IPO registrations (S-1, F-1) · Registrants
VERENIUM CORP
- SEC CIK
- 1049210 · filings on EDGAR ↗
- Name on the registration
- DIVERSA CORP
- Former names
- DIVERSA CORP (1999–2007)
- Registration
- Form S-1, first filed 1999-12-16, last 2000-02-11; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2000-02-15
- Industry (SIC)
- Industrial Organic Chemicals 2860
- Incorporated in
- DE
- Business address
- 3550 JOHN HOPKINS COURT, San Diego, CA 92121
- EIN
- 22-3297375
- EDGAR entity type
- operating
- Insiders and CEO pay
- VERENIUM CORP on the corporate pages
Offering terms
- Proposed price range
- $20.00–$22.00 per share (S-1/A filed 2000-02-11)
- Final price
- $24.00 per share, above the range (424B4 filed 2000-02-15, an initial public offering)
- Shares sold
- 7,250,000
- Gross proceeds
- $174,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol DVSA
- Lead underwriters
- Bear Stearns (2,360,000 shares)
- Syndicate
- Hambrecht & Quist; Deutsche Bank (1,770,000); J.P. Morgan (1,770,000); Donaldson, Lufkin & Jenrette (100,000); ING Barings LLC (100,000); Merrill Lynch (100,000); Morgan Stanley (100,000); Robertson Stephens (100,000); Citigroup (100,000); Cowen (100,000); UBS (100,000); Aegis Capital (50,000); RBC Capital Markets (50,000); Gerard Klauer Mattison & Co., LLC (50,000); Janney Montgomery Scott (50,000); Josephthal & Co. Inc (50,000); JWGenesis Securities, Inc (50,000); Needham & Company (50,000); Pacific Growth Equities, Inc (50,000); Punk, Ziegel & Company, L.P (50,000); Stephens (50,000); Tucker Anthony Incorporated (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: VERENIUM CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: VERENIUM CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: VERENIUM CORPORATION Fuzzy (name and state)
- SEC filer: DIVERSA CORP EXACT (CIK (EXACT))
- Person page: Simon B Rich Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-12-16 | S-1 | S-1 (registration) | DIVERSA CORP | 0001072993-99-000374 ↗ |
| 1999-12-21 | S-1/A | S-1/A (amendment) | DIVERSA CORP | 0001072993-99-000378 ↗ |
| 2000-01-20 | S-1/A | S-1/A (amendment) | DIVERSA CORP | 0000898430-00-000123 ↗ |
| 2000-02-08 | S-1/A | S-1/A (amendment) | DIVERSA CORP | 0001072993-00-000073 ↗ |
| 2000-02-09 | S-1/A | S-1/A (amendment) | DIVERSA CORP | 0000898430-00-000318 ↗ |
| 2000-02-11 | S-1/A | S-1/A (amendment) | DIVERSA CORP | 0001072993-00-000087 ↗ |
| 2000-02-11 | S-1/A | S-1/A (amendment) | DIVERSA CORP | 0001072993-00-000092 ↗ |
| 2000-02-14 | S-1MEF | S-1MEF (added securities) | DIVERSA CORP | 0000898430-00-000381 ↗ |
| 2000-02-15 | 424B4 | 424B4 (final prospectus) | DIVERSA CORP | 0001072993-00-000106 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-02-11 | S-1/A | registration statement | $20.00–$22.00 | 7,000,000 | - | Nasdaq DVSA | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 2000-02-15 | 424B4 | final prospectus | $24.00 | 7,250,000 | $174,000,000 | Nasdaq DVSA | 23 | from the submission text; price sentence, shares general, proceeds table, underwriting table 22, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ALTIG ANTHONY E | Officer | Sr. VP, Finance and CFO; Sr. VP, Finance & CFO | 7 | 2006–2007 | |
| BAUM WILLIAM H | Officer | EVP Bioscience Products; EVP-Bioscience Products; EVP, Business Development; Exec Vice President, | 44 | 2006–2011 | |
