IPO registrations (S-1, F-1) · Underwriters
respectively
- Deals
- 5 priced offerings as an underwriter; 4 initial public offerings
- Proceeds of those deals
- $604,857,495
- Years
- 2005–2018
- Named in
- 15 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- respectively; respectively)
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2018 | 1 | 0 | $180,000,000 |
| 2013 | 1 | 0 | $260,900,000 |
| 2011 | 2 | 0 | $88,957,495 |
| 2005 | 1 | 0 | $75,000,000 |
Deals 5
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-06-15 | AVALARA, INC. WA | Syndicate | $24.00 | 7,500,000 | $180,000,000 | NYSE AVLR | IPO | 10 | 424B4 ↗ | |
| 2013-10-16 | VEEVA SYSTEMS INC CA | Syndicate | $20.00 | 13,045,000 | $260,900,000 | NYSE VEEV | IPO | 9 | 424B4 ↗ | |
| 2011-06-15 | Foundation Healthcare, Inc. OK | Syndicate | $2.32 | 6,000,000 | $13,920,000 | Nasdaq GRMHD | Offering | 3 | 424B4 ↗ | |
| 2011-02-10 | STANDARD BIOTOOLS INC. MA | Syndicate | $13.50 | 5,558,333 | $75,037,495 | Nasdaq FLDM | IPO | 6 | 424B1 ↗ | |
| 2005-12-09 | CYNOSURE INC MA | Syndicate | $15.00 | 5,000,000 | $75,000,000 | Nasdaq CYNO | IPO | 7 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 4
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2004-08-27 | SMARTBARGAINS, INC. | Syndicate | - | Nasdaq SBAR | Withdrawn 2005-02-11 | S-1/A ↗ | |
| 2004-05-06 | ACCENT OPTICAL TECHNOLOGIES INC | Lead | $14.00–$16.00 | 3,700,000 | Nasdaq AXNT | Withdrawn 2004-10-25 | S-1/A ↗ |
| 2002-03-25 | MOBILE SERVICES GROUP INC | Syndicate | - | Nasdaq MSGI | Withdrawn 2002-08-02 | S-1 ↗ | |
| 2000-06-02 | INSESSION TECHNOLOGIES INC | Syndicate | - | Nasdaq INSX | Withdrawn 2001-07-30 | S-1 ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| December 31 | 2 | 0 |
| Deutsche Bank | 2 | 2 |
| Stifel | 2 | 0 |
| BofA Securities | 1 | 0 |
| Canaccord Genuity | 1 | 0 |
| Cash and cash equivalents from discontinued operations | 1 | 0 |
| Citigroup | 1 | 1 |
| Cowen | 1 | 0 |
| December 31, September 30 | 1 | 0 |
| Deferred income taxes 511 | 1 | 0 |
| Goldman Sachs | 1 | 1 |
| income of Sona International Corporation is stated at | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.