IPO registrations (S-1, F-1) · Registrants
FILM ROMAN INC
- SEC CIK
- 1013236 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-05-17, last 1996-09-30; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1996-10-01
- Industry (SIC)
- Services-Motion Picture & Video Tape Production 7812
- Incorporated in
- DE
- Business address
- 12020 CHANDLER BLVD, STE 200, North Hollywood, CA 91607
- EIN
- 95-4585357
- EDGAR entity type
- operating
Offering terms
- Final price
- $7.46 per share (424B4 filed 1996-10-01, an initial public offering)
- Shares sold
- 3,300,000
- Gross proceeds
- $24,618,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ROMN
- Lead underwriters
- Donaldson, Lufkin & Jenrette; Montgomery Securities (1,320,000 shares)
- Syndicate
- Allen & Company (40,000); Alex. Brown & Sons (40,000); Cowen (40,000); A.G. Edwards (40,000); Hambrecht & Quist (40,000); Morgan Stanley (40,000); Robertson Stephens (40,000); Citigroup (40,000); Wasserstein Perella Securities Inc (40,000); Advest, Inc (20,000); Arnhold and S. Bleichroeder, Inc (20,000); Crowell, Weedon & Co (20,000); EVEREN Securities Inc (20,000); Furman Selz LLC (20,000); Gerard Klauer Mattison & Co., LLC (20,000); Hoak Securities Corporation (20,000); Josephthal, Lyon & Ross, Inc (20,000); Ormes Capital Markets, Inc (20,000); Pennsylvania Merchant Group Ltd (20,000); Roney & Co., L.L.C (20,000); Ryan, Beck & Co (20,000); Southcoast Capital Corporation (20,000); Sutro & Co. Incorporated (20,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-05-17 | S-1 | S-1 (registration) | FILM ROMAN INC | 0000898430-96-002109 ↗ |
| 1996-07-12 | S-1/A | S-1/A (amendment) | FILM ROMAN INC | 0000898430-96-003177 ↗ |
| 1996-09-10 | S-1/A | S-1/A (amendment) | FILM ROMAN INC | 0000898430-96-004268 ↗ |
| 1996-09-30 | S-1/A | S-1/A (amendment) | FILM ROMAN INC | 0000898430-96-004590 ↗ |
| 1996-10-01 | 424B4 | 424B4 (final prospectus) | FILM ROMAN INC | 0000898430-96-004621 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-09-30 | S-1/A | registration statement | $7.46 | 3,300,000 | $24,618,000 | Nasdaq ROMN | 3 | from the submission text; price line, shares headline, proceeds computed, underwriting table 1, cover names 2 | document ↗ | |
| 1996-10-01 | 424B4 | final prospectus | $7.46 | 3,300,000 | $24,618,000 | Nasdaq ROMN | 25 | from the submission text; price line, shares headline, proceeds computed, underwriting table 24, cover names 2 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Trademark owner | FILM ROMAN, LLC | CA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Motion Picture & Video Tape Production, CA first: