IPO registrations (S-1, F-1) · Underwriters
and Industry Data
- Deals
- 5 priced offerings as an underwriter, 2 as lead manager or representative; 3 initial public offerings
- Proceeds of those deals
- $33,375,000 ($18,125,000 as lead)
- Years
- 2021–2025
- Named in
- 16 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
Deals 5
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-04-02 | Energys Group Ltd X0 | Lead | $4.50 | 2,250,000 | $10,125,000 | Nasdaq ENGS | IPO | 3 | 424B4 ↗ | |
| 2025-03-13 | MKDWELL Tech Inc. F5 | Syndicate | 11,045,094 | - | Nasdaq MKDW | Offering | 2 | 424B4 ↗ | ||
| 2025-02-21 | DataMeds AI, Inc. FL | Syndicate | $4.50 | 888,889 | $4,000,000 | Nasdaq WGRX | IPO | 6 | 424B4 ↗ | |
| 2024-06-21 | Rectitude Holdings Ltd. U0 | Lead | $4.00 | 2,000,000 | $8,000,000 | Nasdaq RECT | IPO | 4 | 424B4 ↗ | |
| 2021-08-13 | PetVivo Holdings, Inc. MN | Syndicate | $4.50 | 2,500,000 | $11,250,000 | Nasdaq PETV | Offering | 9 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 9
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-10-16 | CGL Logistics Holdings Ltd | Syndicate | 6,250,000 | NYSE American CGL | Pending | F-1/A ↗ | |
| 2026-04-17 | AMATUHI HOLDINGS, INC. | Syndicate | $7.00–$9.00 | 3,000,000 | Effective 2026-02-11 | S-1 ↗ | |
| 2026-04-01 | Verses AI Inc. | Syndicate | - | Cboe VERS | Pending | S-1 ↗ | |
| 2025-05-21 | COR3&Co. (Holdings) Ltd | Syndicate | $4.00–$5.00 | 1,625,000 | Nasdaq COC | Withdrawn 2025-07-18 | F-1/A ↗ |
| 2025-03-21 | Roma Green Finance Ltd | Syndicate | 11,000,000 | Nasdaq ROMA | Effective 2023-12-29 | F-1/A ↗ | |
| 2025-01-31 | Premium Catering (Holdings) Ltd | Syndicate | 10,000,000 | Nasdaq PC | Effective 2024-09-23 | F-1/A ↗ | |
| 2024-01-22 | Greenfire Resources Ltd. | Syndicate | 45,611,549 | NYSE GFR | Withdrawn 2024-11-12 | F-1/A ↗ | |
| 2023-08-22 | Healthy Green Group Holding Ltd | Syndicate | $6.00–$7.00 | 2,000,000 | NYSE American GDD | Pending | F-1/A ↗ |
| 2023-08-11 | Prime Skyline Ltd | Syndicate | 1,832,500 | Nasdaq PSE | Pending | F-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| of Contents | 5 | 3 |
| of Financial Information | 2 | 2 |
| A.G.P./Alliance Global Partners | 1 | 1 |
| and Director Compensation | 1 | 0 |
| Craft Capital | 1 | 1 |
| D. Boral Capital | 1 | 0 |
| Eligible For Future Sale | 1 | 0 |
| Health, Inc | 1 | 0 |
| of Properties | 1 | 0 |
| Relationships and Related Transactions | 1 | 0 |
| ThinkEquity | 1 | 1 |
| To Financial Statements | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.