IPO registrations (S-1, F-1) · Registrants
INVE Technologies, Inc.
- SEC CIK
- 1036044 · filings on EDGAR ↗
- Name on the registration
- IDENTIVE GROUP, INC.
- Former names
- Identiv, Inc. (2014–2026); IDENTIVE GROUP, INC. (2010–2014); SCM MICROSYSTEMS INC (1997–2010)
- Registration
- Form S-1, first filed 1997-06-12, last 2010-12-13; 3 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 1997-10-07; declared effective 2009-02-13; withdrawal requested 1999-02-11
- Industry (SIC)
- Computer Peripheral Equipment, NEC 3577
- Incorporated in
- DE
- Business address
- 1900-B CARNEGIE AVE., Santa Ana, CA 92705
- EIN
- 77-0444317
- Ticker
- INVE (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- INVE Technologies, Inc. on the corporate pages
Offering terms
- Final price
- $3.87 per share (424B4 filed 1997-10-07, an initial public offering)
- Shares sold
- 3,370,000
- Gross proceeds
- $13,041,900 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SCMM
- Lead underwriters
- ING; Cowen (770,000 shares); Hambrecht & Quist (770,000 shares)
- Syndicate
- Bear Stearns (70,000); Donaldson, Lufkin & Jenrette (70,000); Dresdner Kleinwort Benson North America LLC (70,000); Goldman Sachs (70,000); Lehman Brothers (70,000); Morgan Stanley (70,000); Prudential Securities (70,000); BancAmerica Robertson Stephens (70,000); UBS (70,000); Arnhold and S. Bleichroeder, Inc (30,000); Dakin Securities Corporation (30,000); First Albany Corporation (30,000); FBR (30,000); Gerard Klauer Mattison & Co., LLC (30,000); Janney Montgomery Scott (30,000); Edward D. Jones & Co., LLC (30,000); Nesbitt Burns Securities Inc (30,000); Piper Sandler (30,000); Raymond James (30,000); Truist Securities (30,000); Soundview Financial Group (30,000); Tucker Anthony Incorporated (30,000); Unterberg Harris (30,000); Wessels, Arnold & Henderson (30,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: IDENTIV, INC. EXACT (EIN (EXACT))
- Form D issuer: Identiv, Inc. EXACT (CIK (EXACT))
- SEC filer: IDENTIVE GROUP, INC. EXACT (CIK (EXACT))
- Person page: Bernard C Bailey Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 17
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-06-12 | S-1 | S-1 (registration) | SCM MICROSYSTEMS INC | 0000891618-97-002579 ↗ |
| 1997-08-25 | S-1/A | S-1/A (amendment) | SCM MICROSYSTEMS INC | 0000891618-97-003577 ↗ |
| 1997-09-08 | S-1/A | S-1/A (amendment) | SCM MICROSYSTEMS INC | 0000891618-97-003707 ↗ |
| 1997-10-03 | S-1/A | S-1/A (amendment) | SCM MICROSYSTEMS INC | 0000891618-97-004014 ↗ |
| 1997-10-07 | 424B4 | 424B4 (final prospectus) | SCM MICROSYSTEMS INC | 0000891618-97-004041 ↗ |
| 1998-03-10 | S-1 | S-1 (registration) | SCM MICROSYSTEMS INC | 0000891618-98-001048 ↗ |
| 1998-03-26 | S-1/A | S-1/A (amendment) | SCM MICROSYSTEMS INC | 0000891618-98-001305 ↗ |
| 1998-04-17 | 424B1 | 424B1 (final prospectus) | SCM MICROSYSTEMS INC | 0000891618-98-001783 ↗ |
| 1999-02-11 | RW | RW (withdrawal request) | SCM MICROSYSTEMS INC | 0000891618-99-000449 ↗ |
| 2002-07-16 | 424B4 | 424B4 (final prospectus) | SCM MICROSYSTEMS INC | 0000891618-02-003255 ↗ |
| 2009-02-13 | EFFECT | EFFECT (declared effective) | SCM MICROSYSTEMS INC | 9999999995-09-000402 ↗ |
| 2009-11-12 | EFFECT | EFFECT (declared effective) | SCM MICROSYSTEMS INC | 9999999995-09-003169 ↗ |
| 2010-12-13 | S-1 | S-1 (registration) | IDENTIVE GROUP, INC. | 0001193125-10-279258 ↗ |
| 2010-12-28 | EFFECT | EFFECT (declared effective) | IDENTIVE GROUP, INC. | 9999999995-10-003722 ↗ |
| 2011-03-25 | EFFECT | EFFECT (declared effective) | IDENTIVE GROUP, INC. | 9999999995-11-000764 ↗ |
| 2011-05-03 | EFFECT | EFFECT (declared effective) | IDENTIVE GROUP, INC. | 9999999995-11-001377 ↗ |
| 2011-06-14 | EFFECT | EFFECT (declared effective) | IDENTIVE GROUP, INC. | 9999999995-11-001843 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-10-03 | S-1/A | registration statement | 3,944,495 | - | 0 | from the submission text; shares headline | document ↗ | |||
| 1997-10-07 | 424B4 | final prospectus | $3.87 | 3,370,000 | $13,041,900 | Nasdaq SCMM | 27 | from the submission text; price line, shares headline, proceeds computed, underwriting table 26, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Koepf Werner | Director; Officer | Chairman of the Board | 7 | 2006–2009 | |
| Mueller Manfred | Officer | COO; EVP, Strategic Sales & Bus Dev; Executive Vice President; Ex VP & CEO of SCM business; VP Marketing; VP Sales | 13 | 2006–2014 | |
| Rohaly Stephan | Officer | VP Finance and CFO | 8 | 2006–2009 | |
| CHUAN NG POH | Director | 1 | 2006 | ||
| CUBERO MANUEL | Director | 1 | 2006 | ||
| HULTZSCH HAGEN | Director | 3 | 2006–2008 | ||
| HUMPHREYS STEVEN | Director; Director,Officer; Officer; Other | CEO; Chairman of the Board | 105 | 2006–2024 | |
| TURNER SIMON | Director | 11 | 2006–2013 | ||
| SCHNEIDER ROBERT /FN | Director,Officer | Chief Executive Officer | 3 | 2006–2007 | |
| Marx Felix | Officer | Chief Executive Officer | 3 | 2007–2008 | |
| CHHOR EANG SOUR | Officer | Exec. VP Bus. Dev. & Strategy | 1 | 2008 | |
| Liebler Dr. Hans | Director | 13 | 2008–2014 | ||
| Midland Lawrence W. | Director,Officer; Officer | Executive Vice President; President; Senior Vice President | 16 | 2009–2014 | |
| Morgan Douglas J | Director | 7 | 2009 | ||
| Ashour Ayman S | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner; Other | CEO; Chairman and CEO; Chief Executive Officer | 20 | 2010–2014 | |
| BH Capital Management AG | TenPercentOwner | 3 | 2010 | ||
| Boersch Cornelius | Director,TenPercentOwner; TenPercentOwner | 6 | 2010–2013 | ||
| Mountain Partners AG | TenPercentOwner | 11 | 2010–2012 | ||
| Wenzel Daniel S.C. | Director; Director,TenPercentOwner | 30 | 2010–2016 | ||
| Denton-Thompson Melvin Charles | Officer | CFO; CFO and COO; Chief Financial Officer | 5 | 2010–2012 | |
| Rogers John S. | Officer | Executive Vice President; Ex VP Transition Mgt and Acqsn | 9 | 2010–2012 | |
| Tassone Joseph | Officer | Executive Vice President; Ex VP Technology & Product Mgt | 12 | 2010–2014 | |
| BAILEY BERNARD C | Director | 1 | 2011 | person page Fuzzy | |
| Libin Philip | Director | 16 | 2011–2014 | ||
| Clarke Richard A | Director | 8 | 2012–2013 | ||
| Gupta Kamal Kant | Officer | Principal Accounting Officer | 3 | 2012–2013 | |
| Hart Jason | Director,Officer; Officer | CEO; Chief Executive Officer; Executive Vice President | 11 | 2012–2015 | |
| WEAR DAVID | Officer | Executive Vice President | 5 | 2012 | |
| Alazem Saadallah Mohammed | Director | 10 | 2013–2015 | ||
| Healy Stephen | Officer | Executive Vice President | 1 | 2013 | |
| NELSON BRIAN CHARLES | Officer | CFO; Chief Financial Officer | 6 | 2014–2015 | |
| KREMEN GARY | Director | 50 | 2014–2026 | ||
| OUSLEY JAMES E | Director | 30 | 2014–2026 | ||
| Finney Steven T | Officer | Interim CFO | 4 | 2015–2016 | |
| Shapiro Nina B. | Director | 15 | 2016–2022 | ||
| Wallach Sandra | Officer | CFO | 37 | 2017–2021 | |
| 21 APRIL FUND, LTD. | TenPercentOwner | 3 | 2017–2018 | ||
| First Eagle Holdings, Inc. | TenPercentOwner | 5 | 2017–2019 | ||
| First Eagle Investment Management, LLC | TenPercentOwner | 5 | 2017–2019 | ||
| Braun Robin R. | Director | 8 | 2019–2022 | ||
| Bleichroeder LP | TenPercentOwner | 14 | 2019–2023 | ||
| KIRNBAUER EDWARD | Officer | See Remarks | 11 | 2021–2026 | |
| Scarpulla Justin | Officer | Chief Financial Officer | 14 | 2021–2025 | |
| Angelini Laura | Director | 6 | 2022–2026 | ||
| Kuntz Richard | Director | 6 | 2022–2026 | ||
| Hawk Acquisition, Inc. | TenPercentOwner | 1 | 2024 | ||
| Seven2 SAS | TenPercentOwner | 1 | 2024 | ||
| Newquist Kirsten F. | Director,Officer; Officer | Chief Executive Officer; President, IoT Solutions | 14 | 2024–2026 | |
| LOPEZ MIGUEL A | Director | 3 | 2025–2026 | ||
| Greenwell James J | Officer | See Remarks | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2018-01-03 | Identiv, Inc. | Other Technology | $20,000,000 | $12,000,000 | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Identiv, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | INVE Technologies, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | IDENTIV, INC. | EIN (EXACT) | ||
| Person page | Bernard C Bailey | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Computer Peripheral Equipment, NEC, CA first:
- SPLASH TECHNOLOGY HOLDINGS INC CA
- PROCOM TECHNOLOGY INC CA
- MMC NETWORKS INC CA
- WHO VISION SYSTEMS INC /FL CA
- VIEWSONIC CORP CA
- FORESCOUT TECHNOLOGIES, INC CA
- ARUBA NETWORKS, INC. CA
- Fortinet, Inc. CA
- RUCKUS WIRELESS INC CA
- Palo Alto Networks Inc CA
In other datasets, the same topic (Manufacturing) in CA:
- Form D issuer: 3 DAY BLINDS Corp (Form D private offerings)
- Lobbying client: 1776 PHARMACEUTICALS LLC (Federal lobbying (LDA))
Interests: Computer Peripheral Equipment, NEC · Manufacturing