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IPO registrations (S-1, F-1) · Registrants

ULTIMATE SOFTWARE GROUP INC

SEC CIK
1016125 · filings on EDGAR ↗
Registration
Form S-1, first filed 1998-03-13, last 1998-05-29; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 1998-06-02
Industry (SIC)
Services-Prepackaged Software 7372
Incorporated in
DE
Business address
ULTIMATE SOFTWARE GROUP INC, 2000 ULTIMATE WAY, Weston, FL 33326
EIN
65-0694077
EDGAR entity type
operating
Insiders and CEO pay
ULTIMATE SOFTWARE GROUP INC on the corporate pages

Offering terms

Proposed price range
$11.00–$13.00 per share (S-1/A filed 1998-05-29)
Final price
$10.00 per share, below the range (424B1 filed 1998-06-02, an initial public offering)
Shares sold
3,250,000
Gross proceeds
$32,500,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol ULTI
Lead underwriters
Donaldson, Lufkin & Jenrette (1,560,000 shares)
Syndicate
ULTIPRO (Registered Trademark) , US Group (Registered Trademark) (design); Volpe Brown Whelan & Company, LLC (1,040,000); BancAmerica Robertson Stephens (50,000); Cowen (50,000); Deutsche Bank (50,000); Furman Selz LLC (50,000); Hambrech & Quist LLC (50,000); Morgan Stanley (50,000); Prudential Securities (50,000); Citigroup (50,000); William Blair (25,000); Crowell, Weedon & Co (25,000); Fahnestock & Co. Inc (25,000); Kaufman Bros., L.P (25,000); Parker/Hunter Incorporated (25,000); Pennsylvania Merchant Group (25,000); Raymond James (25,000); Sands Brothers & Co., Ltd (25,000); Soundview Financial Group, Inc (25,000); C.E. Unterberg, Towbin (25,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
1998-03-13S-1S-1 (registration)ULTIMATE SOFTWARE GROUP INC0000950136-98-000508 ↗
1998-04-24S-1/AS-1/A (amendment)ULTIMATE SOFTWARE GROUP INC0000950136-98-000738 ↗
1998-05-01S-1/AS-1/A (amendment)ULTIMATE SOFTWARE GROUP INC0000950136-98-000818 ↗
1998-05-08S-1/AS-1/A (amendment)ULTIMATE SOFTWARE GROUP INC0000950136-98-000866 ↗
1998-05-29S-1/AS-1/A (amendment)ULTIMATE SOFTWARE GROUP INC0000950136-98-001075 ↗
1998-06-02424B1424B1 (final prospectus)ULTIMATE SOFTWARE GROUP INC0000950136-98-001082 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1998-05-29S-1/Aregistration statement$11.00–$13.003,250,000-Nasdaq ULTI1from the submission text; range, shares headline, cover names 1document ↗
1998-06-02424B1final prospectus$10.003,250,000$32,500,000Nasdaq ULTI21from the submission text; price sentence, shares headline, proceeds computed, underwriting table 20, cover names 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
FITZPATRICK JAMES A JRDirector1042006–2019person page Fuzzy
PUTTEN LEROY VANDERDirector1112006–2017
WILBER RICKDirector1062006–2019
YANOVER ROBERTDirector1002006–2017
SCHERR MARC DDirector,OfficerVice-Chairman & COO672006–2019
SCHERR SCOTTDirector,OfficerChairman, President and CEO532006–2019
DAUERMAN MITCHELL KOfficerExec. VP, CFO and Treasurer422006–2018
Leiter Alois TDirector832006–2019
Manne RobertOfficerSenior VP, General Counsel232013–2019
Phenicie John COfficerSenior VP, Workplace Sales262013–2019
Rogers AdamOfficerSenior VP, Technology232013–2019
Swick GregoryOfficerSenior VP, Enterprise Sales222013–2019
Dorsey JasonDirector112017–2019
MARINER JONATHAN DDirector112017–2019
Alvaro FeliciaDirector,Officer; OfficerExec. VP. CFO and Treasurer42018–2019
Dodd JulieOfficerChief Services Officer42018–2019

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationTHE ULTIMATE SOFTWARE GROUP, INC.FLState business registriesname and state
Business registrationTHE ULTIMATE SOFTWARE GROUP, LTD.FLState business registriesname and state
Business registrationUltimate Software GroupFLState business registriesname and state
Plan sponsorUKG INC.FLForm 5500 (employee benefit plans)EIN (EXACT)
Patent assigneeTHE ULTIMATE SOFTWARE GROUP, INC.FLPatents (USPTO)name and state
SEC filerULTIMATE SOFTWARE GROUP INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerThe Ultimate Software Group, Inc.FLTrademarks (USPTO)name and state
Business registrationUKG INC.State business registriesEIN (EXACT, as the state registration reports it)
Form 5500 plan sponsorUKG INC.EIN (EXACT)
Person pageJames A Fitzpatrick Jr EsqPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Services-Prepackaged Software, FL first:

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In other datasets, the same topic (Technology) in FL:

Interests: Services-Prepackaged Software · Technology