IPO registrations (S-1, F-1) · Underwriters
Futu
- Deals
- 14 priced offerings as an underwriter, 2 as lead manager or representative; 14 initial public offerings
- Proceeds of those deals
- $9,341,956,510 ($500,000,000 as lead)
- Years
- 2020–2021
- Named in
- 25 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as FUTU INC · filings on EDGAR ↗
Deals by year
Deals 14
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-06-30 | Dingdong (Cayman) Ltd F4 | Syndicate | $23.50 | 4,072,000 | $95,692,000 | NYSE DDL | IPO | 8 | 424B4 ↗ | |
| 2021-06-30 | DiDi Global Inc. | Syndicate | $14.00 | 316,800,000 | $4,435,200,000 | NYSE DIDI | IPO | 15 | 424B4 ↗ | |
| 2021-06-28 | Missfresh Ltd F4 | Syndicate | $13.00 | 21,000,000 | $273,000,000 | Nasdaq MF | IPO | 19 | 424B4 ↗ | |
| 2021-06-14 | Kanzhun Ltd | Syndicate | $9.50 | 48,000,000 | $456,000,000 | Nasdaq BZ | IPO | 8 | 424B4 ↗ | |
| 2021-06-10 | Summit Healthcare Acquisition Corp. E9 | Lead | $10.00 | 20,000,000 | $200,000,000 | Nasdaq SMIH | IPO | 2 | 424B4 ↗ | |
| 2021-06-09 | Zhangmen Education Inc. F4 | Syndicate | $11.50 | 3,623,000 | $41,664,500 | NYSE ZME | IPO | 8 | 424B4 ↗ | |
| 2021-05-17 | Artisan Acquisition Corp. E9 | Lead | $10.00 | 30,000,000 | $300,000,000 | Nasdaq ARTA | IPO | 3 | 424B4 ↗ | |
| 2021-05-07 | Waterdrop Inc. | Syndicate | $12.00 | 30,000,000 | $360,000,000 | NYSE WDH | IPO | 9 | 424B4 ↗ | |
| 2021-04-02 | Smart Share Global Ltd | Syndicate | $8.50 | 17,650,000 | $150,025,000 | Nasdaq EM | IPO | 8 | 424B4 ↗ | |
| 2021-03-26 | Zhihu Inc. F4 | Syndicate | $9.50 | 55,000,000 | $522,500,000 | NYSE ZH | IPO | 12 | 424B4 ↗ | |
| 2021-03-11 | First High-School Education Group Co., Ltd. F4 | Syndicate | $10.00 | 7,500,000 | $75,000,000 | NYSE FHS | IPO | 11 | 424B4 ↗ | |
| 2021-02-09 | Cloopen Group Holding Ltd | Syndicate | $16.00 | 20,000,000 | $320,000,000 | NYSE RAAS | IPO | 5 | 424B4 ↗ | |
| 2020-11-19 | Yatsen Holding Ltd | Syndicate | $10.50 | 58,750,000 | $616,875,000 | NYSE YSG | IPO | 8 | 424B4 ↗ | |
| 2020-08-28 | XPENG INC. | Syndicate | $15.00 | 99,733,334 | $1,496,000,010 | NYSE XPEV | IPO | 7 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Tiger Brokers | 12 | 0 |
| China Renaissance | 7 | 2 |
| Goldman Sachs | 7 | 7 |
| CICC | 6 | 3 |
| Morgan Stanley | 6 | 6 |
| BofA Securities | 5 | 4 |
| China Renaissance Securities (Hong Kong) Limited | 5 | 2 |
| Citigroup | 5 | 3 |
| Credit Suisse | 5 | 5 |
| Haitong | 5 | 0 |
| J.P. Morgan | 4 | 4 |
| CLSA | 3 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.