IPO registrations (S-1, F-1) · Registrants
FIRST NIAGARA FINANCIAL GROUP INC
- SEC CIK
- 1051741 · filings on EDGAR ↗
- Former names
- NIAGARA BANCORP INC (1997–2001)
- Registration
- Form S-1, first filed 1997-12-22, last 2002-11-14; 2 initial registrations, 3 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- DE
- Business address
- 726 EXCHANGE STREET, SUITE 618, Buffalo, NY 14210
- EIN
- 16-1545669
- EDGAR entity type
- operating
- Insiders and CEO pay
- FIRST NIAGARA FINANCIAL GROUP INC on the corporate pages
Offering terms
- Shares offered
- 88,874,018
- Listing
- Nasdaq under the symbol FNFG
- Lead underwriters
- Ryan Beck & Co., Inc
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FIRST NIAGARA FINANCIAL GROUP, INC. Fuzzy (name and state)
- Lobbying client: FIRST NIAGARA FINANCIAL GROUP, INC. Fuzzy (name and state)
- SEC filer: FIRST NIAGARA FINANCIAL GROUP INC EXACT (CIK (EXACT))
- Person page: Carl A Florio Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Carlton L Highsmith Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Daniel E Cantara Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Daniel J Hogarty Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther))
- Person page: Daniel W Judge Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: David M Zebro Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: G Gary Berner Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Gordon P Assad Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther))
- Person page: Gregory L Gilroy Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Gregory W Norwood Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: John J Bisgrove Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther))
- Person page: Julie Signorille Browne Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Michael R Giaquinto Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Paul J Kolkmeyer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Richard M Barry Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Robert G Weber Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther))
- Person page: Roxanne J Coady Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-12-22 | S-1 | S-1 (registration) | NIAGARA BANCORP INC | 0000928385-97-002090 ↗ |
| 1998-02-03 | S-1/A | S-1/A (amendment) | NIAGARA BANCORP INC | 0000950109-98-000567 ↗ |
| 1998-02-11 | S-1/A | S-1/A (amendment) | NIAGARA BANCORP INC | 0000950109-98-000845 ↗ |
| 2002-09-18 | S-1 | S-1 (registration) | FIRST NIAGARA FINANCIAL GROUP INC | 0000928385-02-003118 ↗ |
| 2002-11-14 | S-1/A | S-1/A (amendment) | FIRST NIAGARA FINANCIAL GROUP INC | 0000950109-02-005838 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2002-11-14 | S-1/A | registration statement | $10.00 | 88,874,018 | $888,740,180 | Nasdaq FNFG | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| WEBER ROBERT G | DirectorOther | 3 | 2006–2007 | person page Fuzzy | |
| FLORIO CARL A | Director; Officer | Eastern Region President | 21 | 2006–2016 | person page Fuzzy |
| Wortham Lee C | Officer | EVP/Wealth Management | 2 | 2006 | |
| BERNER G GARY | Officer | EVP Chief Lending Officer | 16 | 2006–2007 | person page Fuzzy |
| O BRYAN KEVIN M | Officer | Senior Vice President Credit; SVP Credit Administration | 22 | 2006–2013 | |
| MIKLINSKI JAMES | DirectorOther | 1 | 2006 | ||
| JONES WILLIAM H | DirectorOther | 24 | 2006–2013 | ||
| POLINO FRANK J | Officer | EVP Chief Information Officer; EVP - Operations; Interim EVP - Consumer Banking; SVP Chief Information Officer | 18 | 2006–2010 | |
| CANTARA DANIEL E | Officer | EVP Commercial Business; EVP Commercial Business Svcs; SEVP, Chief Banking Officer; SVP Business Services; SVP, Chief Banking Officer | 23 | 2006–2014 | person page Fuzzy |
| ASSAD GORDON P | DirectorOther | 1 | 2006 | person page Fuzzy | |
| Giaquinto Michael R | Officer | EVP, Consumer Banking | 4 | 2006–2007 | person page Fuzzy |
| Gilroy Gregory L | Officer | SVP Central Region President | 3 | 2006–2007 | person page Fuzzy |
| BISGROVE JOHN J JR | DirectorOther | 2 | 2006–2007 | person page Fuzzy | |
| BOWERS G THOMAS | Director; DirectorOther | 46 | 2006–2016 | ||
| BURKE PATRICK C | Officer | Rochester Regional President; SVP Rochester Reg. Pres. | 6 | 2006–2008 | |
| HOGARTY DANIEL J | DirectorOther | 6 | 2006–2009 | person page Fuzzy | |
| Hurley Marsha L | Officer | SVP Human Resources | 2 | 2006–2007 | |
| JUDGE DANIEL W | Director; DirectorOther | 26 | 2006–2010 | person page Fuzzy | |
| KOELMEL JOHN R | Director,Officer; Officer | EVP Chief Financial Officer; President & CEO | 20 | 2006–2012 | |
| KOLKMEYER PAUL J | Director,Officer | President & CEO | 1 | 2006 | person page Fuzzy |
| Mineo John | Officer | Senior Vice President/General; Senior VP - General Counsel | 15 | 2006–2012 | |
| RANDACCIO SHARON D | DirectorOther | 4 | 2006–2009 | ||
| WOERNER LOUISE | Director; DirectorOther | 8 | 2006–2012 | ||
| ZEBRO DAVID M | Director; DirectorOther | 10 | 2006–2012 | person page Fuzzy | |
