IPO registrations (S-1, F-1) · Registrants
LQ CORP INC
- SEC CIK
- 1016613 · filings on EDGAR ↗
- Name on the registration
- LIQUID AUDIO INC
- Former names
- LIQUID AUDIO INC (1999–2004)
- Registration
- Form S-1, first filed 1999-05-04, last 1999-12-02; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 1999-07-09
- Industry (SIC)
- Services-Computer Integrated Systems Design 7373
- Incorporated in
- DE
- Business address
- LQ CORPORATION INC, 888 SEVENTH AVE. 17TH FLOOR, New York, NY 10019
- EIN
- 77-0421089
- EDGAR entity type
- operating
- Insiders and CEO pay
- LQ CORP INC on the corporate pages
Offering terms
- Final price
- $15.00 per share (424B4 filed 1999-07-09, an initial public offering)
- Shares sold
- 4,200,000
- Gross proceeds
- $63,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol LQID
- Lead underwriters
- Lehman Brothers (1,750,000 shares); Robertson Stephens (1,225,000 shares); Piper Sandler (750,000 shares)
- Syndicate
- Donaldson, Lufkin & Jenrette (115,000); FBR (60,000); Raymond James (60,000); Sands Brothers & Co., Ltd (60,000); SoundView (60,000); C.E. Unterberg, Towbin (60,000); Wit Capital (60,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: LQ CORP INC EXACT (CIK (EXACT))
- Person page: James A Mitarotonda Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-05-04 | S-1 | S-1 (registration) | LIQUID AUDIO INC | 0001012870-99-001392 ↗ |
| 1999-06-17 | S-1/A | S-1/A (amendment) | LIQUID AUDIO INC | 0001012870-99-001984 ↗ |
| 1999-06-30 | S-1/A | S-1/A (amendment) | LIQUID AUDIO INC | 0001012870-99-002152 ↗ |
| 1999-07-08 | S-1MEF | S-1MEF (added securities) | LIQUID AUDIO INC | 0000898430-99-002777 ↗ |
| 1999-07-08 | S-1/A | S-1/A (amendment) | LIQUID AUDIO INC | 0001012870-99-002219 ↗ |
| 1999-07-08 | S-1/A | S-1/A (amendment) | LIQUID AUDIO INC | 0001012870-99-002231 ↗ |
| 1999-07-09 | 424B4 | 424B4 (final prospectus) | LIQUID AUDIO INC | 0000898430-99-002781 ↗ |
| 1999-11-23 | S-1 | S-1 (registration) | LIQUID AUDIO INC | 0001012870-99-004395 ↗ |
| 1999-12-02 | S-1/A | S-1/A (amendment) | LIQUID AUDIO INC | 0001012870-99-004476 ↗ |
| 1999-12-15 | 424B4 | 424B4 (final prospectus) | LIQUID AUDIO INC | 0001012870-99-004654 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-07-08 | S-1/A | registration statement | 3,431,244 | - | 0 | from the submission text; shares headline | document ↗ | |||
| 1999-07-09 | 424B4 | final prospectus | $15.00 | 4,200,000 | $63,000,000 | Nasdaq LQID | 10 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 10, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BRUNT MELVYN | Officer | CFO and Secretary; Chief Financial Officer | 2 | 2006–2007 | |
| FOX WILLIAM J | Director,Officer | President and CEO | 1 | 2006 | |
| McKeever Dianne K | Director | 2 | 2006–2007 | ||
| CASSETTA SEBASTIAN E | Director,Officer | President and CEO; President and Chief Executive | 2 | 2006–2007 | |
| BARINGTON CAPITAL GROUP L P | Other; TenPercentOwner | 2 | 2007 | ||
| BARINGTON COMPANIES EQUITY PARTNERS L P | Other; TenPercentOwner | 2 | 2007 | ||
| Barington Companies Investors, LLC | Other; TenPercentOwner | 2 | 2007 | ||
| Barington Companies Offshore Fund, Ltd. (BVI) | Other; TenPercentOwner | 2 | 2007 | ||
| LNA Capital Corp. | Other; TenPercentOwner | 2 | 2007 | ||
| MITAROTONDA JAMES A | Other | 2 | 2007 | person page Fuzzy | |
| Barington Offshore Advisors II, LLC | Other; TenPercentOwner | 2 | 2007 | ||
| Evans Karen | Officer | See Remarks | 2 | 2007 | |
| BERNS STEVEN | Director | 1 | 2007 | ||
| Ligouri Stephen | Director | 1 | 2007 | ||
| MCMANUS MICHAEL A JR | Director | 1 | 2007 | ||
| MILLER LLOYD I III | Other | 1 | 2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Person page | James A Mitarotonda | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| SEC filer | LQ CORP INC | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Computer Integrated Systems Design, NY first:
- RAZORFISH INC NY
- APPLIEDTHEORY CORP NY
- PARETEUM Corp NY
- VERINT SYSTEMS INC NY
- UCP HOLDINGS, INC. NY
- Dealertrack Technologies, Inc NY
- Open Link Financial, Inc. NY
- Ziwira, Inc. NY
- Kubient, Inc. NY
- VEEA INC. NY
In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Services-Computer Integrated Systems Design · Technology