IPO registrations (S-1, F-1) · Registrants
NEON SYSTEMS INC
- SEC CIK
- 1072978 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-12-23, last 1999-03-04; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1999-03-05
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 14100 SOUTHWEST FREEWAY, STE 500, Sugarland, TX 77478
- EIN
- 76-0345839
- EDGAR entity type
- operating
- Insiders and CEO pay
- NEON SYSTEMS INC on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1999-03-04)
- Final price
- $15.00 per share, above the range (424B4 filed 1999-03-05, an initial public offering)
- Shares sold
- 2,700,000
- Gross proceeds
- $40,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NEON
- Lead underwriters
- Donaldson, Lufkin & Jenrette (986,625 shares)
- Syndicate
- Hambrecht & Quist (657,750); Oppenheimer (548,125); Robertson Stephens (35,000); Bear Stearns (35,000); BT Alex. Brown (35,000); Lehman Brothers (35,000); UBS (35,000); Cowen (35,000); Chatsworth Securities, LLC (17,500); Gerard Klauer Mattison & Co., LLC (17,500); Gruntal & Co., L.L.C (17,500); Harris Webb & Garrison, Inc (17,500); Hoak Breedlove Wesneski & Co (17,500); C.L. King & Associates (17,500); Legg Mason (17,500); McDonald Investments Inc., a KeyCorp Company (17,500); Needham & Company (17,500); Pennsylvania Merchant Group (17,500); Piper Sandler (17,500); Redwine & Company, Inc (17,500); Sanders Morris Mundy (17,500); Sands Brothers & Co., Ltd (17,500); SoundView (17,500); Southwest Securities, Inc (17,500); C.E. Unterberg, Towbin (17,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NEON SYSTEMS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Federal award recipient: NEON SYSTEMS, INC Fuzzy (name and state)
- SEC filer: NEON SYSTEMS INC EXACT (CIK (EXACT))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-12-23 | S-1 | S-1 (registration) | NEON SYSTEMS INC | 0001047469-98-044998 ↗ |
| 1999-02-10 | S-1/A | S-1/A (amendment) | NEON SYSTEMS INC | 0001047469-99-004505 ↗ |
| 1999-03-01 | S-1/A | S-1/A (amendment) | NEON SYSTEMS INC | 0001047469-99-007962 ↗ |
| 1999-03-04 | S-1/A | S-1/A (amendment) | NEON SYSTEMS INC | 0001047469-99-008504 ↗ |
| 1999-03-05 | S-1MEF | S-1MEF (added securities) | NEON SYSTEMS INC | 0001047469-99-008595 ↗ |
| 1999-03-05 | 424B4 | 424B4 (final prospectus) | NEON SYSTEMS INC | 0001047469-99-008653 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-03-04 | S-1/A | registration statement | $12.00–$14.00 | 2,500,000 | - | Nasdaq NEON | 3 | from the submission text; range, shares headline, cover names 3 | document ↗ | |
| 1999-03-05 | 424B4 | final prospectus | $15.00 | 2,700,000 | $40,500,000 | Nasdaq NEON | 26 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 26, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CARY DAVID F | Director | 1 | 2006 | ||
| CRESSWELL MARK J | Director,Officer | President and CEO | 1 | 2006 | |
| CROSS LORETTA | Director | 1 | 2006 | ||
| ELLIS GEORGE H | Director | 1 | 2006 | ||
| Eveyln Robert C | Officer | SVP Strategy and Solutions | 1 | 2006 | |
| FIKE SHELBY R | Officer | Senior VP and General Counsel | 1 | 2006 | |
| GARNER CHRIS | Officer | SVP Research and Development | 1 | 2006 | |
| HELMAN BRIAN D | Officer | Chief Financial Officer | 1 | 2006 | |
| HOLCOMB RICHARD | Director | 1 | 2006 | ||
| PALADINO JERRY A | Officer | Senior VP Worldwide Sales | 1 | 2006 | |
| Wilson William W III | Director | 1 | 2006 | ||
| REIDY RICHARD | Director | 1 | 2006 | ||
| ROBERTSON NORMAN R | Director | 1 | 2006 | ||
| HEINEN ROGER J JR | Director | 1 | 2006 | ||
| MARK MICHAEL | Director | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NEON SYSTEMS, INC. | TX | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | NEON SYSTEMS, INC | TX | Federal spending (USAspending) | name and state |
| SEC filer | NEON SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, TX first:
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- DOCUCORP INTERNATIONAL INC TX
- VIGNETTE CORP TX
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In other datasets, the same topic (Technology) in TX:
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology