10 | EFFECT | EFFECT (declared effective) | CROSSROADS SYSTEMS INC | 9999999995-15-003237 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-10-18 | S-1/A | registration statement | $14.00–$16.00 | 3,750,000 | - | Nasdaq CRDS | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1999-10-20 | 424B4 | final prospectus | $18.00 | 3,750,000 | $67,500,000 | Nasdaq CRDS | 15 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 15, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bianchi Brian Joseph | Officer | Chief Operating Officer; CHIEF OPERATING OFFICER; COO | 25 | 2011–2016 | |
| Brackett Elliott | Director | 7 | 2011–2013 | ||
| CERF DAVID | Officer | EVP Business Development; EVP BUSINESS DEVELOPMENT; Executive VP of Bus & Corp Dev | 11 | 2011–2016 | |
| Crane Jennifer | Officer | CFO; Chief Financial Officer; CHIEF FINANCIAL OFFICER | 22 | 2011–2017 | |
| Hartnett Joseph J | Director | 7 | 2011–2013 | ||
| Krieger Bernd R. | Officer | EVP BUSINESS DEVELOPMENT; General Manager, Europe | 3 | 2011–2014 | |
| LEDGER STEVEN A | Director | 2 | 2011–2013 | ||
| Pearce Don | Director | 23 | 2011–2017 | ||
| SIMS ROBERT C | Director,Officer; Officer | President and CEO; PRESIDENT AND CEO | 5 | 2011–2013 | |
| COMPASS GLOBAL MANAGEMENT LTD | Other; TenPercentOwner | 3 | 2012 | ||
| Wallace Thomas L. Sr. | Director | 3 | 2012 | ||
| Coleman Richard Kenneth Jr. | Director; Director,Officer | Chief Executive Officer; Executive Director; President and CEO; President & CEO | 9 | 2013–2017 | |
| Eberwein Jeffrey E. | Director; Director,TenPercentOwner; Other; TenPercentOwner | 88 | 2013–2017 | ||
| Pearse Robert G. | Director | 19 | 2013–2017 | ||
| CF DB EZ LLC | TenPercentOwner | 1 | 2013 | ||
| Lone Star Value Investors GP LLC | Other; TenPercentOwner | 59 | 2014–2017 | ||
| Lone Star Value Investors LP | Other; TenPercentOwner | 59 | 2014–2017 | ||
| Lone Star Value Management LLC | Other; TenPercentOwner | 59 | 2014–2017 | ||
| Vetter Galen G | Director | 11 | 2014–2017 | ||
| HOOD MARK C | Officer | Executive Vice President | 9 | 2015–2017 | |
| Bible Hannah M. | Director | 5 | 2016–2017 | ||
| Lone Star Value Co-Invest I, LP | Other; TenPercentOwner | 8 | 2016–2017 | ||
| Gogel Claire | Director | 2 | 2017 | ||
| Alpert Robert H | DirectorOther | 1 | 2017 | ||
| Webb C Clark | DirectorOther | 1 | 2017 | ||
| 210 Capital, LLC | Other | 1 | 2017 | ||
| 210/CRDS Investment LLC | TenPercentOwnerOther | 1 | 2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-04-14 | CROSSROADS SYSTEMS INC | Computers | $4,482,816 | $4,482,816 | 6 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Federal award recipient | CROSSROADS SYSTEMS, INC. | TX | Federal spending (USAspending) | name and state |
| Form D issuer | CROSSROADS SYSTEMS INC | TX | Form D private offerings | CIK (EXACT) |
| Patent assignee | Crossroads Systems, Inc. | TX | Patents (USPTO) | name and state |
| SEC filer | CROSSROADS SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Crossroads Systems, Inc. | TX | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Computer Peripheral Equipment, NEC, TX first:
- TRINITY WORKS INC TX
- Ainos, Inc. TX
- Virtuix Holdings Inc. TX
- BANCTEC INC TX
- STB SYSTEMS INC TX
- SMART Technologies Inc. A0
- iGo, Inc. AZ
- SPLASH TECHNOLOGY HOLDINGS INC CA
- PROCOM TECHNOLOGY INC CA
- INVE Technologies, Inc. CA
In other datasets, the same topic (Manufacturing) in TX:
- Form D issuer: 0422 Dust LLC (Form D private offerings)
- Lobbying client: 5E ADVANCED MATERIALS, INC. (Federal lobbying (LDA))
Interests: Computer Peripheral Equipment, NEC · Manufacturing