IPO registrations (S-1, F-1) · Registrants
FIRST AVIATION SERVICES INC
- SEC CIK
- 1025743 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-12-23, last 1997-02-24; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1997-02-28
- Industry (SIC)
- Aircraft Engines & Engine Parts 3724
- Incorporated in
- DE
- Business address
- 15 RIVERSIDE AVE, Westport, CT 06880-4214
- EIN
- 06-1419064
- EDGAR entity type
- operating
- Insiders and CEO pay
- FIRST AVIATION SERVICES INC on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 1997-02-24)
- Final price
- $10.00 per share, within the range (424B4 filed 1997-02-28, an initial public offering)
- Shares sold
- 3,900,000
- Gross proceeds
- $39,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FAVS
- Lead underwriters
- Citigroup (1,265,000 shares)
- Syndicate
- Dillon, Read & Co. Inc (1,265,000); Arnhold and S. Bleichroeder, Inc (50,000); William Blair (50,000); Brean Murray, Foster Securities Inc (50,000); Alex. Brown & Sons (80,000); J.P. Morgan (80,000); Deutsche Morgan Grenfell/C.J. Lawrence Inc (80,000); Donaldson, Lufkin & Jenrette (80,000); A.G. Edwards (80,000); Gruntal & Co., Incorporated (50,000); Interstate/Johnson Lane Corporation (50,000); Janney Montgomery Scott (50,000); Jensen Securities Co (50,000); C.L. King & Associates (50,000); Merrill Lynch, Pierce, Fenner & Smith Incorporate (80,000); Morgan Stanley (80,000); Oppenheimer (80,000); Ormes Capital Markets, Inc (50,000); Pennsylvania Merchant Group Ltd (50,000); Prudential Securities (80,000); Ragen MacKenzie Incorporated (50,000); Southeast Research Partners, Inc (50,000); Wedbush Securities (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FIRST AVIATION SERVICES INC. Fuzzy (name and state)
- SEC filer: FIRST AVIATION SERVICES INC EXACT (CIK (EXACT))
- Person page: Joseph J Lhota Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-12-23 | S-1 | S-1 (registration) | FIRST AVIATION SERVICES INC | 0000950148-96-002974 ↗ |
| 1997-01-24 | S-1/A | S-1/A (amendment) | FIRST AVIATION SERVICES INC | 0000892569-97-000169 ↗ |
| 1997-02-04 | S-1/A | S-1/A (amendment) | FIRST AVIATION SERVICES INC | 0000892569-97-000255 ↗ |
| 1997-02-24 | S-1/A | S-1/A (amendment) | FIRST AVIATION SERVICES INC | 0000892569-97-000534 ↗ |
| 1997-02-28 | 424B4 | 424B4 (final prospectus) | FIRST AVIATION SERVICES INC | 0000892569-97-000565 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-02-24 | S-1/A | registration statement | $10.00–$12.00 | $11.00 | 3,900,000 | $42,900,000 | Nasdaq FAVS | 1 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
| 1997-02-28 | 424B4 | final prospectus | $10.00 | 3,900,000 | $39,000,000 | Nasdaq FAVS | 24 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 24, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HILL STANLEY J | Director | 6 | 2006–2007 | ||
| KIRK ROBERT | Director | 6 | 2006–2007 | ||
| LHOTA JOSEPH J | Director | 6 | 2006–2007 | person page Fuzzy | |
| COSTANTINI ROBERT G | Officer | CFO | 1 | 2006 | |
| Espitia Bobbie | Officer | Principal Accounting Officer | 1 | 2006 | |
| Malachowski Robert E | Officer | Principal Financial Officer | 1 | 2006 | |
| Reznicek Bill L | Officer | Chief Financial Officer | 1 | 2007 | |
| Metwalli Ahmed | Officer | See Remarks. | 1 | 2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | TENGRAM CAPITAL PARTNERS | CT | Investment advisers (Form ADV) | same street address and ZIP code, 15 RIVERSIDE AVE 06880 (FUZZY: a shared address, not proof of a shared organization) |
| Business registration | FIRST AVIATION SERVICES INC. | CT | State business registries | name and state |
| SEC filer | FIRST AVIATION SERVICES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | First Aviation Services Inc. | CT | Trademarks (USPTO) | name and state |
| Person page | Joseph J Lhota | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.