| SHONSEY EDWARD | Officer | Interim CEO | 12 | 2006–2007 | |
| SIMMS R PATRICK | Officer | Sr. VP, Operations | 12 | 2006–2007 | |
| SIMON MELVIN I | Director | 10 | 2006–2008 | ||
| CAVANAUGH JAMES H | Director | 15 | 2006–2013 | ||
| JOHNSON PETER | Director | 11 | 2006–2013 | ||
| KAUFMANN FERNAND JOSEPH PHD | Director | 11 | 2006–2013 | ||
| LESCHLY MARK | Director | 4 | 2006–2009 | ||
| WENZINGER CHERYL | Director | 12 | 2006–2013 | ||
| Riva Carlos A | Director,Officer | President and CEO; President & CEO | 14 | 2007–2010 | |
| Malloy John R Jr | Officer | EVP, Biofuels; Executive Vice President,; Executive VP; Executive VP, Biofuels | 10 | 2007–2009 | |
| MCCARTHY JOHN A JR | Officer | EVP and CFO; EVP & CFO; Executive Vice President & | 8 | 2007–2008 | |
| RUCH JOSHUA | Director | 13 | 2007–2013 | ||
| Zak Michael J | Director | 20 | 2007–2012 | ||
| HAINES GERALD M II | Officer | EVP & Chief Legal Officer | 8 | 2008–2010 | |
| HAZLEWOOD GEOFFREY PETER | Officer | Sr. VP Research; Sr. VP, Research | 10 | 2008 | |
| Jones Mary Ellen | Officer | Sr. VP, HR; SVP, HR | 8 | 2008–2010 | |
| Roemer Janet Skogan | Officer | Chief Operating Officer; EVP and Genl Mgr SEBU; EVP Chief Operating Officer; EVP & GM SEBU; Executive Vice President & COO; President & COO | 14 | 2008–2013 | |
| RICH SIMON B | Director | 6 | 2008–2010 | person page Fuzzy | |
| DEE JOHN | Director | 10 | 2008–2013 | ||
| Black Jeffrey G. | Officer | Chief Accounting Officer; Chief Financial Officer; Sr. Vice President & CFO; SVP Chief Financial Officer | 12 | 2008–2013 | |
| Powers Gregory L. | Officer | EVP Research & Development | 6 | 2008–2010 | |
| MARXE AUSTIN W & GREENHOUSE DAVID M | TenPercentOwner | 27 | 2009–2013 | ||
| Levine James E. | Director,Officer; Officer | Chief Executive Officer; EVP, Chief Executive Officer; EVP, Chief Financial Officer; President & CEO | 14 | 2009–2013 | |
| Fitzpatrick Alexander A | Officer | Sr. VP & General Counsel; Sr. VP General Counsel; SVP & General Counsel | 7 | 2010–2013 | |
| LIEPMANN HOLGER A | Director | 3 | 2013 | ||
| Athyrium Opportunities Fund (A) LP | TenPercentOwner | 3 | 2013 | ||
| Athyrium Opportunities Fund (B) LP | TenPercentOwner | 3 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | VERENIUM CORPORATION | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | VERENIUM CORPORATION | CA | Federal spending (USAspending) | name and state |
| Nonprofit | TOASTMASTERS INTERNATIONAL | CA | Nonprofits (IRS Form 990) | same street address and ZIP code, 3550 JOHN HOPKINS CT 92121 (FUZZY: a shared address, not proof of a shared organization) |
| Patent assignee | Verenium Corporation | CA | Patents (USPTO) | name and state |
| SEC filer | VERENIUM CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | VERENIUM CORPORATION | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | VERENIUM CORPORATION | EIN (EXACT) | ||
| Person page | Simon B Rich Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Industrial Organic Chemicals, CA first:
- GENOMATICA INC CA
- CODEXIS, INC. CA
- TerraVia Holdings, Inc. CA
- AMYRIS, INC. CA
- Bluefire Renewables, Inc. CA
- Clean Vision Corp CA
- FULCRUM BIOENERGY, INC. CA
- SweeGen, Inc. CA
- Quantum Genesis AI Corp. CA
- Origin Materials, Inc. CA
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Industrial Organic Chemicals · Health