IPO registrations (S-1, F-1) · Underwriters
Whale Securities Co., L.P
- Deals
- 3 priced offerings as an underwriter, 1 as lead manager or representative; 3 initial public offerings
- Proceeds of those deals
- $20,700,000
- Years
- 1996–1999
Deals by year
Deals 3
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-12-08 | WORKSTREAM INC FL | Lead | 2,450,000 | - | Nasdaq ECRU | IPO | 1 | 424B1 ↗ | ||
| 1996-11-22 | LANGUAGEWARE NET CO LTD L3 | Syndicate | $11.50 | 1,800,000 | $20,700,000 | Nasdaq ACNTF | IPO | 20 | 424B1 ↗ | |
| 1996-08-16 | CONSOLIDATED CIGAR HOLDINGS INC FL | Syndicate | 5,400,000 | - | NYSE CIG | IPO | 15 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Merrill Lynch | 2 | 1 |
| Advest, Inc | 1 | 0 |
| Credit Suisse | 1 | 0 |
| Cruttenden Roth Incorporated | 1 | 0 |
| Dain Bosworth Incorporated | 1 | 0 |
| Dean Witter | 1 | 0 |
| Donaldson, Lufkin & Jenrette | 1 | 0 |
| First Anniversary of | 1 | 0 |
| Gilford Securities Incorporated | 1 | 0 |
| Goldman Sachs | 1 | 1 |
| Gruntal & Co., Incorporated | 1 | 0 |
| Interstate/Johnson Lane Corporation | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.