IPO registrations (S-1, F-1) · Registrants

Block, Inc.

SEC CIK
1512673 · filings on EDGAR ↗
Name on the registration
Square, Inc.
Former names
Square, Inc. (2011–2021)
Registration
Form S-1, first filed 2015-10-14, last 2015-11-16; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 2015-11-19; declared effective 2015-11-18
Industry (SIC)
Services-Prepackaged Software 7372
Incorporated in
DE
Business address
1955 BROADWAY, SUITE 600, Oakland, CA 94612
EIN
80-0429876
Ticker
XYZ, BSQKZ (NYSE, OTC)
EDGAR entity type
operating
Insiders and CEO pay
Block, Inc. on the corporate pages

Offering terms

Proposed price range
$11.00–$13.00 per share (S-1/A filed 2015-11-16)
Final price
$9.00 per share, below the range (424B4 filed 2015-11-19, an initial public offering)
Shares sold
27,000,000 (25,650,000 by the company, 1,350,000 by selling holders)
Gross proceeds
$243,000,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol SQ
Lead underwriters
Goldman Sachs (8,505,000 shares)
Syndicate
Morgan Stanley (6,750,000); J.P. Morgan (6,345,000); Barclays (1,890,000); Deutsche Bank (1,080,000); Jefferies (810,000); RBC Capital Markets (675,000); Stifel (540,000); LOYAL3 Securities (270,000); SMBC Nikko (135,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 7

