IPO registrations (S-1, F-1) · Registrants
DreamWorks Animation, LLC
- SEC CIK
- 1297401 · filings on EDGAR ↗
- Name on the registration
- DreamWorks Animation SKG, Inc.
- Former names
- DreamWorks Animation SKG, Inc. (2004–2016); DreamWorks Animation, Inc. (2004–2004)
- Registration
- Form S-1, first filed 2004-07-21, last 2005-03-28; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2004-10-28; withdrawal requested 2005-07-18
- Industry (SIC)
- Services-Motion Picture & Video Tape Production 7812
- Business address
- GRANDVIEW BUILDING, 1000 FLOWER STREET, Glendale, CA 91201
- EIN
- 68-0589190
- EDGAR entity type
- operating
- Insiders and CEO pay
- DreamWorks Animation, LLC on the corporate pages
Offering terms
- Proposed price range
- $23.00–$25.00 per share (S-1/A filed 2004-10-27)
- Shares offered
- 29,000,000 (all by selling holders)
- Listing
- NYSE under the symbol DWA
- Lead underwriters
- Goldman Sachs (11,549,250 shares)
- Syndicate
- J.P. Morgan (11,549,250); BofA Securities (1,392,000); Bear Stearns (1,392,000); Merrill Lynch (1,392,000); HSBC (681,500); Cowen (681,500); Allen & Company (116,000); ING (116,000); Ramirez & Co. (43,500); Siebert Capital Markets; Utendahl Capital; Muriel Siebert & Co. (43,500); Utendahl Capital Group, LLC (43,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: DREAMWORKS ANIMATION L.L.C. Fuzzy (name and state)
- Business registration: DREAMWORKS ANIMATION L.L.C. Fuzzy (name and state)
- Business registration: DREAMWORKS ANIMATION L.L.C. Fuzzy (name and state)
- Business registration: DREAMWORKS ANIMATION L.L.C. Fuzzy (name and state)
- Form 5500 plan sponsor: DWA HOLDINGS, LLC EXACT (EIN (EXACT))
- SEC filer: DreamWorks Animation SKG, Inc. EXACT (CIK (EXACT))
- Person page: Kristina M Leslie Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Lewis W Coleman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Mellody L Hobson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Sumner M Redstone Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-07-21 | S-1 | S-1 (registration) | DreamWorks Animation, Inc. | 0000950123-04-008590 ↗ |
| 2004-09-03 | S-1/A | S-1/A (amendment) | DreamWorks Animation, Inc. | 0000950123-04-010664 ↗ |
| 2004-09-27 | S-1/A | S-1/A (amendment) | DreamWorks Animation SKG, Inc. | 0000950123-04-011389 ↗ |
| 2004-10-12 | S-1/A | S-1/A (amendment) | DreamWorks Animation SKG, Inc. | 0000950123-04-011955 ↗ |
| 2004-10-25 | S-1/A | S-1/A (amendment) | DreamWorks Animation SKG, Inc. | 0000950123-04-012423 ↗ |
| 2004-10-27 | S-1/A | S-1/A (amendment) | DreamWorks Animation SKG, Inc. | 0000950123-04-012509 ↗ |
| 2004-10-28 | 424B4 | 424B4 (final prospectus) | DreamWorks Animation SKG, Inc. | 0000950123-04-012634 ↗ |
| 2004-10-28 | 424B4 | 424B4 (final prospectus) | DreamWorks Animation SKG, Inc. | 0000950123-04-012649 ↗ |
| 2004-10-28 | 424B4 | 424B4 (final prospectus) | DreamWorks Animation SKG, Inc. | 0000950123-04-012650 ↗ |
| 2005-03-28 | S-1 | S-1 (registration) | DreamWorks Animation SKG, Inc. | 0001193125-05-061302 ↗ |
| 2005-07-18 | RW | RW (withdrawal request) | DreamWorks Animation SKG, Inc. | 0001193125-05-143685 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-10-27 | S-1/A | registration statement | $23.00–$25.00 | 170,000 | - | NYSE DWA | 13 | primary document; range, shares headline, underwriting table 1, cover names 12 | document ↗ | |
| 2004-10-28 | 424B4 | final prospectus | 29,000,000 | - | NYSE DWA | 14 | primary document; shares headline, underwriting table 12, cover names 12 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Daly Ann | Officer | Chief Operating Officer; President | 30 | 2006–2016 | |
| DG-DW, Inc. | TenPercentOwner | 9 | 2006–2012 | ||
| DG-DW, L.P. | TenPercentOwner | 9 | 2006–2012 | ||
| DW Lips, L.P. | Other | 2 | 2006 | ||
| DW Subs, Inc. | Other | 2 | 2006 | ||
| GEFFEN DAVID | Director,TenPercentOwner; TenPercentOwner | 9 | 2006–2012 | ||
| KATZENBERG JEFFREY | Director,Officer,TenPercentOwner | Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 24 | 2006–2016 | |
| M & JK B LIMITED PARTNERSHIP | TenPercentOwner; TenPercentOwnerOther | 3 | 2006 | ||
| M&J K DREAM CORP | TenPercentOwner; TenPercentOwnerOther | 3 | 2006 | ||
| M&JK DREAM LIMITED PARTNERSHIP | TenPercentOwner; TenPercentOwnerOther | 3 | 2006 | ||
| SPIELBERG STEVEN | Other | 2 | 2006 | ||
| DreamWorks LLC | TenPercentOwner | 1 | 2006 | ||
| DW One Corp. | TenPercentOwner | 1 | 2006 | ||
| DW Two Corp. | TenPercentOwner | 1 | 2006 | ||
| NAIRI INC | TenPercentOwner | 1 | 2006 | ||
| NATIONAL AMUSEMENTS INC /MD/ | TenPercentOwner | 1 | 2006 | ||
| REDSTONE SUMNER M | TenPercentOwner | 1 | 2006 | person page Fuzzy | |
| Viacom Inc. | TenPercentOwner | 1 | 2006 | ||
| Viacom International Inc. | TenPercentOwner | 1 | 2006 | ||
| GREEN JUDSON C | Director | 7 | 2006–2011 | ||
| ALLEN PAUL G | Director,TenPercentOwner; TenPercentOwner | 5 | 2006–2008 | ||
| DW Investment II, Inc. | TenPercentOwner | 5 | 2006–2008 | ||
| WHITMAN MARGARET C | Director | 4 | 2006–2008 | ||
| Montgomery Michael J | Director | 14 | 2006–2016 | ||
| DWA Escrow LLLP | TenPercentOwner | 3 | 2006 | ||
| HOBSON MELLODY L | Director | 13 | 2006–2016 | person page Fuzzy | |
| COLEMAN LEWIS W | Director,Officer; Officer | Director & President; President; President and CFO; President and CFO; Vice Chairman | 28 | 2006–2015 | person page Fuzzy |
| ENRICO ROGER A | Director; Director,Officer | Chairman | 16 | 2006–2012 | |
| Kendrick Katherine | Officer | General Counsel & Secretary | 17 | 2006–2010 | |
| Leslie Kristina M | Officer | Chief Financial Officer | 2 | 2006–2007 | person page Fuzzy |
| Losch William E | Officer | Chf Accting Off; Chief Accounting Officer | 2 | 2006–2007 | |
| VON DER HEYDEN KARL M | Director | 3 | 2006–2008 | ||
| Globe Anne | Officer | Chief Marketing Officer; Head of Worldwide Marketing | 29 | 2007–2013 | |
| SCHULTZ HOWARD D | Director | 3 | 2007 | ||
| CROSS PHILIP M. | Officer | Chief Accounting Officer | 6 | 2007–2010 | |
| Freston Thomas E | Director | 13 | 2007–2016 | ||
| BATTER JOHN | Officer | Co-President of Production | 25 | 2007–2011 | |
| DAMASCHKE WILLIAM J. | Officer; OfficerOther | Co-President of Production | 19 | 2007–2010 | |
| Myhrvold Nathan | Director | 6 | 2007–2012 | ||
| BRITTENHAM HARRY M | Director | 11 | 2008–2016 | ||
| Sherman Richard W. | Director | 5 | 2008–2012 | ||
| SATTERTHWAITE DAN | Officer | Chief Human Resources Officer; Head of Human Resources | 34 | 2009–2016 | |
| Sullivan Richard | Officer | Deputy CFO; Head of Corporate Finance | 30 | 2009–2014 | |
| CHANG JOHN ANDREW | Officer | General Counsel | 26 | 2010–2016 | |
| O'Connor Heather | Officer | Chief Accounting Officer | 18 | 2010–2013 | |
| FRANCIS MICHAEL | Officer | Chief Global Brand Officer; Chief Global Brand Officer | 6 | 2012–2015 | |
| Grainge Lucian | Director | 7 | 2013–2016 | ||
| KILAR JASON | Director | 6 | 2013–2016 | ||
| Zoradi Mark | Officer | Chief Operating Officer | 1 | 2014 | |
| ALEMAN EDWARD | Officer | Chief Accounting Officer | 4 | 2014–2015 | |
| Merchant Fazal F | Officer | Chief Financial Officer | 4 | 2014–2016 | |
| Wilderotter Mary Agnes | Director | 4 | 2015–2016 | ||
| Adams Steven a | Officer | Chief Accounting Officer | 3 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | DREAMWORKS ANIMATION L.L.C. | CA | State business registries | name and state |
| Business registration | DREAMWORKS ANIMATION L.L.C. | CA | State business registries | name and state |
| Business registration | DREAMWORKS ANIMATION L.L.C. | CA | State business registries | name and state |
| Business registration | DREAMWORKS ANIMATION L.L.C. | CA | State business registries | name and state |
| Plan sponsor | DWA HOLDINGS, LLC | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Patent assignee | DREAMWORKS ANIMATION LLC | CA | Patents (USPTO) | name and state |
| SEC filer | DreamWorks Animation SKG, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | DreamWorks Animation L.L.C. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | DWA HOLDINGS, LLC | EIN (EXACT) | ||
| Person page | Kristina M Leslie | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Lewis W Coleman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Mellody L Hobson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Sumner M Redstone | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Motion Picture & Video Tape Production, CA first: