IPO registrations (S-1, F-1) · Registrants
AUTHENTEC INC
- SEC CIK
- 1138830 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-03-16, last 2007-06-26; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2007-06-27; declared effective 2007-06-26
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 100 RIALTO ROAD, SUITE 100, Melbourne, FL 32901
- EIN
- 59-3521332
- EDGAR entity type
- operating
- Insiders and CEO pay
- AUTHENTEC INC on the corporate pages
Offering terms
- Proposed price range
- $9.00–$11.00 per share (S-1/A filed 2007-06-26)
- Final price
- $11.00 per share, within the range (424B1 filed 2007-06-27, an initial public offering)
- Shares sold
- 7,500,000 (5,625,000 by the company, 1,875,000 by selling holders)
- Gross proceeds
- $82,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AUTH
- Lead underwriters
- Lehman Brothers
- Syndicate
- shown opposite its name below: Lehman Brothers Inc (3,375,000); Bear Stearns (1,500,000); Cowen (1,500,000); Raymond James (750,000); Montgomery & Co., LLC (375,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: AUTHENTEC, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: AUTHENTEC, INC. EXACT (EIN (EXACT))
- Lobbying client: AUTHENTEC INC Fuzzy (name and state)
- Lobbying registrant: AUTHENTEC INC. Fuzzy (name and state)
- SEC filer: AUTHENTEC INC EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-03-16 | S-1 | S-1 (registration) | AUTHENTEC INC | 0000950144-07-002307 ↗ |
| 2007-05-04 | S-1/A | S-1/A (amendment) | AUTHENTEC INC | 0000950144-07-004244 ↗ |
| 2007-05-18 | S-1/A | S-1/A (amendment) | AUTHENTEC INC | 0000950144-07-005023 ↗ |
| 2007-06-07 | S-1/A | S-1/A (amendment) | AUTHENTEC INC | 0000950144-07-005524 ↗ |
| 2007-06-20 | S-1/A | S-1/A (amendment) | AUTHENTEC INC | 0000950144-07-005857 ↗ |
| 2007-06-26 | S-1/A | S-1/A (amendment) | AUTHENTEC INC | 0000950144-07-006015 ↗ |
| 2007-06-26 | EFFECT | EFFECT (declared effective) | AUTHENTEC INC | 9999999995-07-002544 ↗ |
| 2007-06-27 | 424B1 | 424B1 (final prospectus) | AUTHENTEC INC | 0000950144-07-006045 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-06-26 | S-1/A | registration statement | $9.00–$11.00 | $10.00 | 7,500,000 | $75,000,000 | Nasdaq AUTH | 1 | primary document; range, price sentence, shares headline, proceeds computed | document ↗ |
| 2007-06-27 | 424B1 | final prospectus | $11.00 | 7,500,000 | $82,500,000 | Nasdaq AUTH | 6 | primary document; price sentence, shares headline, proceeds table, underwriting table 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BUCHANAN R KENT | Director | 3 | 2007 | ||
| CIACCIA LARRY | Director,Officer; Officer | Chief Executive Officer; President; President and COO | 18 | 2007–2012 | |
| Crugnale Matthew P | Director | 9 | 2007–2010 | ||
| Grady Robert Edward | Director | 5 | 2007–2010 | ||
| HARRIS CORP /DE/ | TenPercentOwner | 33 | 2007–2008 | ||
| Iantosca Anthony | Officer | SR. VP of Operations; SVP of Worldwide Operation; Vice President of Operations | 16 | 2007–2012 | |
| Jorgenson Frederick R | Officer | Vice Pres.- General Counsel; Vice Pres.-General Counsel | 12 | 2007–2012 | |
| Koven Gustav H III | Director | 13 | 2007–2012 | ||
| Larsen Gary R | Officer | Chief Financial Officer | 11 | 2007–2009 | |
| Moody F Scott | Director; Director,Officer | Chairman of the Board and CEO; Chief Executive Officer | 32 | 2007–2012 | |
| Sherlock Peter E | Officer | VP - Product Development | 10 | 2007–2008 | |
| SIERRA VENTURES ASSOCIATES VIII, LLC | TenPercentOwner | 3 | 2007–2008 | ||
| SIERRA VENTURES ASSOCIATES VII, LLC | TenPercentOwner | 3 | 2007–2008 | ||
| Sierra Ventures Finance Limited, L.P. | TenPercentOwner | 2 | 2007 | ||
| SIERRA VENTURES VIII A, LP | TenPercentOwner | 3 | 2007–2008 | ||
| SIERRA VENTURES VIII B, LP | TenPercentOwner | 3 | 2007–2008 | ||
| SIERRA VENTURES VII LP/CA | TenPercentOwner | 3 | 2007–2008 | ||
| Stewart Arthur L | Officer | VP - Worldwide Sales | 1 | 2007 | |
| TCG HOLDINGS LLC | TenPercentOwner | 3 | 2007–2008 | ||
| Yu Yunbei Ben | Director | 7 | 2007–2008 | ||
| Setlak Dale R | Officer | VP, Chief Technology Officer | 2 | 2007 | |
| FEDDE CHRIS | Director | 7 | 2008–2012 | ||
| DBD Investors V, L.L.C. | TenPercentOwner | 1 | 2008 | ||
| WASHECKA WILLIAM H | Director; DirectorOther | 6 | 2008–2012 | ||
| Calamia Philip L | Officer | Chief Financial Officer | 4 | 2010–2012 | |
| BLACK RONALD D | Director | 5 | 2010–2012 | ||
| Schmitt Jean | Director | 4 | 2010–2012 | ||
| Sofinnova Capital IV FCPR | TenPercentOwner | 17 | 2011–2012 | ||
| Deutsch Scott | Officer | VP of Worldwide Sales | 3 | 2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | AUTHENTEC, INC. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Lobbying client | AUTHENTEC INC | FL | Federal lobbying (LDA) | name and state |
| Lobbying registrant | AUTHENTEC INC. | FL | Federal lobbying (LDA) | name and state |
| SEC filer | AUTHENTEC INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | AuthenTec, Inc. | FL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | AUTHENTEC, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.