IPO registrations (S-1, F-1) · Registrants

CROSSROADS SYSTEMS INC

SEC CIK
1093207 · filings on EDGAR ↗
Registration
Form S-1, first filed 1999-08-18, last 2015-06-29; 5 initial registrations, 20 amendments
Outcome
Final prospectus filed 1999-10-20; declared effective 2011-08-30; withdrawal requested 2014-12-09
Industry (SIC)
Computer Peripheral Equipment, NEC 3577
Incorporated in
DE
Business address
11000 NORTH MOPAC EXPRESSWAY, Austin, TX 78759
EIN
74-2846643
EDGAR entity type
operating
Insiders and CEO pay
CROSSROADS SYSTEMS INC on the corporate pages

Offering terms

Proposed price range
$14.00–$16.00 per share (S-1/A filed 1999-10-18)
Final price
$18.00 per share, above the range (424B4 filed 1999-10-20, an initial public offering)
Shares sold
3,750,000
Gross proceeds
$67,500,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol CRDS
Lead underwriters
Cowen (1,581,000 shares); RBC Capital Markets (790,500 shares); Morgan Keegan (790,500 shares)
Syndicate
Robertson Stephens (65,000); Bear Stearns (65,000); Deutsche Bank (65,000); Donaldson, Lufkin & Jenrette (65,000); Hambrecht & Quist (65,000); Citigroup (65,000); McDonald Investments Inc., a KeyCorp Company (33,000); Needham & Company (33,000); Piper Sandler (33,000); Sanders Morris Mundy Inc (33,000); Scott & Stringfellow, Inc (33,000); Truist Securities (33,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 37

