IPO registrations (S-1, F-1) · Registrants
CERUS CORP
- SEC CIK
- 1020214 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-09-04, last 1997-01-21; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1997-01-31
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 1220 CONCORD AVENUE, SUITE 600, Concord, CA 94520
- EIN
- 68-0262011
- Ticker
- CERS (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- CERUS CORP on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 1997-01-21)
- Final price
- $12.00 per share, below the range (424B4 filed 1997-01-31, an initial public offering)
- Shares sold
- 2,000,000
- Gross proceeds
- $24,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CERS
- Lead underwriters
- Incorporated, New
- Syndicate
- Morgan Stanley; Alex. Brown & Sons
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Cerus Corporation Fuzzy (name and state)
- Business registration: CERUS CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: CERUS CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: CERUS CORPORATION Fuzzy (name and state)
- Lobbying client: CERUS CORPORATION Fuzzy (name and state)
- SEC filer: CERUS CORP EXACT (CIK (EXACT))
- Person page: Bruce C Cozadd Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William J Dawson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-09-04 | S-1 | S-1 (registration) | CERUS CORP | 0000950149-96-001382 ↗ |
| 1996-10-29 | S-1/A | S-1/A (amendment) | CERUS CORP | 0000950149-96-001659 ↗ |
| 1997-01-08 | S-1/A | S-1/A (amendment) | CERUS CORP | 0000950149-97-000045 ↗ |
| 1997-01-21 | S-1/A | S-1/A (amendment) | CERUS CORP | 0000950149-97-000092 ↗ |
| 1997-01-31 | 424B4 | 424B4 (final prospectus) | CERUS CORP | 0000950149-97-000135 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-01-21 | S-1/A | registration statement | $14.00–$16.00 | 2,000,000 | - | Nasdaq CERS | 3 | from the submission text; range, shares headline, cover names 3 | document ↗ | |
| 1997-01-31 | 424B4 | final prospectus | $12.00 | 2,000,000 | $24,000,000 | Nasdaq CERS | 3 | from the submission text; price sentence, shares headline, proceeds computed, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ANDERSON TIMOTHY B | Director | 33 | 2006–2021 | ||
| CASSIN BJ | Director | 15 | 2006–2013 | ||
| COZADD BRUCE C | Director | 18 | 2006–2017 | person page Fuzzy | |
| ROHN WILLIAM R | Director | 7 | 2006–2011 | ||
| COOK DAVID N | Officer | Vice President, R & D | 5 | 2006–2007 | |
| CORASH LAURENCE M | Director; Director,Officer; Officer | Chief Medical Officer; Chief Med & Scientific Officer; Chief Scientific Officer; Sr. VP & Chief Medical Officer | 85 | 2006–2024 | |
| DAWSON WILLIAM J | Officer | Chief Financial Officer | 10 | 2006–2009 | person page Fuzzy |
| ERVIN HOWARD G | Officer | Vice President, Legal Affairs | 19 | 2006–2013 | |
| GLASSELL CLAES | Director,Officer | Executive Officer and Director | 18 | 2006–2011 | |
| Greenman William Mariner | Director,Officer; Officer | President and CEO; President & CEO; President, Cerus Europe; Sr. VP Bus. Dev. & Marketing | 65 | 2006–2026 | |
| SCHULZE GAIL | Director | 30 | 2007–2024 | ||
| Green Kevin Dennis | Officer | Chief Accounting Officer; Chief Financial Officer | 57 | 2009–2026 | |
| Hogeboom Caspar Jan | Officer | General Manager Cerus Europe; Managing Director Cerus Europe; President, Cerus Europe; President, Cerus Europe B.V. | 11 | 2010–2015 | |
| Swisher Daniel N JR | Director | 29 | 2011–2025 | ||
| Jensen Chrystal | Officer | Chief Legal Officer | 43 | 2012–2026 | |
| Moore Carol | Officer | SR. V.P. Regulatory, Clinical; SVP Reg. & Quality; SVP Regulatory, Clinical & Qua | 29 | 2013–2024 | |
| Witney Frank | Director | 20 | 2014–2026 | ||
| Benjamin Richard J | Officer | Chief Medical Officer | 37 | 2015–2026 | |
| Jayaraman Vivek K | Officer | Chief Commercial Officer; Chief Executive Officer; Chief Operating Officer | 33 | 2016–2026 | |
| MOORE TIMOTHY L. | Director | 15 | 2018–2025 | ||
| BJERKHOLT ERIC | Director | 18 | 2018–2026 | ||
| NACHTSHEIM JAMI K | Director | 15 | 2019–2026 | ||
| Lucena Ann | Director | 7 | 2021–2026 | ||
| Shan Hua | Director | 6 | 2022–2026 | ||
| Gregory Dean A. | Director | 5 | 2024–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | CERUS CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Cerus Corporation | State business registries | name and state | |
| Business registration | CERUS CORPORATION | State business registries | name and state | |
| Form 5500 plan sponsor | CERUS CORPORATION | EIN (EXACT) | ||
| Federal award recipient | CERUS CORPORATION | Federal spending (USAspending) | name and state | |
| Lobbying client | CERUS CORPORATION | Federal lobbying (LDA) | name and state | |
| Person page | Bruce C Cozadd | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | William J Dawson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Surgical & Medical Instruments & Apparatus, CA first:
- FUSION MEDICAL TECHNOLOGIES INC CA
- ENDOLOGIX INC /DE/ CA
- CEMAX ICON INC CA
- TRYLON CORP CA
- R2 TECHNOLOGY INC CA
- SOMNUS MEDICAL TECHNOLOGIES INC CA
- MICRUS ENDOVASCULAR CORP CA
- AEROGEN INC CA
- IOMED LLC CA
- Adynxx, Inc. CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Surgical & Medical Instruments & Apparatus · Technology