IPO registrations (S-1, F-1) · Registrants
RED HAT INC
- SEC CIK
- 1087423 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-06-04, last 2000-01-28; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 1999-08-11
- Industry (SIC)
- Services-Computer Programming, Data Processing, Etc. 7370
- Incorporated in
- DE
- Business address
- 100 EAST DAVIE STREET, Raleigh, NC 27601
- EIN
- 06-1364380
- EDGAR entity type
- operating
- Insiders and CEO pay
- RED HAT INC on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1999-08-11)
- Final price
- $14.00 per share, within the range (424B1 filed 1999-08-11, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $84,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol RHAT
- Lead underwriters
- Goldman Sachs (2,280,000 shares); Thomas Weisel Partners (1,003,200 shares); Hambrecht & Quist (1,003,200 shares); E*Offering
- Syndicate
- Advest, Inc (60,000); BofA Securities (120,000); William Blair (60,000); J.C. Bradford & Co (60,000); Credit Suisse (120,000); Dain Rauscher Wessels a division of Dain Rauscher Incorporated (60,000); Deutsche Bank (120,000); Wachovia (60,000); FBR (60,000); Edward D. Jones & Co., L.P (120,000); Legg Mason (60,000); McDonald Investments Inc (60,000); Merrill Lynch (120,000); Redwine & Company, Inc (60,000); Truist Securities (60,000); Scott & Stringfellow, Inc (60,000); Muriel Siebert & Co. (60,000); Wasserstein Perella Securities, Inc (120,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: RED HAT, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: RED HAT SOFTWARE, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Red Hat, Inc. Fuzzy (name and state)
- Business registration: RED HAT, Inc. Fuzzy (name and state)
- Business registration: RED HAT, INC. Fuzzy (name and state)
- Business registration: Red Hat, LLC Fuzzy (name and state)
- Business registration: Red Hat, LLC Fuzzy (name and state)
- Business registration: Red Hat, LLC Fuzzy (name and state)
- Business registration: RED HAT, LLC Fuzzy (name and state)
- Business registration: RED HAT, LLC Fuzzy (name and state)
- Business registration: RED HAT, LLC Fuzzy (name and state)
- Business registration: RED HAT, LLC Fuzzy (name and state)
- Business registration: RED HAT, LLC Fuzzy (name and state)
- Form 5500 plan sponsor: RED HAT, LLC EXACT (EIN (EXACT))
- Federal award recipient: RED HAT, LLC Fuzzy (name and state)
- Form D issuer: RED HAT INC EXACT (CIK (EXACT))
- Lobbying client: RED HAT Fuzzy (name and state)
- Lobbying client: RED HAT INC Fuzzy (name and state)
- Lobbying client: RED HAT INC Fuzzy (name and state)
- Lobbying client: RED HAT, INC. Fuzzy (name and state)
- Lobbying registrant: RED HAT INC Fuzzy (name and state)
- SEC filer: RED HAT INC EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-06-04 | S-1 | S-1 (registration) | RED HAT INC | 0001047469-99-023237 ↗ |
| 1999-07-16 | S-1/A | S-1/A (amendment) | RED HAT INC | 0001047469-99-027687 ↗ |
| 1999-07-19 | S-1/A | S-1/A (amendment) | RED HAT INC | 0001047469-99-027934 ↗ |
| 1999-08-05 | S-1/A | S-1/A (amendment) | RED HAT INC | 0001047469-99-029961 ↗ |
| 1999-08-06 | S-1/A | S-1/A (amendment) | RED HAT INC | 0001047469-99-030209 ↗ |
| 1999-08-11 | S-1/A | S-1/A (amendment) | RED HAT INC | 0001047469-99-030827 ↗ |
| 1999-08-11 | 424B1 | 424B1 (final prospectus) | RED HAT INC | 0001047469-99-031070 ↗ |
| 2000-01-14 | S-1 | S-1 (registration) | RED HAT INC | 0000912057-00-001385 ↗ |
| 2000-01-28 | S-1/A | S-1/A (amendment) | RED HAT INC | 0000912057-00-002883 ↗ |
| 2000-02-04 | 424B4 | 424B4 (final prospectus) | RED HAT INC | 0000912057-00-003916 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-08-11 | S-1/A | registration statement | $12.00–$14.00 | 6,000,000 | - | Nasdaq RHAT | 7 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 3, cover names 4 | document ↗ | |
| 1999-08-11 | 424B1 | final prospectus | $14.00 | 6,000,000 | $84,000,000 | Nasdaq RHAT | 22 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 21, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MCDONALD EUGENE J | Director | 11 | 2006–2007 | ||
| Pinchev Alex | Officer | EVP Worldwide Sales; EVP, Worldwide Sales | 91 | 2006–2011 | |
| SZULIK MATTHEW | Director; Director,Officer; Officer | Chairman/CEO/President; Chairman, President & CEO; Chariman/CEO/President; President and CEO | 113 | 2006–2010 | |
| CORMIER PAUL J | Officer | EVP, Engineering; EVP, Products & Technologies | 117 | 2006–2019 | |
| PETERS CHARLES E JR | Officer | EVP, Chief Financial Officer; Executive Vice President | 93 | 2006–2015 | |
| GONZALEZ GABRIELA | Officer | Chief Accounting Officer; VP/Controller | 3 | 2006 | |
