IPO registrations (S-1, F-1) · Underwriters
Montgomery &
- Deals
- 10 priced offerings as an underwriter; 9 initial public offerings
- Proceeds of those deals
- $520,159,090
- Years
- 2005–2007
- Named in
- 13 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as MONTGOMERY & CO., LLC · filings on EDGAR ↗ · investment adviser CRD 269932
- Named as
- Montgomery &; Montgomery & Co; Montgomery & Co., Llc; Montgomery & Co., LLC
Deals by year
Deals 10
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-08-09 | DemandTec, Inc. CA | Syndicate | $11.00 | 6,000,000 | $66,000,000 | Nasdaq DMAN | IPO | 9 | 424B4 ↗ | |
| 2007-06-27 | AUTHENTEC INC FL | Syndicate | $11.00 | 7,500,000 | $82,500,000 | Nasdaq AUTH | IPO | 6 | 424B1 ↗ | |
| 2007-02-07 | MADRIGAL PHARMACEUTICALS, INC. PA | Syndicate | $10.00 | 5,000,000 | $50,000,000 | Nasdaq SNTA | IPO | 4 | 424B4 ↗ | |
| 2006-09-22 | DIVX INC CA | Syndicate | $16.00 | - | - | Offering | 5 | 424B4 ↗ | ||
| 2006-02-09 | NightHawk Radiology Holdings Inc ID | Syndicate | $16.00 | 6,300,000 | $100,800,000 | Nasdaq NHWK | IPO | 5 | 424B4 ↗ | |
| 2006-02-03 | SMART Modular Technologies (WWH), Inc. CA | Syndicate | $1.26 | 18,181,818 | $22,909,090 | Nasdaq SMOD | IPO | 12 | 424B1 ↗ | |
| 2006-02-03 | Dex Liquidating Co. CA | Syndicate | $10.00 | 3,500,000 | $35,000,000 | Nasdaq CRDC | IPO | 3 | 424B4 ↗ | |
| 2005-06-24 | KENEXA CORP PA | Syndicate | $12.00 | 5,000,000 | $60,000,000 | Nasdaq KNXA | IPO | 8 | 424B4 ↗ | |
| 2005-06-16 | MICRUS ENDOVASCULAR CORP CA | Syndicate | $11.00 | 3,250,000 | $35,750,000 | Nasdaq MEND | IPO | 9 | 424B4 ↗ | |
| 2005-06-09 | LHC Group, Inc LA | Syndicate | $14.00 | 4,800,000 | $67,200,000 | Nasdaq LHCG | IPO | 8 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Cowen | 4 | 1 |
| Lazard | 4 | 0 |
| Bear Stearns | 3 | 2 |
| Lehman Brothers | 3 | 2 |
| Needham & Company | 3 | 1 |
| A.G. Edwards | 2 | 2 |
| Allen & Company | 2 | 0 |
| BofA Securities | 2 | 0 |
| Jefferies | 2 | 1 |
| JMP Securities | 2 | 0 |
| J.P. Morgan | 2 | 2 |
| Ladenburg Thalmann | 2 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.