FiledFormWhat it isName as filedEDGAR
1999-08-18S-1S-1 (registration)CROSSROADS SYSTEMS INC0000950134-99-007660 ↗
1999-09-27S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0000950134-99-008466 ↗
1999-10-13S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0000950134-99-008877 ↗
1999-10-18S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0000950134-99-009017 ↗
1999-10-20424B4424B4 (final prospectus)CROSSROADS SYSTEMS INC0000950134-99-009057 ↗
2011-03-11S-1S-1 (registration)CROSSROADS SYSTEMS INC0001144204-11-014364 ↗
2011-05-18S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-11-030935 ↗
2011-06-22S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-11-036998 ↗
2011-07-19S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-11-041177 ↗
2011-08-09S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-11-045058 ↗
2011-08-19S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-11-048691 ↗
2011-08-24S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-11-049361 ↗
2011-08-29S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-11-050320 ↗
2011-08-30S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-11-050430 ↗
2011-08-30EFFECTEFFECT (declared effective)CROSSROADS SYSTEMS INC9999999995-11-002592 ↗
2013-05-10S-1S-1 (registration)CROSSROADS SYSTEMS INC0001144204-13-028036 ↗
2013-07-08S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-13-038609 ↗
2013-07-26S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-13-041239 ↗
2013-08-22S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-13-047528 ↗
2013-09-17S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-13-051275 ↗
2013-09-19EFFECTEFFECT (declared effective)CROSSROADS SYSTEMS INC9999999995-13-002718 ↗
2014-03-05EFFECTEFFECT (declared effective)CROSSROADS SYSTEMS INC9999999995-14-000592 ↗
2014-03-05EFFECTEFFECT (declared effective)CROSSROADS SYSTEMS INC9999999995-14-000595 ↗
2014-07-02EFFECTEFFECT (declared effective)CROSSROADS SYSTEMS INC9999999995-14-002039 ↗
2014-09-19S-1S-1 (registration)CROSSROADS SYSTEMS INC0001144204-14-056979 ↗
2014-10-10S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-14-060647 ↗
2014-11-03S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-14-064736 ↗
2014-11-06S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-14-065754 ↗
2014-11-25S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-14-070910 ↗
2014-12-09RWRW (withdrawal request)CROSSROADS SYSTEMS INC0001144204-14-073017 ↗
2014-12-09RWRW (withdrawal request)CROSSROADS SYSTEMS INC0001144204-14-073019 ↗
2015-05-12S-1S-1 (registration)CROSSROADS SYSTEMS INC0001144204-15-029746 ↗
2015-06-29S-1/AS-1/A (amendment)CROSSROADS SYSTEMS INC0001144204-15-039470 ↗
2015-07-01EFFECTEFFECT (declared effective)CROSSROADS SYSTEMS INC9999999995-15-001789 ↗
2015-07-07S-1MEFS-1MEF (added securities)CROSSROADS SYSTEMS INC0001144204-15-041381 ↗
2015-10-19EFFECTEFFECT (declared effective)CROSSROADS SYSTEMS INC9999999995-15-002783 ↗
2015-12-10EFFECTEFFECT (declared effective)CROSSROADS SYSTEMS INC9999999995-15-003237 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1999-10-18S-1/Aregistration statement$14.00–$16.003,750,000-Nasdaq CRDS3from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3document ↗
1999-10-20424B4final prospectus$18.003,750,000$67,500,000Nasdaq CRDS15from the submission text; price sentence, shares headline, proceeds table, underwriting table 15, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Bianchi Brian JosephOfficerChief Operating Officer; CHIEF OPERATING OFFICER; COO252011–2016
Brackett ElliottDirector72011–2013
CERF DAVIDOfficerEVP Business Development; EVP BUSINESS DEVELOPMENT; Executive VP of Bus & Corp Dev112011–2016
Crane JenniferOfficerCFO; Chief Financial Officer; CHIEF FINANCIAL OFFICER222011–2017
Hartnett Joseph JDirector72011–2013
Krieger Bernd R.OfficerEVP BUSINESS DEVELOPMENT; General Manager, Europe32011–2014
LEDGER STEVEN ADirector22011–2013
Pearce DonDirector232011–2017
SIMS ROBERT CDirector,Officer; OfficerPresident and CEO; PRESIDENT AND CEO52011–2013
COMPASS GLOBAL MANAGEMENT LTDOther; TenPercentOwner32012
Wallace Thomas L. Sr.Director32012
Coleman Richard Kenneth Jr.Director; Director,OfficerChief Executive Officer; Executive Director; President and CEO; President & CEO92013–2017
Eberwein Jeffrey E.Director; Director,TenPercentOwner; Other; TenPercentOwner882013–2017
Pearse Robert G.Director192013–2017
CF DB EZ LLCTenPercentOwner12013
Lone Star Value Investors GP LLCOther; TenPercentOwner592014–2017
Lone Star Value Investors LPOther; TenPercentOwner592014–2017
Lone Star Value Management LLCOther; TenPercentOwner592014–2017
Vetter Galen GDirector112014–2017
HOOD MARK COfficerExecutive Vice President92015–2017
Bible Hannah M.Director52016–2017
Lone Star Value Co-Invest I, LPOther; TenPercentOwner82016–2017
Gogel ClaireDirector22017
Alpert Robert HDirectorOther12017
Webb C ClarkDirectorOther12017
210 Capital, LLCOther12017
210/CRDS Investment LLCTenPercentOwnerOther12017

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2014-04-14CROSSROADS SYSTEMS INCComputers$4,482,816$4,482,81661

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Federal award recipientCROSSROADS SYSTEMS, INC.TXFederal spending (USAspending)name and state
Form D issuerCROSSROADS SYSTEMS INCTXForm D private offeringsCIK (EXACT)
Patent assigneeCrossroads Systems, Inc.TXPatents (USPTO)name and state
SEC filerCROSSROADS SYSTEMS INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerCrossroads Systems, Inc.TXTrademarks (USPTO)name and state

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Computer Peripheral Equipment, NEC, TX first:

More with this interest.

In other datasets, the same topic (Manufacturing) in TX:

Interests: Computer Peripheral Equipment, NEC · Manufacturing