IPO registrations (S-1, F-1) · Registrants
STANCORP FINANCIAL GROUP INC
- SEC CIK
- 1079577 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-02-17, last 1999-04-13; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1999-04-19
- Industry (SIC)
- Accident & Health Insurance 6321
- Incorporated in
- OR
- Business address
- 1100 S W SIXTH AVENUE, Portland, OR 97204
- EIN
- 93-1253576
- EDGAR entity type
- operating
- Insiders and CEO pay
- STANCORP FINANCIAL GROUP INC on the corporate pages
Offering terms
- Proposed price range
- $21.00–$25.00 per share (S-1/A filed 1999-04-13)
- Final price
- $23.75 per share, within the range (424B4 filed 1999-04-19, an initial public offering)
- Shares sold
- 13,920,000
- Gross proceeds
- $330,600,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol SFG
- Lead underwriters
- Goldman Sachs (2,531,668 shares); Donaldson, Lufkin & Jenrette (2,531,666 shares); Morgan Stanley (2,531,666 shares)
- Syndicate
- Oppenheimer (240,000); Conning & Company (155,000); Credit Suisse (240,000); Dain Rauscher Wessels, a division of Dain Rauscher Incorporated (155,000); A.G. Edwards (240,000); EVEREN Securities, Inc (240,000); Fox-Pitt, Kelton Inc (155,000); Edward D. Jones & Co., L.P (240,000); McDonald Investments Inc., A KeyCorp Company (155,000); Mitchell Securities Corporation of Oregon (155,000); Pacific Crest Securities (155,000); PaineWebber (240,000); Ragen MacKenzie Incorporated (1,250,000); Stephens (155,000); Strand, Atkinson, Williams & York, Inc (155,000); Sutro & Co. Incorporated (155,000); Wasserstein Perella Securities, Inc (240,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: STANCORP FINANCIAL GROUP INC Fuzzy (name and state)
- Business registration: STANCORP FINANCIAL GROUP, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: STANCORP FINANCIAL GROUP, INC. EXACT (EIN (EXACT))
- SEC filer: STANCORP FINANCIAL GROUP INC EXACT (CIK (EXACT))
- Person page: Eric E Parsons Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Frederick W Buckman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John A Hooper Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Kim W Ledbetter Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Timothy A Holt Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Virginia L Anderson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-02-17 | S-1 | S-1 (registration) | STANCORP FINANCIAL GROUP INC | 0000950130-99-000857 ↗ |
| 1999-03-10 | S-1/A | S-1/A (amendment) | STANCORP FINANCIAL GROUP INC | 0000950130-99-001324 ↗ |
| 1999-03-12 | S-1/A | S-1/A (amendment) | STANCORP FINANCIAL GROUP INC | 0000950130-99-001388 ↗ |
| 1999-03-22 | S-1/A | S-1/A (amendment) | STANCORP FINANCIAL GROUP INC | 0000950130-99-001592 ↗ |
| 1999-04-13 | S-1/A | S-1/A (amendment) | STANCORP FINANCIAL GROUP INC | 0000950130-99-002151 ↗ |
| 1999-04-19 | 424B4 | 424B4 (final prospectus) | STANCORP FINANCIAL GROUP INC | 0000950130-99-002293 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-04-13 | S-1/A | registration statement | $21.00–$25.00 | 13,920,000 | - | NYSE SFG | 7 | from the submission text; range, shares headline, underwriting table 4, cover names 3 | document ↗ | |
| 1999-04-19 | 424B4 | final prospectus | $23.75 | 13,920,000 | $330,600,000 | NYSE SFG | 20 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 20, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BERNARD JOHN M | Officer | SVP, Operational Excellence | 2 | 2006 | |
| Erickson Robert M | Officer | AVP & Controller; VP & Controller | 24 | 2006–2016 | |
| LEDBETTER KIM W | Officer | SVP - Asset Management; SVP - Asset Management Group | 17 | 2006–2008 | person page Fuzzy |
| MCPIKE CINDY J | Officer | SVP and CFO | 5 | 2006–2007 | |
| NESS GREG J | Director,Officer; Officer | Chairman, President & CEO; President & CEO; President & COO; SVP - Emp. Benefits & Ind. DI; SVP - Insurance Services Group | 35 | 2006–2016 | |
| PARSONS ERIC E | Director; Director,Officer | Chairman; Chairman and CEO; Chair, President and CEO | 51 | 2006–2016 | person page Fuzzy |
| WINSLOW MICHAEL T | Officer | SVP, Gen. Coun. & Ass't C.S.; SVP, Gen. Coun. & Corp. Sec. | 14 | 2006–2009 | |
| ANDERSON VIRGINIA L | Director | 34 | 2006–2016 | person page Fuzzy | |
| BUCKMAN FREDERICK W | Director | 25 | 2006–2016 | person page Fuzzy | |
| CHAPOTON JOHN E | Director | 11 | 2006–2009 | ||
| HENTON WANDA G | Director | 8 | 2006–2007 | ||
| KOHLER PETER O | Director | 14 | 2006–2010 | ||
| MEYER JEROME J | Director | 12 | 2006–2010 | ||
| PETERSON RALPH R | Director | 11 | 2006–2009 | ||
| STEPP E KAY | Director | 28 | 2006–2016 | ||
| THORNE MICHAEL G | Director | 21 | 2006–2014 | ||
| TIMPE RONALD E | Director | 21 | 2006–2011 | ||
| Fallis Stanley R | Director | 17 | 2006–2014 | ||
| Chadee Floyd Fitz-Hubert | Officer | SVP & Chief Financial Officer | 16 | 2008–2016 | |
| SAMMONS MARY F | Director | 10 | 2008–2016 | ||
| Hibbs Scott A. | Officer | VP - Asset Management; VP Asset Management; VP Chief Investment Officer | 22 | 2009–2016 | |
| OBrien David M | Officer | SVP IT; SVP, IT | 18 | 2009–2016 | |
| Weisz Karen M. | Officer | Vice President, HR; VP HR & Corporate Services | 7 | 2009–2013 | |
| Puentes George J | Director | 7 | 2009–2013 | ||
| Harbolt James B. | Officer | VP Asset Management Group; VP Insurance Services Group | 14 | 2009–2015 | |
| McMillan Daniel J. | Officer | VP Employee Benefits; VP Insurance Services Group | 18 | 2009–2016 | |
| MCDOUGALL DUANE CHARLES | Director | 12 | 2009–2016 | ||
| Durham Katherine | Officer | VP IDI Marketing Communication; VP Marketing; VP, Marketing & Communications | 14 | 2010–2016 | |
| Debora Horvath D | Director | 6 | 2012–2016 | ||
| MURAI KEVIN M | Director | 5 | 2013–2016 | ||
| HOLT TIMOTHY A | Director | 5 | 2014–2016 | person page Fuzzy | |
| Hooper John A | Officer | Vice President Human Resources | 6 | 2014–2016 | person page Fuzzy |
| Clark Ranjana B | Director | 4 | 2014–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | STANCORP FINANCIAL GROUP INC | OR | State business registries | name and state |
| Business registration | STANCORP FINANCIAL GROUP, INC. | OR | State business registries | name and state |
| SEC filer | STANCORP FINANCIAL GROUP INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | StanCorp Financial Group, Inc. | OR | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | STANCORP FINANCIAL GROUP, INC. | EIN (EXACT) | ||
| Person page | Eric E Parsons | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Frederick W Buckman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John A Hooper | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Kim W Ledbetter | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Timothy A Holt | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Virginia L Anderson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.