IPO registrations (S-1, F-1) · Registrants
SOFTWORKS INC
- SEC CIK
- 1062621 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-05-29, last 1999-06-03; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 1998-08-05
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- VA
- Business address
- 5845 RICHMOND HIGHWAY, STE 400, Alexandria, VA 22303
- EIN
- 52-1092916
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 1998-07-23)
- Final price
- $7.00 per share, below the range (424B1 filed 1998-08-05, an initial public offering)
- Shares sold
- 4,200,000
- Gross proceeds
- $29,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SWRX
- Lead underwriters
- SoundView; Raymond James (960,000 shares)
- Syndicate
- SoundView Financial Group, Inc (1,440,000); BancAmerica Robertson Stephens (90,000); Bear Stearns (90,000); BT Alex. Brown (90,000); Oppenheimer (90,000); Credit Suisse (90,000); Deutsche Bank (90,000); Donaldson, Lufkin & Jenrette (90,000); Hambrecht & Quist (90,000); ING Baring Furman Selz LLC (90,000); Lehman Brothers (90,000); Morgan Stanley (90,000); Montgomery Securities (90,000); PaineWebber (90,000); Prudential Securities (90,000); Cowen (90,000); Citigroup (90,000); RBC Capital Markets (45,000); First Albany Corporation (45,000); FBR (45,000); Hanifen, Imhoff Inc (45,000); Needham & Company (45,000); Preferred Capital Markets, Inc (45,000); C.E. Unterberg, Towbin (45,000); Wheat First Securities, Inc (45,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: VAN DE LEIGH INDUSTRIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: SOFTWORKS, INC. Fuzzy (name and state)
- Business registration: Softworks L.L.C. Fuzzy (name and state)
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-05-29 | S-1 | S-1 (registration) | SOFTWORKS INC | 0000950123-98-005510 ↗ |
| 1998-06-11 | S-1/A | S-1/A (amendment) | SOFTWORKS INC | 0000950123-98-005898 ↗ |
| 1998-07-09 | S-1/A | S-1/A (amendment) | SOFTWORKS INC | 0000950123-98-006545 ↗ |
| 1998-07-23 | S-1/A | S-1/A (amendment) | SOFTWORKS INC | 0000950123-98-006821 ↗ |
| 1998-07-30 | S-1/A | S-1/A (amendment) | SOFTWORKS INC | 0000950123-98-006986 ↗ |
| 1998-08-05 | 424B1 | 424B1 (final prospectus) | SOFTWORKS INC | 0000950123-98-007116 ↗ |
| 1999-05-03 | S-1 | S-1 (registration) | SOFTWORKS INC | 0000940180-99-000482 ↗ |
| 1999-05-13 | S-1/A | S-1/A (amendment) | SOFTWORKS INC | 0000950123-99-004542 ↗ |
| 1999-06-03 | S-1/A | S-1/A (amendment) | SOFTWORKS INC | 0000950123-99-005350 ↗ |
| 1999-06-07 | 424B1 | 424B1 (final prospectus) | SOFTWORKS INC | 0000950123-99-005432 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-07-23 | S-1/A | registration statement | $8.00–$10.00 | $9.00 | 4,200,000 | $37,800,000 | Nasdaq SWRX | 2 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 2 | document ↗ |
| 1998-07-30 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ | |||
| 1998-08-05 | 424B1 | final prospectus | $7.00 | 4,200,000 | $29,400,000 | Nasdaq SWRX | 27 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 26, cover names 2 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SOFTWORKS, INC. | VA | State business registries | name and state |
| Business registration | Softworks L.L.C. | VA | State business registries | name and state |
| Trademark owner | Softworks, Inc. | VA | Trademarks (USPTO) | name and state |
| Business registration | VAN DE LEIGH INDUSTRIES, INC. | State business registries | EIN (EXACT, as the state registration reports it) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, VA first:
- VERSATILITY INC VA
- NETWORK SOLUTIONS INC /DE/ VA
- BEST SOFTWARE INC VA
- EROLS INTERNET INC VA
- ONESOFT CORP VA
- KNOWLEDGEMAX INC VA
- ENTERWORKS INC VA
- CVENT INC VA
- NETPLEX SYSTEMS INC VA
- SouthPeak Interactive CORP VA
In other datasets, the same topic (Technology) in VA:
- Lobbying client: 1901 GROUP (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology