IPO registrations (S-1, F-1) · Registrants
OMEGA PROTEIN CORP
- SEC CIK
- 1053650 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-01-27, last 1998-04-02; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1998-04-03
- Industry (SIC)
- Fats & Oils 2070
- Incorporated in
- NV
- Business address
- 2105 CITY WEST BLVD., SUITE 500, Houston, TX 77042
- EIN
- 76-0438393
- EDGAR entity type
- operating
- Insiders and CEO pay
- OMEGA PROTEIN CORP on the corporate pages
Offering terms
- Final price
- $156.00 per share (424B1 filed 1998-04-03, an initial public offering)
- Shares sold
- 8,500,000
- Gross proceeds
- $1,326,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol OME
- Lead underwriters
- Prudential Securities (3,400,000 shares); Deutsche Bank (3,400,000 shares)
- Syndicate
- Oppenheimer (170,000); Credit Suisse (170,000); Donaldson, Lufkin & Jenrette (170,000); Merrill Lynch (170,000); Morgan Stanley (170,000); Schroder & Co. Inc (170,000); Citigroup (170,000); RBC Capital Markets (85,000); Piper Sandler (85,000); Stephens (85,000); Sutro & Co. Incorporated (85,000); Tucker Anthony Incorporated (85,000); First Southwest Company (42,500); Sanders Morris Mundy Inc (42,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: OMEGA PROTEIN INC Fuzzy (name and state)
- Lobbying client: OMEGA PROTEIN Fuzzy (name and state)
- Lobbying client: OMEGA PROTEIN Fuzzy (name and state)
- Lobbying client: OMEGA PROTEIN CORP Fuzzy (name and state)
- Lobbying client: OMEGA PROTEIN CORP Fuzzy (name and state)
- Lobbying client: OMEGA PROTEIN, INC Fuzzy (name and state)
- Lobbying registrant: OMEGA PROTEIN CORP Fuzzy (name and state)
- SEC filer: OMEGA PROTEIN CORP EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-01-27 | S-1 | S-1 (registration) | OMEGA PROTEIN CORP | 0000950117-98-000103 ↗ |
| 1998-03-10 | S-1/A | S-1/A (amendment) | OMEGA PROTEIN CORP | 0000950117-98-000498 ↗ |
| 1998-04-01 | S-1/A | S-1/A (amendment) | OMEGA PROTEIN CORP | 0000950117-98-000707 ↗ |
| 1998-04-02 | S-1/A | S-1/A (amendment) | OMEGA PROTEIN CORP | 0000950117-98-000714 ↗ |
| 1998-04-02 | S-1/A | S-1/A (amendment) | OMEGA PROTEIN CORP | 0000950117-98-000718 ↗ |
| 1998-04-03 | S-1MEF | S-1MEF (added securities) | OMEGA PROTEIN CORP | 0000950117-98-000721 ↗ |
| 1998-04-03 | 424B1 | 424B1 (final prospectus) | OMEGA PROTEIN CORP | 0000950117-98-000722 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-04-02 | S-1/A | registration statement | $1.00 | 19,676,000 | $19,676,000 | 0 | from the submission text; price line, shares headline, proceeds computed | document ↗ | ||
| 1998-04-03 | 424B1 | final prospectus | $156.00 | 8,500,000 | $1,326,000,000 | NYSE OME | 16 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 16, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| STOCKTON ROBERT W | Officer | Exec VP and CFO | 83 | 2006–2010 | |
| LANDS WILLIAM E M | Director | 21 | 2006–2014 | ||
| VON ROSENBERG JOSEPH L III | Director,Officer | Chairman, President and CEO; President and CEO | 52 | 2006–2011 | |
| ROBICHAU KENNETH | Officer | VP Tax & Dir. Internal Audit | 6 | 2006 | |
| HELD JOHN D | Officer | Exec VP, General Counsel & Sec; See Remarks | 56 | 2006–2017 | |
| RILEY ALBERT A | Officer | Vice President - Refined Oils | 3 | 2006–2007 | |
| ALLEE GARY L | Director | 24 | 2006–2016 | ||
| KEARNS PAUL M | Director | 13 | 2006–2015 | ||
| NICODEMUS HARRY O IV | Director | 7 | 2006–2011 | ||
| ZAPATA CORP | TenPercentOwner | 3 | 2006 | ||
| WILSON MICHAEL | Officer | Vice President - Marine Op | 7 | 2006–2008 | |
| Goodwin Gary R | Director | 18 | 2006–2017 | ||