FiledFormWhat it isName as filedEDGAR
2015-10-14S-1S-1 (registration)Square, Inc.0001193125-15-343733 ↗
2015-10-26S-1/AS-1/A (amendment)Square, Inc.0001193125-15-352937 ↗
2015-11-06S-1/AS-1/A (amendment)Square, Inc.0001193125-15-369092 ↗
2015-11-09S-1/AS-1/A (amendment)Square, Inc.0001193125-15-370613 ↗
2015-11-16S-1/AS-1/A (amendment)Square, Inc.0001193125-15-378578 ↗
2015-11-18EFFECTEFFECT (declared effective)Square, Inc.9999999995-15-003082 ↗
2015-11-19424B4424B4 (final prospectus)Square, Inc.0001193125-15-382249 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2015-11-16S-1/Aregistration statement$11.00–$13.00$6.9527,000,000$187,650,000NYSE SQ10primary document; range, price line, shares headline, proceeds computed, cover names 10document ↗
2015-11-19424B4final prospectus$9.0027,000,000$243,000,000NYSE SQ10primary document; price sentence, shares headline, proceeds table, underwriting table 10, cover names 10document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BOTHA ROELOFDirector; Director,TenPercentOwner652015–2026
Brougher FrancoiseOfficerBusiness Lead182015–2017
Dorsey JackDirector,Officer,TenPercentOwnerBlock Head and Chairperson; President, CEO & Chairman942015–2025
Friar SarahOfficer; Officer,TenPercentOwnerChief Financial Officer352015–2018
Giampetroni JohnTenPercentOwner82015–2016
Henry AlyssaOfficerSeller Lead; Square Lead1292015–2023
Johnson Earvin Jr.Director22015
Khosla Ventures Associates III, LLCOther; TenPercentOwner72015–2017
Khosla Ventures III, L.P.Other; TenPercentOwner72015–2017
KHOSLA VINODOther; TenPercentOwner72015–2017
KPCB DGF Associates, LLCTenPercentOwner32015–2016
KPCB Digital Growth Founders Fund, LLCTenPercentOwner32015–2016
KPCB Digital Growth Fund, LLCTenPercentOwner32015–2016
McKelvey James Morgan Jr.Director; Director,TenPercentOwner942015–2026
Meeker Mary GDirector622015–2026
Rizvi Opportunistic Equity Fund I-B, L.P.TenPercentOwner32015–2016
Rizvi Opportunistic Equity Fund I-B (TI), L.P.TenPercentOwner32015–2016
Rizvi Opportunistic Equity Fund II, L.P.TenPercentOwner32015–2016
Rizvi Opportunistic Equity Fund, L.P.TenPercentOwner32015–2016
Rizvi Opportunistic Equity Fund (TI), L.P.TenPercentOwner32015–2016
RIZVI SUHAILTenPercentOwner82015–2016
Rizvi Traverse CI GP, LLCTenPercentOwner22015
Rizvi Traverse Management II, LLCTenPercentOwner32015–2016
Rizvi Traverse Management, LLCTenPercentOwner82015–2016
Rizvi Traverse Partners II, LLCTenPercentOwner32015–2016
Rizvi Traverse Partners, LLCTenPercentOwner32015–2016
RT Spartan IV, LLCTenPercentOwner32015–2016
RT SQ Co-Invest II LLCTenPercentOwner22015
RT SQ Co-Invest, LLCTenPercentOwner32015–2016
RT-SQ Management, LLCTenPercentOwner32015–2016
RT-SQ Secondary, LLCTenPercentOwner22015
RT-SQ TS, LLCTenPercentOwner22015
SC US (TTGP), LTD.TenPercentOwner22015
SC U.S. VENTURE 2010 MANAGEMENT, L.P.TenPercentOwner22015
SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P.TenPercentOwner22015
Sequoia Capital U.S. Venture 2010 Partners Fund, L.P.TenPercentOwner22015
Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P.TenPercentOwner22015
SIMMONS RUTH JDirector232015–2020
STARBUCKS CORPTenPercentOwner22015
Summers Lawrence HenryDirector272015–2023
VINIAR DAVID ADirector362015–2022
VK Services, LLCOther; TenPercentOwner72015–2017
Wagner DanaOfficerGen. Counsel & Corp. Secretary92015–2016
RT SQ Special Opportunities, LLCTenPercentOwner12015
ACCESS INDUSTRIES MANAGEMENT, LLCTenPercentOwner12015
AI Palma Holdings LLCTenPercentOwner12015
Blavatnik LenTenPercentOwner12015
Deighton PaulDirector142016–2026
Dale AjmereOfficerChief Accounting Officer922016–2026
SMITH HILLARY BOfficerGen. Counsel & Corp. Secretary92016–2018
Reses Jacqueline DOfficerCapital Lead; Capital Lead & People Lead572017–2020person page Fuzzy
GARUTTI RANDALL JDirector112017–2026
Rao Naveen GDirector42017–2019
Patterson AnnaDirector202017–2022
Whiteley SivanOfficerChief Legal Ofcr. & Corp. Sec.; Gen. Counsel & Corp. Secretary712018–2023
Daswani MohitOfficerInterim CFO & Treasurer32018–2019
Murphy Timothy HughOfficerInterim CFO & Treasurer32018–2019
Ahuja AmritaOfficerCFO & COO; Chief Financial Officer952019–2026
Brooks AmyDirector362019–2026
Grassadonia BrianOfficerCash App Lead; Ecosystem Lead772020–2026
Walker DarrenDirector172020–2023
Carter Shawn CoreyDirector302021–2026
Rothstein SharonDirector42022–2023
Esperanza ChrystyOfficerChief Legal Officer; Counsel Lead; Interim Counsel Lead422023–2026
Narula NehaDirector172023–2026
Jennings Owen BrittonOfficerBusiness Lead212024–2026
Prasanna DhananjayOfficerTechnology + Engineering Lead; Technology Lead122024–2025
Eisen Anthony MathewDirector312025–2026
Weber ArnaudOfficerEngineering Lead52025–2026
Acosta AndreaOfficerChief Accounting Officer32026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2021-05-05Square, Inc.Other Technology$10,666,807$10,666,807171

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

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Form D issuerSquare, Inc.CAForm D private offeringsCIK (EXACT)
SEC filerBlock, Inc.SEC filers (EDGAR)CIK (EXACT)
Business registrationBlock, Inc.State business registriesname and state
Business registrationBlock, Inc.State business registriesname and state
Business registrationBlock, Inc.State business registriesname and state
Business registrationBlock, Inc.State business registriesname and state
Business registrationBLOCK, INC.State business registriesname and state
Business registrationBLOCK, INC.State business registriesname and state
Business registrationBLOCK, INC.State business registriesname and state

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