IPO registrations (S-1, F-1) · Underwriters

NASD fee

Deals
1 priced offering as an underwriter; 1 initial public offering
Proceeds of those deals
$15,000,000
Years
1999
Named in
22 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Named as
NASD fee; NASD Fee

Deals by year

YearDealsAs leadProceeds of deals
199910$15,000,000

Deals 1

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
1999-06-17CARESIDE INC CASyndicate$7.502,000,000$15,000,000NYSE American CSAIPO8424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 3

FiledCompanyRoleRangeSharesListingStatusDocument
1996-08-06GUESS INCSyndicate$18.00–$20.007,000,000NYSE GESPendingS-1/A ↗
1996-06-06VK AC HOLDINGS INCSyndicate-PendingS-1 ↗
1996-06-05OAKLEY INCSyndicate5,000,000NYSE OOPriced 1996-06-07 (terms not read)S-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
American Stock Exchange Listing Fee10
Millennium Financial Group, Inc10
Miscellaneous10
Paulson Investment Company, Inc10
Printing and engraving fees11
SEC Registration Fee10
Transfer agent and registrar fees10

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.