IPO registrations (S-1, F-1) · Underwriters
Arctic Securities
- Deals
- 3 priced offerings as an underwriter; 3 initial public offerings
- Proceeds of those deals
- $204,775,997
- Years
- 2014–2023
- Named in
- 7 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as ARCTIC SECURITIES LLC · filings on EDGAR ↗
Deals by year
Deals 3
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-03 | Himalaya Shipping Ltd. D0 | Syndicate | $5.80 | 7,720,000 | $44,776,000 | NYSE HSHP | IPO | 7 | 424B4 ↗ | |
| 2015-10-16 | Strongbridge Biopharma plc PA | Syndicate | $10.00 | 2,500,000 | $25,000,000 | Nasdaq SBBP | IPO | 5 | 424B4 ↗ | |
| 2014-05-09 | DORIAN LPG LTD. CT | Syndicate | $19.00 | 7,105,263 | $134,999,997 | NYSE LPG | IPO | 10 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2020-09-17 | Hygo Energy Transition Ltd. | Syndicate | $18.00–$21.00 | 23,100,000 | Nasdaq HYGO | Withdrawn 2021-07-14 | F-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| DNB Markets | 2 | 1 |
| Fearnley Securities | 2 | 0 |
| ABG Sundal Collier ASA | 1 | 0 |
| ABN AMRO | 1 | 0 |
| Arctic Securities AS | 1 | 0 |
| BTIG | 1 | 0 |
| Clarkson Capital Markets | 1 | 0 |
| Clarksons | 1 | 0 |
| Cleaves Securities AS | 1 | 0 |
| DVB Capital Markets | 1 | 0 |
| JMP Securities | 1 | 0 |
| J.P. Morgan | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.