| FOX MARYE ANNE | Director | 46 | 2006–2015 | ||
| KOZEL EDWARD | Director | 6 | 2006 | ||
| SHELTON GENERAL HENRY HUGH | Director | 34 | 2006–2017 | ||
| Cunningham Michael | Officer | EVP, General Counsel; EVP. General Counsel; General Counsel | 137 | 2006–2019 | |
| ROHDE JOANNE | Officer | EVP Worldwide Operations; EVP, Worldwide Operations | 9 | 2006–2007 | |
| ALBRECHT W STEVE | Director | 21 | 2006–2019 | ||
| GUPTA NARENDRA | Director | 20 | 2006–2019 | ||
| KAISER WILLIAM S | Director | 40 | 2006–2019 | ||
| Cook Mark | Officer | VP / Controller; VP/Controller | 40 | 2007–2015 | |
| Whitehurst James M | Director,Officer | CEO & President; President & CEO | 109 | 2008–2019 | |
| Chau Micheline | Director | 11 | 2008–2012 | ||
| CLARKE JEFF | Director | 47 | 2008–2016 | ||
| LIVINGSTONE DONALD H | Director | 18 | 2009–2018 | ||
| ABBASI SOHAIB | Director | 41 | 2011–2019 | ||
| Alexander DeLisa | Officer | EVP, Chief People Officer; EVP, People & Brand | 80 | 2011–2019 | |
| Enzweiler Mark | Officer | Acting Head of Global Sales | 3 | 2012 | |
| OBEROI ARUN | Officer | EVP, Global Sales & Service | 55 | 2012–2019 | |
| Stevens Brian | Officer | Chief Technology Officer; EVP, Chief Technology Officer | 9 | 2013–2014 | |
| BEGLEY CHARLENE T | Director | 8 | 2014–2019 | ||
| CALDERONI FRANK | Officer | EVP, Operations & CFO | 6 | 2015–2017 | |
| Hammonds Kimberly | Director | 6 | 2015–2019 | ||
| Shander Eric Ryan | Officer | Chief Financial Officer; EVP, Chief Financial Officer; Principal Accounting Officer | 20 | 2016–2019 | |
| Kelly Michael A | Officer | Chief Information Officer | 12 | 2017–2019 | |
| ZOLLAR ALFRED W | Director | 5 | 2018–2019 | ||
| MURAI KEVIN M | Director | 4 | 2018–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-06-27 | RED HAT INC | Other Technology | $28,965,871 | $28,965,871 | 3 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | RED HAT, LLC | NC | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | RED HAT, LLC | NC | Federal spending (USAspending) | name and state |
| Form D issuer | RED HAT INC | NC | Form D private offerings | CIK (EXACT) |
| Lobbying client | RED HAT | NC | Federal lobbying (LDA) | name and state |
| Lobbying client | RED HAT INC | NC | Federal lobbying (LDA) | name and state |
| Lobbying client | RED HAT INC | NC | Federal lobbying (LDA) | name and state |
| Lobbying client | RED HAT, INC. | NC | Federal lobbying (LDA) | name and state |
| Lobbying registrant | RED HAT INC | NC | Federal lobbying (LDA) | name and state |
| Nonprofit | TOASTMASTERS INTERNATIONAL | NC | Nonprofits (IRS Form 990) | same street address and ZIP code, 100 E DAVIE ST 27601 (FUZZY: a shared address, not proof of a shared organization) |
| Patent assignee | Red Hat, Inc. | NC | Patents (USPTO) | name and state |
| SEC filer | RED HAT INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Red Hat, Inc. | NC | Trademarks (USPTO) | name and state |
| Business registration | Red Hat, Inc. | State business registries | name and state | |
| Business registration | RED HAT, Inc. | State business registries | name and state | |
| Business registration | RED HAT, INC. | State business registries | name and state | |
| Business registration | RED HAT, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Business registration | Red Hat, LLC | State business registries | name and state | |
| Business registration | Red Hat, LLC | State business registries | name and state | |
| Business registration | Red Hat, LLC | State business registries | name and state | |
| Business registration | RED HAT, LLC | State business registries | name and state | |
| Business registration | RED HAT, LLC | State business registries | name and state | |
| Business registration | RED HAT, LLC | State business registries | name and state | |
| Business registration | RED HAT, LLC | State business registries | name and state | |
| Business registration | RED HAT, LLC | State business registries | name and state | |
| Business registration | RED HAT SOFTWARE, LLC | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | RED HAT, LLC | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Computer Programming, Data Processing, Etc., NC first:
- BLUE SPHERE CORP. NC
- XSport Global, Inc. NC
- T1V, Inc. NC
- BLUE ZONE INC A1
- PROSALUTIS HOLDINGS INC. A1
- LOISLAW COM INC AR
- ILINC COMMUNICATIONS INC AZ
- Leaplab Corp AZ
- 3FORCES INC. AZ
- Linktory Inc. B3
In other datasets, the same topic (Technology) in NC:
- Form D issuer: 1336 Studios, LLC (Form D private offerings)
- Lobbying client: ACN INC (Federal lobbying (LDA))
Interests: Services-Computer Programming, Data Processing, Etc. · Technology