IPO registrations (S-1, F-1) · Underwriters
Lafferty
- Deals
- 9 priced offerings as an underwriter, 2 as lead manager or representative; 8 initial public offerings
- Proceeds of those deals
- $239,300,000 ($15,800,000 as lead)
- Years
- 2021–2026
- Named in
- 15 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Lafferty; Lafferty & Co. Inc; Lafferty & Co., Inc; Lafferty & Co., Inc. LLC
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2026 | 1 | 0 | $59,800,000 |
| 2025 | 2 | 1 | $21,800,000 |
| 2024 | 1 | 0 | $10,800,000 |
| 2023 | 2 | 1 | $9,900,000 |
| 2022 | 1 | 0 | $12,000,000 |
| 2021 | 2 | 0 | $125,000,000 |
Deals 9
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-30 | SILVER BOW MINING CORP. MT | Syndicate | $11.50 | 5,200,000 | $59,800,000 | NYSE American SBMT | IPO | 6 | 424B4 ↗ | |
| 2025-09-30 | KNOREX LTD. U0 | Syndicate | $4.00 | 3,000,000 | $12,000,000 | NYSE American KNRX | IPO | 5 | 424B4 ↗ | |
| 2025-04-07 | BeLive Holdings U0 | Lead | $4.00 | 2,450,000 | $9,800,000 | Nasdaq BLIV | IPO | 6 | 424B4 ↗ | |
| 2024-02-22 | Wetouch Technology Inc. | Syndicate | $5.00 | 2,160,000 | $10,800,000 | Nasdaq WETH | Offering | 7 | 424B4 ↗ | |
| 2023-11-09 | Globavend Holdings Ltd | Lead | $4.00 | 1,500,000 | $6,000,000 | Nasdaq GVH | IPO | 3 | 424B4 ↗ | |
| 2023-03-24 | Clean Energy Technologies, Inc. CA | Syndicate | $4.00 | 975,000 | $3,900,000 | Nasdaq CETY | IPO | 7 | 424B4 ↗ | |
| 2022-12-15 | Erayak Power Solution Group Inc. F4 | Syndicate | $4.00 | 3,000,000 | $12,000,000 | Nasdaq RAYA | IPO | 4 | 424B4 ↗ | |
| 2021-02-17 | Moringa Acquisition Corp NY | Syndicate | $10.00 | 10,000,000 | $100,000,000 | Nasdaq MACA | IPO | 3 | 424B4 ↗ | |
| 2021-01-22 | Huadi International Group Co., Ltd. F4 | Syndicate | $8.00 | 3,125,000 | $25,000,000 | Nasdaq HUDI | IPO | 5 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| R.F. Lafferty | 9 | 4 |
| of Contents | 6 | 1 |
| Craft Capital | 5 | 3 |
| Capital Management | 3 | 0 |
| Cantor Fitzgerald | 1 | 1 |
| Hk Limited | 1 | 0 |
| Industry and Certain Statistical Data | 1 | 1 |
| Joseph Gunnar | 1 | 0 |
| Moelis | 1 | 1 |
| Nineth Eternity Capital | 1 | 0 |
| of Civil Liabilities | 1 | 1 |
| of Financial Information | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.