IPO registrations (S-1, F-1) · Underwriters
WR Hambrecht + Co
- Deals
- 21 priced offerings as an underwriter, 6 as lead manager or representative; 20 initial public offerings
- Proceeds of those deals
- $5,981,441,447 ($204,000,000 as lead)
- Years
- 1999–2013
- Named as
- WR Hambrecht + Co; WR Hambrecht+Co; WR Hambrecht & Co. LLC; WR Hambrecht + Co, LLC; WR Hambrecht + Co., LLC; WR Hambrecht+Co, LLC; WR Hambrecht+Co., LLC
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2013 | 1 | 1 | $16,200,000 |
| 2011 | 1 | 0 | $165,000,000 |
| 2007 | 1 | 0 | $299,999,999 |
| 2006 | 3 | 1 | $144,850,000 |
| 2005 | 2 | 0 | $3,081,713,700 |
| 2004 | 4 | 1 | $1,772,279,420 |
| 2003 | 3 | 1 | $149,850,000 |
| 2002 | 2 | 1 | $33,333,328 |
| 2000 | 1 | 0 | $4,050,000 |
| 1999 | 3 | 1 | $314,165,000 |
Deals 21
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-06-20 | Truett-Hurst, Inc. CA | Lead | $6.00 | 2,700,000 | $16,200,000 | Nasdaq THST | IPO | 4 | 424B4 ↗ | |
| 2011-05-25 | ACTIVE NETWORK INC CA | Syndicate | $15.00 | 11,000,000 | $165,000,000 | NYSE ACTV | IPO | 8 | 424B4 ↗ | |
| 2007-03-09 | XINHUA SPORTS & ENTERTAINMENT Ltd F4 | Syndicate | $13.00 | 23,076,923 | $299,999,999 | Nasdaq XFML | IPO | 4 | 424B4 ↗ | |
| 2006-11-30 | NETLIST INC CA | Syndicate | $7.00 | 6,250,000 | $43,750,000 | Nasdaq NLST | IPO | 3 | 424B1 ↗ | |
| 2006-01-31 | Fortunet, Inc. NV | Lead | $9.00 | 2,500,000 | $22,500,000 | IPO | 1 | 424B4 ↗ | ||
| 2006-01-26 | Traffic.com, Inc. PA | Syndicate | $12.00 | 6,550,000 | $78,600,000 | IPO | 2 | 424B4 ↗ | ||
| 2005-07-01 | Silicon Motion Technology CORP K3 | Syndicate | $10.50 | 6,700,000 | $70,350,000 | Nasdaq SIMO | IPO | 3 | 424B4 ↗ | |
| 2005-02-11 | Huntsman CORP TX | Syndicate | $50.00 | 60,227,274 | $3,011,363,700 | NYSE HUN | IPO | 17 | 424B4 ↗ | |
| 2004-10-14 | PLANETOUT INC | Syndicate | $9.00 | 4,650,000 | $41,850,000 | Nasdaq LGBT | IPO | 4 | 424B4 ↗ | |
| 2004-09-30 | FUZEBOX SOFTWARE Corp CA | Syndicate | $10.00 | 4,000,000 | $40,000,000 | Nasdaq CALL | IPO | 4 | 424B4 ↗ | |
| 2004-08-19 | GOOGLE INC. CA | Syndicate | $85.00 | 19,605,052 | $1,666,429,420 | Nasdaq GOOG | IPO | 27 | 424B4 ↗ | |
| 2004-07-22 | NeuroMetrix, Inc. MA | Lead | $8.00 | 3,000,000 | $24,000,000 | Nasdaq NURO | IPO | 5 | 424B4 ↗ | |
| 2003-10-30 | GENITOPE CORP CA | Lead | $9.00 | 3,700,000 | $33,300,000 | IPO | 5 | 424B4 ↗ | ||
| 2003-09-25 | REDENVELOPE INC | Syndicate | $14.00 | 2,200,000 | $30,800,000 | IPO | 2 | 424B4 ↗ | ||
| 2003-03-14 | MEDICINES CO /DE NJ | Syndicate | $17.50 | 4,900,000 | $85,750,000 | Nasdaq MDCO | Offering | 6 | 424B4 ↗ | |
| 2002-05-07 | QUINTON CARDIOLOGY SYSTEMS INC WA | Lead | $7.00 | 4,000,000 | $28,000,000 | Nasdaq QUIN | IPO | 7 | 424B4 ↗ | |
| 2002-02-08 | MANTECH INTERNATIONAL CORP VA | Syndicate | $16.00 | 333,333 | $5,333,328 | Nasdaq MANT | IPO | 16 | 424B4 ↗ | |
| 2000-08-10 | VINA TECHNOLOGIES INC CA | Syndicate | $1.35 | 3,000,000 | $4,050,000 | Nasdaq VINA | IPO | 18 | 424B4 ↗ | |
| 1999-12-16 | XPEDIOR INC IL | Syndicate | $19.00 | 8,535,000 | $162,165,000 | IPO | 26 | 424B1 ↗ | ||
| 1999-12-08 | ANDOVER NET INC MA | Syndicate | $18.00 | 4,000,000 | $72,000,000 | IPO | 3 | 424B1 ↗ | ||
| 1999-11-23 | GETTHERE INC CA | Lead | $16.00 | 5,000,000 | $80,000,000 | AXP | IPO | 37 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Deutsche Bank | 6 | 3 |
| J.P. Morgan | 5 | 1 |
| Thomas Weisel Partners | 5 | 2 |
| Allen & Company | 4 | 0 |
| Citigroup | 4 | 3 |
| Cowen | 4 | 1 |
| Donaldson, Lufkin & Jenrette | 4 | 3 |
| Merrill Lynch | 4 | 2 |
| Morgan Stanley | 4 | 2 |
| Needham & Company | 4 | 0 |
| Piper Sandler | 4 | 1 |
| RBC Capital Markets | 4 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.