IPO registrations (S-1, F-1) · Registrants
STERLING BANCORP
- SEC CIK
- 1070154 · filings on EDGAR ↗
- Name on the registration
- PROVIDENT BANCORP INC/NY/
- Former names
- PROVIDENT NEW YORK BANCORP (2005–2013); PROVIDENT BANCORP INC/NY/ (1998–2005)
- Registration
- Form S-1, first filed 1998-09-17, last 2003-11-10; 2 initial registrations, 4 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- DE
- Business address
- TWO BLUE HILL PLAZA, SECOND FLOOR, Pearl River, NY 10965
- EIN
- 80-0091851
- EDGAR entity type
- operating
- Insiders and CEO pay
- STERLING BANCORP on the corporate pages
Offering terms
- Shares offered
- 19,973,000
- Listing
- Nasdaq under the symbol PBCPD
- Lead underwriters
- Ryan Beck & Co
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: PROVIDENT NEW YORK BANCORP EXACT (CIK (EXACT))
- Person page: Christina M Favilla Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Craig S Thompson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Howard M Applebaum Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: James P Blose Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mr Paul A Maisch Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mr Thomas F Jauntig Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Patricia M Nazemetz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: R Michael Kennedy Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Stephen V Masterson Cpa Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Vincent L Delucia Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: William E Whiston Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-09-17 | S-1 | S-1 (registration) | PROVIDENT BANCORP INC/NY/ | 0000928385-98-001945 ↗ |
| 1998-11-06 | S-1/A | S-1/A (amendment) | PROVIDENT BANCORP INC/NY/ | 0000928385-98-002207 ↗ |
| 1998-11-12 | S-1/A | S-1/A (amendment) | PROVIDENT BANCORP INC/NY/ | 0000928385-98-002281 ↗ |
| 2003-09-15 | S-1 | S-1 (registration) | PROVIDENT BANCORP INC/NY/ | 0001019056-03-000918 ↗ |
| 2003-10-31 | S-1/A | S-1/A (amendment) | PROVIDENT BANCORP INC/NY/ | 0001019056-03-001178 ↗ |
| 2003-11-10 | S-1/A | S-1/A (amendment) | PROVIDENT BANCORP INC/NY/ | 0001188112-03-000802 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-11-10 | S-1/A | registration statement | $10.00 | 19,973,000 | $199,730,000 | Nasdaq PBCPD | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ROTHSTEIN DANIEL | Officer | Executive Vice President | 20 | 2006–2013 | |
| KOSSOVER VICTORIA | Director | 6 | 2006–2012 | ||
| KAHN THOMAS G | Director | 182 | 2006–2018 | ||
| COYLE DENNIS L | Director | 10 | 2006–2012 | ||
| MCNELIS DONALD T | Director | 39 | 2006–2013 | ||
| NOZELL RICHARD A | Director | 22 | 2006–2010 | ||
| STRAYTON GEORGE | Director; Director,Officer | President & CEO | 51 | 2006–2013 | |
| DORMER STEPHEN | Officer | Executive Vice President | 17 | 2006–2011 | |
| Jones Richard O | Officer | Executive Vice President | 8 | 2006–2011 | |
| MAISCH PAUL A | Officer | Chief Financial Officer | 11 | 2006–2011 | person page Fuzzy |
| KENNEDY R MICHAEL | Director | 9 | 2006–2012 | person page Fuzzy | |
| HELMER WILLIAM F | Director | 29 | 2006–2017 | ||
| ROSENSTOCK CARL | Director | 7 | 2007–2012 | ||
| STEINBERG BURT | Director | 27 | 2008–2021 | ||
| SICHOL WILLIAM R JR | Director | 4 | 2008–2009 | ||
| JAUNTIG THOMAS F JR | Director | 9 | 2008–2012 | person page Fuzzy | |
| HERSHAFT JUDITH | Director | 3 | 2009–2011 | ||
| DJONOVIC NAVY E. | Director | 17 | 2010–2022 | ||
| KOPNISKY JACK L | Director,Officer | President & CEO | 56 | 2011–2022 | |
| Whitwell Rodney | Officer | EVP/COO; Senior VP, Strategy/Corp Devel; SEVP/CAO; SEVP/COO | 41 | 2011–2022 | |
| Bagatelle David S. | Officer | Executive Vice President | 17 | 2011–2015 | |
| Peoples James R. | Officer | Executive Vice President; SEVP/CBO | 26 | 2011–2017 | |
| Masterson Stephen V | Officer | EVP/CFO | 2 | 2012 | person page Fuzzy |
| O'Toole Richard L. | Director | 24 | 2012–2022 | ||
| Deutsch James F. | Director | 20 | 2012–2019 | ||
| Massiani Luis | Officer | EVP/CFO; SEVP/CFO; SEVP/COO | 38 | 2012–2022 | |
| ABRAMS ROBERT | Director | 13 | 2013–2017 | ||
| APPLEBAUM HOWARD M | Officer | Commercial Finance Executive | 6 | 2013–2015 | person page Fuzzy |
| CAPPELLI LOUIS J | Director | 9 | 2013–2016 | ||
| FERRER FERNANDO | Director | 15 | 2013–2022 | ||
| Fredston Dale C | Officer | General Counsel | 6 | 2013–2015 | |
| Klein James B | Director | 6 | 2013–2015 | ||
| Lazar Robert W | Director | 36 | 2013–2019 | ||
| MILLMAN JOHN C | Director | 11 | 2013–2017 | ||
| Bizenov Michael | Officer | EVP Consumer Banking | 8 | 2013–2015 | |
| Miller Wayne | Officer | EVP, Chief Credit Officer | 7 | 2013–2016 | |
| DeLucia Vincent L. | Officer | EVP, Hudson Valley Market Pres | 6 | 2014–2015 | person page Fuzzy |
| GEISEL THOMAS X | Officer | EVP, President of Specialty Le; President, Corporate Banking | 24 | 2015–2022 | |
| Blose James P | Officer | General Counsel and CLO | 35 | 2015–2022 | person page Fuzzy |
| Cahill John P. | Director | 17 | 2015–2022 | ||
| Finn Michael E | Officer | Chief Risk Officer; SEVP/Chief Risk Officer | 27 | 2015–2022 | |
| LANDY JAMES J | Director | 19 | 2015–2022 | ||
| THOMPSON CRAIG S | Director | 29 | 2015–2017 | person page Fuzzy | |
| Whiston William E. | Director | 15 | 2015–2022 | person page Fuzzy | |
| Favilla Christina M | Officer | SEVP & Chief Operating Officer | 5 | 2017–2018 | person page Fuzzy |
| Giambrone Robert | Director | 11 | 2017–2022 | ||
| Nazemetz Patricia M | Director | 10 | 2017–2022 | person page Fuzzy | |
| PALLESCHI RALPH F | Director | 12 | 2017–2022 | ||
| REDMAN MONTE N | Director | 5 | 2017–2018 | ||
| Evan Javier L | Officer | Chief Bus Oper & Svc Officer; Chief Human Resource Officer | 17 | 2018–2022 | |
| Mitchell Maureen | Director | 9 | 2018–2022 | ||
| Edwards Brian T | Officer | Executive Vice President; President, Consumer Banking | 9 | 2018–2020 | |
| Aboelnaga Mona | Director | 7 | 2019–2022 | ||
| Ordonez Beatrice | Officer | Executive Vice President | 3 | 2021–2022 | |
| Weidner Marissa | Officer | Chief Human Resource Officer | 3 | 2021–2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | STERLING BANCORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Christina M Favilla | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Craig S Thompson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Howard M Applebaum | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | James P Blose | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mr Paul A Maisch | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mr Thomas F Jauntig Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Patricia M Nazemetz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | R Michael Kennedy | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Stephen V Masterson Cpa | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Vincent L Delucia | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | William E Whiston | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, NY first:
- FIRST NIAGARA FINANCIAL GROUP INC NY
- TROY FINANCIAL CORP NY
- PARTNERS TRUST FINANCIAL GROUP INC NY
- JPMorgan Chase Capital XVI NY
- JPMorgan Chase Capital XVIII NY
- JPMorgan Chase Capital XIX NY
- WESTERN LIBERTY BANCORP NY
- Seneca Bancorp, Inc. NY
- SUFFOLK BANCORP NY
- FINANCIAL INSTITUTIONS INC NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance