IPO registrations (S-1, F-1) · Underwriters

Restricted cash

Deals
5 priced offerings as an underwriter, 1 as lead manager or representative; 4 initial public offerings
Proceeds of those deals
$701,484,500 ($2,579,500 as lead)
Years
2006–2013
Named in
20 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Named as
Restricted cash; Restricted cash —; Restricted cash — —

Deals by year

YearDealsAs leadProceeds of deals
201310$253,000,000
201110$10,000,000
200711$2,579,500
200620$435,905,000

Deals 5

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
2013-11-15zulily, inc. WASyndicate$22.0011,500,000$253,000,000Nasdaq ZUIPO10424B4 ↗
2011-05-17T3M INC. CASyndicate$3.502,857,143$10,000,000OTC TMMMIPO2424B4 ↗
2007-10-01China CGame, Inc. F4Lead$3.50737,000$2,579,500NYSE American RCHOffering3424B4 ↗
2006-02-09MORTONS RESTAURANT GROUP INC ILSyndicate$17.009,465,000$160,905,000NYSE MRTIPO3424B4 ↗
2006-01-31Regency Energy Partners LP TXSyndicate$20.00-$275,000,000Nasdaq RGNCIPO9424B4 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 3

FiledCompanyRoleRangeSharesListingStatusDocument
2010-12-15MUNI FUNDING CO OF AMERICA LLCLead-Nasdaq MUNFWithdrawn 2011-11-14S-1/A ↗
2007-01-29ISOTIS INCLead50,000Nasdaq ISOTWithdrawn 2007-02-13S-1 ↗
2005-01-19PENINSULA PHARMACEUTICALS INCSyndicate$12.00–$14.005,750,000Nasdaq PPRXWithdrawn 2005-06-23S-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
Citigroup20
Accounts receivable11
A.G. Edwards10
Allen & Company10
Assets from risk management activities10
BofA Securities10
Capital, Inc10
Chardan11
December 3010
Goldman Sachs11
January 211
KeyBanc Capital Markets10

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.