IPO registrations (S-1, F-1) · Registrants
Revolution Lighting Technologies, Inc.
- SEC CIK
- 917523 · filings on EDGAR ↗
- Name on the registration
- Nexxus Lighting, Inc.
- Former names
- Nexxus Lighting, Inc. (2007–2012); SUPER VISION INTERNATIONAL INC (1996–2007)
- Registration
- Form S-1, first filed 2008-08-28, last 2009-11-24; 2 initial registrations, 1 amendment
- Outcome
- Final prospectus filed 2009-12-16; declared effective 2009-12-15; withdrawal requested 2008-11-13
- Industry (SIC)
- Electric Lighting & Wiring Equipment 3640
- Incorporated in
- DE
- Business address
- 177 BROAD STREET, 12TH FLOOR, Stamford, CT 06901
- EIN
- 59-3046866
- EDGAR entity type
- operating
- Insiders and CEO pay
- Revolution Lighting Technologies, Inc. on the corporate pages
Offering terms
- Final price
- $3.00 per share (424B4 filed 2009-12-16)
- Shares sold
- 5,000,000
- Gross proceeds
- $15,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NEXS
- Lead underwriters
- Canaccord Genuity (3,250,000 shares)
- Syndicate
- Wedbush Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NEXXUS LIGHTING, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: REVOLUTION LIGHTING TECHNOLOGIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: SUPER VISION INTERNATIONAL, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: REVOLUTION LIGHTING TECHNOLOGIES, INC Fuzzy (name and state)
- Business registration: REVOLUTION LIGHTING TECHNOLOGIES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: REVOLUTION LIGHTING TECHNOLOGIES, INC. EXACT (EIN (EXACT))
- Federal award recipient: REVOLUTION LIGHTING TECHNOLOGIES, INC. Fuzzy (name and state)
- SEC filer: Nexxus Lighting, Inc. EXACT (CIK (EXACT))
- Person page: Robert V Lapenta Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-08-28 | S-1 | S-1 (registration) | Nexxus Lighting, Inc. | 0001193125-08-186805 ↗ |
| 2008-11-13 | RW | RW (withdrawal request) | Nexxus Lighting, Inc. | 0001193125-08-234864 ↗ |
| 2009-10-29 | S-1 | S-1 (registration) | Nexxus Lighting, Inc. | 0001193125-09-217554 ↗ |
| 2009-11-24 | S-1/A | S-1/A (amendment) | Nexxus Lighting, Inc. | 0001193125-09-241485 ↗ |
| 2009-12-15 | EFFECT | EFFECT (declared effective) | Nexxus Lighting, Inc. | 9999999995-09-003483 ↗ |
| 2009-12-16 | 424B4 | 424B4 (final prospectus) | Nexxus Lighting, Inc. | 0001193125-09-253457 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-11-24 | S-1/A | registration statement | 5,000,000 | - | Nasdaq NEXS | 2 | primary document; shares headline, cover names 2 | document ↗ | ||
| 2009-12-16 | 424B4 | final prospectus | $3.00 | 5,000,000 | $15,000,000 | Nasdaq NEXS | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Castor Anthony T III | Director | 3 | 2006–2008 | ||
| MCCANN BRIAN | Director | 5 | 2006–2009 | ||
| NICOLOSI ANTHONY | Director | 4 | 2006–2009 | ||
| PROTIVA EDGAR | Director | 8 | 2006–2012 | ||
| REGALADO DANILO | Officer | Executive V.P & C.F.O. | 1 | 2006 | |
| ZECK FRITZ | Director | 6 | 2006–2009 | ||
| Bauer Michael Anthony | Director,Officer | Chief Executive Officer; President and CEO | 9 | 2006–2010 | |
| KINGSTONE BRETT M | Director,Officer,TenPercentOwner | Chairman of the Board | 23 | 2007–2008 | |
| Oakley John | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 3 | 2007–2008 | |
| Streitz Paul | Officer | PRES ADVANCED LIGHTING SYSTEMS | 1 | 2007 | |
| KINGSTONE FAMILY LIMITED PARTNERSHIP II | TenPercentOwner | 20 | 2008 | ||
| Langford Gary Richard | Officer | Chief Financial Officer | 4 | 2009–2010 | |
| BROWN MICHAEL J | Director | 5 | 2009–2011 | ||
| Richardson Chris | Director | 5 | 2009–2012 | ||
| Doherty Patrick G | Director | 5 | 2009–2011 | ||
| Yager William L. | Director | 5 | 2009–2012 | ||
| MARXE AUSTIN W & GREENHOUSE DAVID M | TenPercentOwner | 3 | 2009–2011 | ||
| Scott Brian J. | Director | 3 | 2010 | ||
| Aston Capital LLC | TenPercentOwner | 12 | 2012–2018 | ||
| Basil Robert A. Jr. | Director,TenPercentOwner | 12 | 2012–2019 | ||
| DePalma James | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chief Financial Officer | 24 | 2012–2018 | |
| INGRAM WILLIAM | Director | 5 | 2012–2019 | ||
| LAPENTA ROBERT V | Director,Officer,TenPercentOwner; Director,TenPercentOwner | CEO, President and Chairman; Chairman and CEO; Chief Executive Officer | 26 | 2012–2018 | person page Fuzzy |
| LaPenta Robert V Jr | Director,TenPercentOwner | 11 | 2012–2016 | ||
| RVL 1 LLC | TenPercentOwner | 9 | 2012–2014 | ||
| Virtue Stephen G. | Director; TenPercentOwner | 5 | 2012–2019 | ||
| McCarthy Dennis J. | Director | 6 | 2012–2019 | ||
| SCHAFER CHARLES J | Director,Officer | President; President and CFO | 4 | 2013–2014 | |
| ATKINSON JOAN | Officer | Chief Financial Officer | 1 | 2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | REVOLUTION LIGHTING TECHNOLOGIES, INC | CT | State business registries | name and state |
| Business registration | REVOLUTION LIGHTING TECHNOLOGIES, INC. | CT | State business registries | name and state |
| Business registration | REVOLUTION LIGHTING TECHNOLOGIES, INC. | CT | State business registries | name and state |
| Plan sponsor | REVOLUTION LIGHTING TECHNOLOGIES, INC. | CT | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Federal award recipient | REVOLUTION LIGHTING TECHNOLOGIES, INC. | CT | Federal spending (USAspending) | name and state |
| Patent assignee | Revolution Lighting Technologies, Inc. | CT | Patents (USPTO) | name and state |
| SEC filer | Revolution Lighting Technologies, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | REVOLUTION LIGHTING TECHNOLOGIES, INC. | CT | Trademarks (USPTO) | name and state |
| Business registration | NEXXUS LIGHTING, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Business registration | SUPER VISION INTERNATIONAL, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | REVOLUTION LIGHTING TECHNOLOGIES, INC. | EIN (EXACT) | ||
| Person page | Robert V Lapenta | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electric Lighting & Wiring Equipment, CT first:
- ColorStars Group CA
- DIGAGOGO VENTURES CORP CA
- Greenpower International Group Ltd CA
- ExeLED Holdings Inc. CO
- China Intelligent Lighting & Electronics, Inc. F4
- CLEAR-LITE HOLDINGS, INC. FL
- Ecolivegreen Corp FL
- SKYX Platforms Corp. FL
- CAPSTONE COMPANIES, INC. FL
- Znergy, Inc. IN
In other datasets, the same topic (Technology) in CT:
- Form D issuer: 3D ASSET MANAGEMENT, INC (Form D private offerings)
- Lobbying client: ADAPTIVE MARKETING LLC (Federal lobbying (LDA))
Interests: Electric Lighting & Wiring Equipment · Technology