IPO registrations (S-1, F-1) · Underwriters

Estimated Underwriting

Deals
1 priced offering as an underwriter, 1 as lead manager or representative
Proceeds of those deals
-
Years
1997
Named in
8 prospectuses and registration statements in all, including offerings not yet priced or withdrawn

Deals by year

YearDealsAs leadProceeds of deals
199711-

Deals 1

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
1997-06-04FIRSTSPARTAN FINANCIAL CORP SCLead$20.00--Nasdaq FSPTOffering2424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 6

FiledCompanyRoleRangeSharesListingStatusDocument
1998-08-11WEST ESSEX BANCORP INCSyndicate2,382,748Nasdaq WEBKPendingS-1/A ↗
1998-02-09FIRST SENTINEL BANCORP INCSyndicate14,391,900Nasdaq FSLAPendingS-1/A ↗
1998-02-05EFC BANCORP INCLead7,491,434NYSE American EFCPendingS-1/A ↗
1996-11-07CENTURY BANCORP INC /NCSyndicate354,200PendingS-1/A ↗
1996-11-04HOME CITY FINANCIAL CORPLead828,000PendingS-1/A ↗
1996-09-10CAROLINA FINCORP INCSyndicate1,610,000Nasdaq CFNCPendingS-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
Trident Securities, Inc10

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.