| Harrington Michael W | Officer | Chief Financial Officer | 18 | 2006–2011 | |
| DINTINO DANIEL A JR | Officer | Senior Vice President | 7 | 2007–2008 | |
| Wenzke Gerard J | Officer | CEO - FNRM; Chief Executive Officer - FNRM | 3 | 2007–2008 | |
| Amell Thomas L | Officer | Senior Vice President | 4 | 2007–2008 | |
| Baker Thomas E | Director; DirectorOther | 88 | 2007–2014 | ||
| Philip George M | Director; DirectorOther | 77 | 2007–2016 | ||
| Little J Lanier | Officer | EVP, Consumer Banking | 9 | 2008–2010 | |
| Bauman Elizabeth A | Officer | Chief Administrative Officer; SVP, Human Resources | 10 | 2008–2011 | |
| Crosby Gary M | Officer | Chief Administrative Officer; Chief Operating Officer; Interim President & CEO; President & CEO | 27 | 2009–2016 | |
| Petrey John | Officer | SVP-Chief Information Officer | 2 | 2009–2010 | |
| JEREMIAH BARABARA S | Director | 36 | 2010–2013 | ||
| Sommer Oliver | Officer | EVP, Corporate Development | 8 | 2010–2012 | |
| Rendulic Mark R | Officer | EVP, Retail Banking; SVP, Western PA Regional Sales | 23 | 2010–2016 | |
| Robinson Peter B. | Director | 12 | 2011–2016 | ||
| Norwood Gregory W | Officer | Chief Financial Officer; SEVP, Chief Financial Officer; SVP, Chief Financial Officer | 20 | 2011–2016 | person page Fuzzy |
| COADY ROXANNE J | Director | 31 | 2011–2016 | person page Fuzzy | |
| Highsmith Carlton L | Director | 11 | 2011–2016 | person page Fuzzy | |
| WOODSON NATHANIEL D | Director | 12 | 2011–2016 | ||
| BARRY RICHARD M | Officer | Chief Credit Officer; EVP, Chief Risk Officer | 16 | 2011–2016 | person page Fuzzy |
| Brickley Liam | Officer | SVP, Chief Credit Officer | 8 | 2012–2016 | |
| FORNAROLA ANDREW | Officer | EVP, Consumer Finance | 7 | 2013–2014 | |
| BOLDT JAMES R | Director | 12 | 2013–2014 | ||
| Koul Inder | Officer | Chief Information Officer | 14 | 2014–2016 | |
| Signorille Julie | Officer | Managing Director Operations | 19 | 2014–2016 | person page Fuzzy |
| Ciroli James | Officer | Principal Accounting Officer | 5 | 2014 | |
| Saffire Joseph | Officer | Managing Director, Head of Com | 8 | 2014–2016 | |
| ADAMS AUSTIN A | Director | 16 | 2014–2016 | ||
| Dempsey Brian M | Officer | Principal Accounting Officer | 6 | 2014–2016 | |
| Harnett Susan | Director | 5 | 2015–2016 | ||
| WHITE KATE | Officer | EVP, Managing Dir HR | 9 | 2015–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | FIRST NIAGARA FINANCIAL GROUP, INC. | NY | State business registries | name and state |
| Plan sponsor | FIRST NIAGARA FINANCIAL GROUP, INC. | NY | Form 5500 (employee benefit plans) | name and state |
| Plan sponsor | FIRST NIAGARA FINANCIAL GROUP, INC. | NY | Form 5500 (employee benefit plans) | name and state |
| Political committee | FIRST NIAGARA BANK NA PAC (connected to FIRST NIAGARA BANK NA) | NY | Campaign finance (FEC) | same street address and ZIP code, 726 EXCHANGE ST STE 618 14210 (FUZZY: a shared address, not proof of a shared organization) |
| Lobbying client | FIRST NIAGARA FINANCIAL GROUP, INC. | NY | Federal lobbying (LDA) | name and state |
| SEC filer | FIRST NIAGARA FINANCIAL GROUP INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | First Niagara Financial Group, Inc. | NY | Trademarks (USPTO) | name and state |
| Person page | Carl A Florio | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Carlton L Highsmith | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Daniel E Cantara | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Daniel J Hogarty | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther) | |
| Person page | Daniel W Judge | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | David M Zebro | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | G Gary Berner | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Gordon P Assad | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther) | |
| Person page | Gregory L Gilroy | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Gregory W Norwood | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | John J Bisgrove Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther) | |
| Person page | Julie Signorille Browne | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Michael R Giaquinto | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Paul J Kolkmeyer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Richard M Barry | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Robert G Weber | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther) | |
| Person page | Roxanne J Coady | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, NY first:
- STERLING BANCORP NY
- TROY FINANCIAL CORP NY
- PARTNERS TRUST FINANCIAL GROUP INC NY
- JPMorgan Chase Capital XVI NY
- JPMorgan Chase Capital XVIII NY
- JPMorgan Chase Capital XIX NY
- WESTERN LIBERTY BANCORP NY
- Seneca Bancorp, Inc. NY
- SUFFOLK BANCORP NY
- FINANCIAL INSTITUTIONS INC NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance