IPO registrations (S-1, F-1) · Underwriters
Colliers Securities LLC
- Deals
- 4 priced offerings as an underwriter; 2 initial public offerings
- Proceeds of those deals
- $309,720,603
- Years
- 2020–2021
- Named in
- 5 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as COLLIERS SECURITIES LLC · filings on EDGAR ↗ · investment adviser CRD 7477
Deals by year
Deals 4
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-10-12 | Vulcan Infrastructure & Power Inc. NY | Syndicate | $55.00 | - | - | Nasdaq GREEL | Offering | 13 | 424B4 ↗ | |
| 2020-11-20 | TELOS CORP VA | Syndicate | $17.00 | 14,968,859 | $254,470,603 | Nasdaq TLS | IPO | 8 | 424B4 ↗ | |
| 2020-11-13 | INVO Fertility, Inc. FL | Syndicate | $8.00 | 3,625,000 | $29,000,000 | OTCQB INVO | Offering | 3 | 424B4 ↗ | |
| 2020-06-12 | Lantern Pharma Inc. TX | Syndicate | $15.00 | 1,750,000 | $26,250,000 | Nasdaq LTRN | IPO | 3 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| B. Riley Securities | 2 | 2 |
| Northland Securities | 2 | 0 |
| Paulson Investment Company, LLC | 2 | 0 |
| Wedbush Securities | 2 | 0 |
| Aegis Capital | 1 | 0 |
| Alexander Capital | 1 | 0 |
| BMO Capital Markets | 1 | 0 |
| D.A. Davidson | 1 | 0 |
| EF Hutton | 1 | 0 |
| Ladenburg Thalmann | 1 | 0 |
| Maxim Group | 1 | 0 |
| MKM Partners | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | COLLIERS SECURITIES LLC | MN | Investment advisers (Form ADV) | CRD (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.