IPO registrations (S-1, F-1) · Registrants
Appgate, Inc.
- SEC CIK
- 1353538 · filings on EDGAR ↗
- Former names
- NEWTOWN LANE MARKETING INC (2006–2021)
- Registration
- Form S-1, first filed 2022-01-28, last 2022-04-01; 1 initial registration, 1 amendment
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 2 ALHAMBRA PLAZA, SUITE PH-1-B, Coral Gables, FL 33134
- EIN
- 20-3547231
- EDGAR entity type
- operating
- Insiders and CEO pay
- Appgate, Inc. on the corporate pages
Offering terms
- Listing
- OTC under the symbol APGT
- Lead underwriters
- Jefferies
- Syndicate
- Guggenheim Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Appgate, Inc. EXACT (CIK (EXACT))
- Person page: Jonathan J Ledecky Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 2
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2022-01-28 | S-1 | S-1 (registration) | Appgate, Inc. | 0001213900-22-004224 ↗ |
| 2022-04-01 | S-1/A | S-1/A (amendment) | Appgate, Inc. | 0001213900-22-017541 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2022-04-01 | S-1/A | registration statement | - | - | OTC APGT | 2 | primary document; cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| KLING ARNOLD P | Director,Officer,TenPercentOwner | President | 2 | 2007 | |
| Moyo Partners,LLC | TenPercentOwner | 2 | 2007 | ||
| R R BIOTECH PARTNERS LLC | TenPercentOwner | 2 | 2007 | ||
| WARSHAW KIRK M | Officer | Chief Financial Officer | 3 | 2007–2013 | |
| LEDECKY JONATHAN J | Director; Director,Officer,TenPercentOwner; DirectorOther; TenPercentOwner | President | 10 | 2013–2021 | person page Fuzzy |
| Ahmed Fahim | Director | 1 | 2021 | ||
| Dale Jeremy M. | Officer | General Counsel and Secretary; General Counsel & Secretary | 3 | 2021–2022 | |
| Field Barry | Director,Officer; Other | Chief Executive Officer | 4 | 2021–2023 | |
| Rodriguez Rene A. | Officer | Chief Financial Officer | 3 | 2021–2022 | |
| Sivasankaran Jawahar | Officer; Other | President and COO | 4 | 2021–2023 | |
| Svider Raymond | Director | 1 | 2021 | ||
| BCEC Management X Ltd | TenPercentOwner | 1 | 2021 | ||
| BC Partners Group Holdings Ltd | TenPercentOwner | 1 | 2021 | ||
| BC Partners Holdings Ltd | TenPercentOwner | 1 | 2021 | ||
| CIE Management IX Ltd | TenPercentOwner | 1 | 2021 | ||
| Medina Capital Fund II - SIS Holdco GP, LLC | TenPercentOwner | 1 | 2021 | ||
| Medina Capital Fund II - SIS Holdco, LP | TenPercentOwner | 1 | 2021 | ||
| MEDINA MANUEL D | Director,Officer,TenPercentOwner | Executive Chairman | 2 | 2021–2022 | |
| SIS Holdings GP LLC | TenPercentOwner | 1 | 2021 | ||
| SIS Holdings LP | TenPercentOwner | 1 | 2021 | ||
| Phillips Benjamin | Director | 1 | 2022 | ||
| Sibenac Lisa Marie | Director | 1 | 2022 | ||
| Taddeo Leo | Director,Officer | CEO and President | 2 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Appgate, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Jonathan J Ledecky | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, FL first:
- GREEN ENERGY GROUP INC. FL
- DALEEN TECHNOLOGIES INC FL
- SILVERSTAR HOLDINGS LTD FL
- TVC TELECOM INC FL
- PHOENIX INTERNATIONAL LTD INC FL
- ULTIMATE SOFTWARE GROUP INC FL
- OMEGA RESEARCH INC FL
- WEB.COM GROUP, INC. FL
- Palantir Technologies Inc. FL
- VARONIS SYSTEMS INC FL
In other datasets, the same topic (Technology) in FL:
- Form D issuer: 3D FUTURE VISION II, INC. (Form D private offerings)
- Lobbying client: 1-800-DONOTCALL (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology