IPO registrations (S-1, F-1) · Underwriters
Trident Securities
- Deals
- 2 priced offerings as an underwriter, 1 as lead manager or representative
- Proceeds of those deals
- $69,431,250 ($69,431,250 as lead)
- Years
- 1997–1998
- Named in
- 19 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Trident Securities; Trident Securities, Inc
Deals by year
Deals 2
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-02-17 | HERITAGE BANCORP INC /SC/ SC | Lead | $15.00 | 4,628,750 | $69,431,250 | Nasdaq HBSC | Offering | 1 | 424B1 ↗ | |
| 1997-06-04 | FIRSTSPARTAN FINANCIAL CORP SC | Syndicate | $20.00 | - | - | Nasdaq FSPT | Offering | 2 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 16
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2001-03-13 | CHESTERFIELD FINANCIAL CORP | Lead | - | Nasdaq CFSL | Pending | S-1/A ↗ | |
| 1999-02-11 | 1ST STATE BANCORP INC | Lead | 1,912,500 | Nasdaq FSBC | Pending | S-1/A ↗ | |
| 1998-11-12 | INNES STREET FINANCIAL CORP | Syndicate | - | Nasdaq ISFC | Pending | S-1/A ↗ | |
| 1998-11-12 | ONEIDA FINANCIAL CORP | Lead | 2,307,117 | Nasdaq ONFC | Pending | S-1/A ↗ | |
| 1998-11-06 | VIRGINIA CAPITAL BANCSHARES INC | Syndicate | - | Nasdaq VCAP | Pending | S-1/A ↗ | |
| 1998-01-16 | CAVALRY BANCORP INC | Lead | - | Nasdaq CAVB | Pending | S-1/A ↗ | |
| 1997-11-10 | UNION COMMUNITY BANCORP | Lead | 3,041,750 | Nasdaq UCBC | Pending | S-1/A ↗ | |
| 1997-11-10 | CODDLE CREEK FINANCIAL CORP | Syndicate | 586,500 | Pending | S-1/A ↗ | ||
| 1997-10-20 | EQUALITY BANCORP INC | Syndicate | 264,500 | NYSE American EBI | Pending | S-1 ↗ | |
| 1997-07-31 | CITIZENS BANCORP | Syndicate | - | Pending | S-1/A ↗ | ||
| 1997-05-09 | COMMUNITY FIRST BANKING CO | Lead | 2,413,562 | Nasdaq CFBC | Pending | S-1/A ↗ | |
| 1997-03-19 | FIRST ROBINSON FINANCIAL CORP | Syndicate | 747,500 | Pending | S-1 ↗ | ||
| 1997-02-07 | FIRST SOUTH BANCORP INC /VA/ | Syndicate | 2,530,000 | Nasdaq NSBC | Pending | S-1/A ↗ | |
| 1996-11-07 | CENTURY BANCORP INC /NC | Syndicate | 354,200 | Pending | S-1/A ↗ | ||
| 1996-09-10 | CAROLINA FINCORP INC | Syndicate | 1,610,000 | Nasdaq CFNC | Pending | S-1/A ↗ | |
| 1996-08-28 | FULTON BANCORP INC | Lead | 1,495,000 | Pending | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Estimated Underwriting | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.