IPO registrations (S-1, F-1) · Underwriters
LOYAL3 Securities
- Deals
- 8 priced offerings as an underwriter; 8 initial public offerings
- Proceeds of those deals
- $3,581,637,463
- Years
- 2013–2015
- Named in
- 14 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as LOYAL3 SECURITIES INC. · filings on EDGAR ↗
- Named as
- LOYAL3 Securities; LOYAL3 Securities, Inc
Deals by year
Deals 8
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-11-19 | Block, Inc. CA | Syndicate | $9.00 | 27,000,000 | $243,000,000 | NYSE SQ | IPO | 10 | 424B4 ↗ | |
| 2015-07-23 | Blue Buffalo Pet Products, Inc. CT | Syndicate | $20.00 | 33,867,488 | $676,631,080 | Nasdaq BUFF | IPO | 7 | 424B4 ↗ | |
| 2014-11-14 | Virgin America Inc. CA | Syndicate | $23.00 | 13,337,587 | $306,764,501 | Nasdaq VA | IPO | 8 | 424B4 ↗ | |
| 2014-10-14 | Dave & Buster's Entertainment, Inc. TX | Syndicate | $16.00 | 5,882,353 | $94,117,648 | Nasdaq PLAY | IPO | 6 | 424B4 ↗ | |
| 2014-07-18 | TRUPANION, INC. WA | Syndicate | $10.00 | 7,125,000 | $71,250,000 | NYSE TRUP | IPO | 6 | 424B4 ↗ | |
| 2014-07-18 | Globant S.A. N4 | Syndicate | $10.00 | 5,850,000 | $58,500,000 | NYSE GLOB | IPO | 6 | 424B4 ↗ | |
| 2014-01-24 | Santander Consumer USA Holdings Inc. TX | Syndicate | $24.00 | 74,991,470 | $1,799,795,280 | NYSE SC | IPO | 16 | 424B4 ↗ | |
| 2013-12-19 | AMC ENTERTAINMENT HOLDINGS, INC. KS | Syndicate | $18.00 | 18,421,053 | $331,578,954 | NYSE AMC | IPO | 14 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Barclays | 6 | 4 |
| Citigroup | 4 | 3 |
| Deutsche Bank | 4 | 2 |
| J.P. Morgan | 4 | 2 |
| Stifel | 4 | 1 |
| BofA Securities | 3 | 1 |
| Cowen | 3 | 0 |
| Credit Suisse | 3 | 1 |
| Goldman Sachs | 3 | 2 |
| Morgan Stanley | 3 | 2 |
| Piper Sandler | 3 | 1 |
| RBC Capital Markets | 3 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.