IPO registrations (S-1, F-1) · Registrants
COLOR KINETICS INC
- SEC CIK
- 1048611 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2004-04-09, last 2004-06-22; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2004-06-23
- Industry (SIC)
- Electric Lighting & Wiring Equipment 3640
- Incorporated in
- DE
- Business address
- 10 MILK ST SUITE 1100, Boston, MA 02108
- EIN
- 04-3391805
- EDGAR entity type
- operating
- Insiders and CEO pay
- COLOR KINETICS INC on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B1 filed 2004-06-23, an initial public offering)
- Shares sold
- 4,000,000
- Gross proceeds
- $40,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CLRK
- Lead underwriters
- CIBC World Markets; Needham & Company (1,320,000 shares); ThinkEquity (320,000 shares); FBR (600,000 shares); below: CIBC World Markets Corp (1,760,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SIGNIFY NORTH AMERICA CORPORATION EXACT (EIN (EXACT))
- SEC filer: COLOR KINETICS INC EXACT (CIK (EXACT))
- Person page: Garo H Armen Phd Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-04-09 | S-1 | S-1 (registration) | COLOR KINETICS INC | 0000950135-04-001808 ↗ |
| 2004-04-12 | S-1/A | S-1/A (amendment) | COLOR KINETICS INC | 0000950135-04-001823 ↗ |
| 2004-05-18 | S-1/A | S-1/A (amendment) | COLOR KINETICS INC | 0000950135-04-002687 ↗ |
| 2004-06-02 | S-1/A | S-1/A (amendment) | COLOR KINETICS INC | 0000950135-04-002906 ↗ |
| 2004-06-03 | S-1/A | S-1/A (amendment) | COLOR KINETICS INC | 0000950135-04-002915 ↗ |
| 2004-06-14 | S-1/A | S-1/A (amendment) | COLOR KINETICS INC | 0000950135-04-003049 ↗ |
| 2004-06-22 | S-1/A | S-1/A (amendment) | COLOR KINETICS INC | 0000950135-04-003198 ↗ |
| 2004-06-23 | 424B1 | 424B1 (final prospectus) | COLOR KINETICS INC | 0000950135-04-003215 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-06-22 | S-1/A | registration statement | $4.67 | 4,000,000 | $18,680,000 | Nasdaq CLRK | 4 | primary document; price line, shares headline, proceeds computed, cover names 4 | document ↗ | |
| 2004-06-23 | 424B1 | final prospectus | $10.00 | 4,000,000 | $40,000,000 | Nasdaq CLRK | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ABELE JOHN E | Director | 12 | 2006–2007 | ||
| Afeyan Noubar Boghos | Director | 11 | 2006–2007 | ||
| OBRIEN WILLIAM K | Director | 9 | 2006–2007 | ||
| Morgan Fritz | Officer | Chief Technology Officer | 6 | 2006–2007 | |
| Mueller George | Director | 4 | 2006 | ||
| Allison Elisabeth | Director | 4 | 2006–2007 | ||
| ARMEN GARO H | Director | 6 | 2006–2007 | person page Fuzzy | |
| Hawley Michael Jerome | Director | 4 | 2006–2007 | ||
| OCONNOR JAMES F O | Director | 3 | 2006–2007 | ||
| Sims William | Director,Officer | President and CEO | 4 | 2006–2007 | |
| CASSIS JEFFREY A | Officer | SVP & COO | 3 | 2006–2007 | |
| Johnson David K | Officer | Senior Vice President & CFO | 3 | 2006–2007 | |
| Lys Ihor | Officer | Chief Scientist | 6 | 2006–2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | COLOR KINETICS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Color Kinetics Incorporated | MA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SIGNIFY NORTH AMERICA CORPORATION | EIN (EXACT) | ||
| Person page | Garo H Armen Phd | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electric Lighting & Wiring Equipment, MA first:
- Lightspace Corp MA
- Cyalume Technologies Holdings, Inc. MA
- SLI INC MA
- ColorStars Group CA
- DIGAGOGO VENTURES CORP CA
- Greenpower International Group Ltd CA
- ExeLED Holdings Inc. CO
- Revolution Lighting Technologies, Inc. CT
- China Intelligent Lighting & Electronics, Inc. F4
- CLEAR-LITE HOLDINGS, INC. FL
In other datasets, the same topic (Technology) in MA:
- Form D issuer: 10 Percent Happier, Inc. (Form D private offerings)
- Lobbying client: 5G ACTION NOW (Federal lobbying (LDA))
Interests: Electric Lighting & Wiring Equipment · Technology