| HERBERT J SCOTT | Officer | Sr VP - Sales and Marketing; Vice President - Agriproducts | 4 | 2006–2009 | |
| MARXE AUSTIN W & GREENHOUSE DAVID M | TenPercentOwner | 19 | 2006–2008 | ||
| WITTMANN THOMAS R | Officer | Vice President - Operations | 5 | 2007–2008 | |
| Toups Gregory P | Officer | Vice President & Controller; VP Ch Acct Officer & Controlle; VP Chief Acct Off &Controller; VP & Chief Acct Officer | 30 | 2008–2015 | |
| Kadi Joseph E | Officer | Senior VP of Operations | 5 | 2008–2011 | |
| Shacklock Barton J | Officer | Vice President Human Resources | 2 | 2009–2010 | |
| Griffin Mark Edward | Officer | President - Animal Nutrition; President-Animal Nutrition Div; Sr VP - R&D/Sales & Marketing; VP - Research and Development | 34 | 2009–2017 | |
| Schneider Christopher R | Other | 1 | 2009 | ||
| Brenan Michael Shane Jr. | Other | 1 | 2009 | ||
| Owen David Andrew | Director | 17 | 2010–2017 | ||
| Scholtes Bret | Director,Officer; Officer | CEO and President; CEO & President; Exec VP - CFO; SeniorVP Corporate Development | 21 | 2010–2017 | |
| Phillips Matthew | Officer | Chief Commercial Officer; President-Cyvex Nutrition Inc | 11 | 2011–2016 | |
| Johannesen Andrew | Officer | Executive VP and CFO; Exec VP and CFO; Sr VP - Finance and Treasurer | 25 | 2011–2017 | |
| Shepherd Jonathan | Director | 2 | 2012 | ||
| WEHLMANN DAVID W | Director | 12 | 2012–2017 | ||
| Deihl Montgomery | Officer | Dir. Fishing Plant Operations; Senior Director of Operations; Sr. Dir. Fishing Operations; SR. DIR. FISHING PLANT OPS; Vice President of Operations; Vice President - Operations | 15 | 2013–2017 | |
| Olson Terry M | Officer | President-Human Nutrition Div; President - Nutegrity | 2 | 2013–2014 | |
| Bryan Stephen | Director | 5 | 2014–2017 | ||
| Ermers Gary | Director | 2 | 2014–2015 | ||
| Vidal Joseph R | Officer | President - Human Nutrition; President of Bioriginal | 6 | 2014–2017 | |
| LIVINGSTON MARK A | Officer | VP & Chief Accounting Officer | 7 | 2015–2017 | |
| CHRISTODOLOU MICHAEL | Director | 3 | 2016–2017 | ||
| CLARKE DAVID H | Director | 3 | 2016–2017 | ||
| Clark Celeste A. | Director | 2 | 2017 | ||
| BUTLER ROSS | Director | 1 | 2017 | ||
| COOKE GLENN | Director | 1 | 2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | OMEGA PROTEIN INC | TX | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | OMEGA PROTEIN INC | TX | Federal spending (USAspending) | name and state |
| Lobbying client | OMEGA PROTEIN | TX | Federal lobbying (LDA) | name and state |
| Lobbying client | OMEGA PROTEIN | TX | Federal lobbying (LDA) | name and state |
| Lobbying client | OMEGA PROTEIN CORP | TX | Federal lobbying (LDA) | name and state |
| Lobbying client | OMEGA PROTEIN CORP | TX | Federal lobbying (LDA) | name and state |
| Lobbying client | OMEGA PROTEIN, INC | TX | Federal lobbying (LDA) | name and state |
| Lobbying registrant | OMEGA PROTEIN CORP | TX | Federal lobbying (LDA) | name and state |
| Patent assignee | OMEGA PROTEIN CORPORATION | TX | Patents (USPTO) | name and state |
| SEC filer | OMEGA PROTEIN CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Omega Protein, Inc. | TX | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Fats & Oils, TX first:
- DARLING INGREDIENTS INC. TX
- Australian Oilseeds Holdings Ltd C3
- Yanglin Soybean, Inc. F4
- China Sunflower Group Ltd F4
- Huake Holding Biology Co., LTD F4
- BUNGELTD MO
- Edoc Acquisition Corp. NY
- SOUTH DAKOTA SOYBEAN PROCESSORS LLC SD
In other datasets, the same topic (Food and agriculture) in TX:
- Nonprofit: AAA NUTRITION SERVICES (Nonprofits (IRS Form 990))
Interests: Fats & Oils · Food and agriculture