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IPO registrations (S-1, F-1) · Registrants

Adynxx, Inc.

SEC CIK
1054274 · filings on EDGAR ↗
Former names
Alliqua BioMedical, Inc. (2014–2019); Alliqua, Inc. (2010–2014); HEPALIFE TECHNOLOGIES INC (2003–2010); ZETA CORP (2003–2003); ZETA CORP /CA (2000–2003)
Registration
Form S-1, first filed 2005-08-18, last 2019-11-14; 6 initial registrations, 9 amendments
Outcome
Declared effective 2007-06-29; withdrawal requested 2005-12-13
Industry (SIC)
Surgical & Medical Instruments & Apparatus 3841
Incorporated in
DE
Business address
100 PINE ST., STE. 500, San Francisco, CA 94111
EIN
58-2349413
EDGAR entity type
operating
Insiders and CEO pay
Adynxx, Inc. on the corporate pages

Offering terms

Shares offered
11,375,000
Listing
OTCQB under the symbol ADYX
Lead underwriters
H.C. Wainwright

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 24

FiledFormWhat it isName as filedEDGAR
2005-08-18S-1S-1 (registration)HEPALIFE TECHNOLOGIES INC0001054274-05-000020 ↗
2005-11-04S-1/AS-1/A (amendment)HEPALIFE TECHNOLOGIES INC0001054274-05-000024 ↗
2005-12-13RWRW (withdrawal request)HEPALIFE TECHNOLOGIES INC0001054274-05-000028 ↗
2005-12-16S-1S-1 (registration)HEPALIFE TECHNOLOGIES INC0001054274-05-000029 ↗
2006-01-13RWRW (withdrawal request)HEPALIFE TECHNOLOGIES INC0001054274-06-000001 ↗
2006-01-24S-1S-1 (registration)HEPALIFE TECHNOLOGIES INC0001054274-06-000002 ↗
2006-02-09S-1/AS-1/A (amendment)HEPALIFE TECHNOLOGIES INC0001054274-06-000010 ↗
2007-06-11S-1/AS-1/A (amendment)HEPALIFE TECHNOLOGIES INC0001054274-07-000019 ↗
2007-06-12S-1S-1 (registration)HEPALIFE TECHNOLOGIES INC0001054274-07-000020 ↗
2007-06-29EFFECTEFFECT (declared effective)HEPALIFE TECHNOLOGIES INC9999999995-07-002615 ↗
2007-07-05EFFECTEFFECT (declared effective)HEPALIFE TECHNOLOGIES INC9999999995-07-002695 ↗
2009-07-08S-1S-1 (registration)HEPALIFE TECHNOLOGIES INC0001054274-09-000007 ↗
2009-07-13S-1/AS-1/A (amendment)HEPALIFE TECHNOLOGIES INC0001054274-09-000009 ↗
2009-07-17EFFECTEFFECT (declared effective)HEPALIFE TECHNOLOGIES INC9999999995-09-001988 ↗
2009-11-24EFFECTEFFECT (declared effective)HEPALIFE TECHNOLOGIES INC9999999995-09-003279 ↗
2014-09-25EFFECTEFFECT (declared effective)Alliqua BioMedical, Inc.9999999995-14-002871 ↗
2015-04-20EFFECTEFFECT (declared effective)Alliqua BioMedical, Inc.9999999995-15-000926 ↗
2019-06-17S-1S-1 (registration)Adynxx, Inc.0001144204-19-031211 ↗
2019-07-25S-1/AS-1/A (amendment)Adynxx, Inc.0001144204-19-035849 ↗
2019-08-22S-1/AS-1/A (amendment)Adynxx, Inc.0001144204-19-041009 ↗
2019-10-11S-1/AS-1/A (amendment)Adynxx, Inc.0001144204-19-048109 ↗
2019-11-08S-1/AS-1/A (amendment)Adynxx, Inc.0001104659-19-061704 ↗
2019-11-14S-1/AS-1/A (amendment)Adynxx, Inc.0001104659-19-063666 ↗
2020-03-20RWRW (withdrawal request)Adynxx, Inc.0001104659-20-036845 ↗

Prospectus pages read 1

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2019-11-14S-1/Aregistration statement11,375,000-OTCQB ADYX1primary document; shares headline, cover names 1document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
RAYAT HARMEL SDirector,Officer; Director,Officer,TenPercentOwnerPresident/CEO; Secretary/Treasurer; SECRETARY/TREASURER; SECRETARY, TREASURER, CFO42006–2008
Menzler FrankDirector,OfficerPresident and CEO; PRESIDENT AND CEO; PRESIDENT/CEO32006–2008
Jimenez JavierDirector22007–2008
SCHOMER ROLANDDirector22008–2009
BHOGAL JATINDER SDirector12008
SIERCHIO JOSEPHDirector42008–2012
BERGER STEVEN COfficerCFO, Treasurer and Secretary62010–2013
HARBORVIEW MASTER FUND LPOther; TenPercentOwner-; Chairman182010–2012
ROSENBLUM RICHARDDirector; Director,Officer,TenPercentOwner; Director,TenPercentOwner; Officer,TenPercentOwner; Other; TenPercentOwner-; Chairman; President232010–2014
STEFANSKY DAVIDDirector; Director,Officer,TenPercentOwner; Director,TenPercentOwner; Other; TenPercentOwner-; Chairman232010–2014
Harborview Advisors, LLCDirector,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwner-; Managing Member; President202011–2013
Harborview Value Master Fund, L.P.Director,Officer,TenPercentOwner; Other; TenPercentOwner-; President212011–2013
GOLDBERG MICHAEL MDirector42011–2012
LEONE JOSEPH MDirector142011–2017person page Fuzzy
Pearsen Kenneth D.Director62011–2014
Sklar JeffreyDirector112011–2017
STEIN NACHUMDirector42011–2012
1420525 ALBERTA LTD.TenPercentOwner22011–2012
Harborview Capital Management, LLCDirector,TenPercentOwner; Other; TenPercentOwner132011–2013
Frost Gamma Investments TrustTenPercentOwner12012
LONDONER KENNETH LDirector62012–2014
ZELDIS JEROME BDirector172012–2017
SAPIRSTEIN JAMESDirector,Officer; OfficerCEO, Alliqua Biomedical, Inc.; CEO, Therapeutics Division; Chief Executive Officer42012–2014
Johnson David IanDirector; Director,Officer; OfficerPresident and CEO242012–2017
POSNER BRIAN MOfficerChief Financial Officer152013–2017
CELGENE CORP /DE/TenPercentOwner52013–2017
KARSEN PERRY ADirector12013
AFRICK ANDREWDirector32014–2015
RESTANI GARY CDirector52014–2017
BARTON BRADFORDOfficerChief Operating Officer112014–2017
WAGNER MARK TDirector72015–2017
Pionati PellegrinoOfficerChief Strategy & Marketing Off; See Remarks102015–2017
Kung WinstonDirector12016
Warusz Joseph MichaelOfficerChief Financial Officer12018
ABEL STAN EDirector22019
Legault PierreDirector12019
MAMET JULIENDirector,OfficerCHIEF SCIENTIFIC OFFICER22019
Manning Donald C.OfficerCHIEF MEDICAL OFFICER22019
ORR RICKDirector,OfficerCHIEF EXECUTIVE OFFICER22019
Podlesak DennisDirector22019
RUTH MATTHEWDirector12019
WEBER ECKARDDirector22019
BLAIR JAMES CTenPercentOwner22019
BONDERMAN DAVIDTenPercentOwner12019
COULTER JAMES GTenPercentOwner12019
Domain Partners VIII, L.P.TenPercentOwner12019
DOVEY BRIAN HTenPercentOwner22019
DP VIII Associates, L.P.TenPercentOwner12019
Halak Brian KTenPercentOwner22019
TPG Group Holdings (SBS) Advisors, Inc.TenPercentOwner12019
TREU JESSE ITenPercentOwner22019
VITULLO NICOLETenPercentOwner22019
GONZALEZ DINAOfficerCONTROLLER12019
FLESHER GREGORY J.Director12019

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2017-03-13Alliqua BioMedical, Inc.Biotechnology$2,900,000$2,770,00081
2014-05-15Alliqua, Inc.Biotechnology$7,003,080$2,003,080431
2014-04-28Alliqua, Inc.Biotechnology$14,975,000$14,975,000181
2012-03-01Alliqua, Inc.Biotechnology$1,050,000$1,050,000121

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationALLIQUA BIOMEDICAL, INC.PAState business registriesEIN (EXACT, as the state registration reports it)
Business registrationALLIQUA, INC.PAState business registriesEIN (EXACT, as the state registration reports it)
Form D issuerAlliqua BioMedical, Inc.PAForm D private offeringsCIK (EXACT)
SEC filerAdynxx, Inc.SEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorALLIQUA BIOMEDICAL, INC.EIN (EXACT)
Form D issuerADYNXX, INC.Form D private offeringsname and state
Person pageJoseph M LeonePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Surgical & Medical Instruments & Apparatus · Technology