IPO registrations (S-1, F-1) · Underwriters

Incorporated, New

Deals
6 priced offerings as an underwriter, 2 as lead manager or representative; 5 initial public offerings
Proceeds of those deals
$344,550,000 ($60,000,000 as lead)
Years
1996–1999
Named in
9 prospectuses and registration statements in all, including offerings not yet priced or withdrawn

Deals by year

YearDealsAs leadProceeds of deals
199910$42,000,000
199820$130,050,000
199722$60,000,000
199610$112,500,000

Deals 6

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
1999-01-22NVIDIA CORP CASyndicate$12.003,500,000$42,000,000Nasdaq NVDAIPO12424B4 ↗
1998-07-17BROADCAST COM INC TXSyndicate$18.002,500,000$45,000,000Nasdaq BCSTIPO19424B4 ↗
1998-06-12EXCITE INC CASyndicate$63.001,350,000$85,050,000Nasdaq XCITOffering11424B1 ↗
1997-03-14NEOMAGIC CORP CALead$12.003,000,000$36,000,000Nasdaq NMGCIPO4424B1 ↗
1997-01-31CERUS CORP CALead$12.002,000,000$24,000,000Nasdaq CERSIPO3424B4 ↗
1996-10-01ADVANCED FIBRE COMMUNICATIONS INC CASyndicate$25.004,500,000$112,500,000IPO22424B4 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 1

FiledCompanyRoleRangeSharesListingStatusDocument
1997-11-07FRONTSTEP INCLead1,900,000Nasdaq SYMXWithdrawn 1998-01-27S-1 ↗

Works alongside

FirmDeals togetherOf which that firm led
Morgan Stanley63
Donaldson, Lufkin & Jenrette41
A.G. Edwards30
Hambrecht & Quist33
Robertson Stephens31
Alex. Brown & Sons20
BancAmerica Robertson Stephens21
Brad Peery Inc20
Edward D. Jones & Co., L.P20
Montgomery Securities20
Oppenheimer20
Bear Stearns10

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.