IPO registrations (S-1, F-1) · Registrants

Sonos Inc

SEC CIK
1314727 · filings on EDGAR ↗
Registration
Form S-1, first filed 2018-07-06, last 2018-07-23; 1 initial registration, 1 amendment
Outcome
Final prospectus filed 2018-08-02; declared effective 2018-08-01
Industry (SIC)
Household Audio & Video Equipment 3651
Incorporated in
DE
Business address
301 COROMAR DRIVE, Santa Barbara, CA 93117
EIN
03-0479476
Ticker
SONO (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Sonos Inc on the corporate pages

Offering terms

Proposed price range
$17.00–$19.00 per share (S-1/A filed 2018-07-23)
Final price
$15.00 per share, below the range (424B4 filed 2018-08-02, an initial public offering)
Shares sold
13,888,888 (5,555,555 by the company, 8,333,333 by selling holders)
Gross proceeds
$208,333,320 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol SONO
Lead underwriters
Morgan Stanley (4,166,666 shares); Goldman Sachs (4,166,666 shares)
Syndicate
Allen & Company (1,666,667); RBC Capital Markets (1,111,111); Jefferies (972,222); Raymond James (555,556); Stifel (555,556); KKR Capital Markets LLC (694,444)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 4

FiledFormWhat it isName as filedEDGAR
2018-07-06S-1S-1 (registration)Sonos Inc0001193125-18-213468 ↗
2018-07-23S-1/AS-1/A (amendment)Sonos Inc0001193125-18-223064 ↗
2018-08-01EFFECTEFFECT (declared effective)Sonos Inc9999999995-18-001977 ↗
2018-08-02424B4424B4 (final prospectus)Sonos Inc0001193125-18-236231 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2018-07-23S-1/Aregistration statement$17.00–$19.00$9.6813,888,888$134,444,435Nasdaq SONO7primary document; range, price line, shares headline, proceeds computed, cover names 7document ↗
2018-08-02424B4final prospectus$15.0013,888,888$208,333,320Nasdaq SONO8primary document; price sentence, shares headline, proceeds table, underwriting table 8, cover names 7document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BACH ROBERT JDirector42018–2020
Bagley BrittanyDirector; OfficerChief Financial Officer122018–2022
Boone KarenDirector112018–2026
Conrad ThomasDirector; Director,OfficerChief Executive Officer; Interim CEO222018–2026
GENACHOWSKI JULIUSDirector172018–2026
GIANNETTO MICHAELOfficerChief Financial Officer52018–2019
Index Venture Growth Associates I LtdTenPercentOwner82018–2019
Index Ventures Growth I (Jersey) L.P.TenPercentOwner82018–2019
KKR 2006 Fund L.P.TenPercentOwner42018–2020
KKR 2006 GP LLCTenPercentOwner42018–2020
KKR Associates 2006 LPTenPercentOwner42018–2020
KKR & Co. Inc.TenPercentOwner42018–2020
KKR Fund Holdings GP LtdTenPercentOwner22018
KKR Fund Holdings L.P.TenPercentOwner42018–2020
KKR Group Holdings Corp.TenPercentOwner42018–2020
KKR Management LLCTenPercentOwner42018–2020
KKR Stream Holdings LLCTenPercentOwner42018–2020
KRAVIS HENRY RTenPercentOwner42018–2020
Maeda JohnDirector72018–2020
Millington NicholasOfficerChief Innovation Officer; Chief Product Officer492018–2025
ROBERTS GEORGE RTenPercentOwner42018–2020
Siegel Matthew O.OfficerChief Commercial Officer222018–2023
Spence PatrickDirector,OfficerChief Executive Officer442018–2024
Volpi MichelangeloDirector; Director,TenPercentOwner152018–2021
Yucca (Jersey) SLPTenPercentOwner82018–2019
Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P.TenPercentOwner72018–2019
Fraser AnnaOfficerChief People Officer222019–2022
Lazarus Edward POfficerCFO & CLO; Chief Legal & Bus Dev Officer; Chief Legal Officer; Chief Legal Officer, Corp Sect; Chief Legal Officer & Secty.; Chief Legal & Strategy Officer; CLO & Interim CFO402019–2026
Perri DavidOfficerChief Operations Officer22020
Coles JoannaDirector302020–2026
Findlay DeirdreDirector; OfficerChief Commercial Officer82020–2025
Panay PanosDirector52020–2023
Mason Christopher ScottOfficerPrincipal Accounting Officer162022–2024
Braman ShamayneOfficerChief People Officer122023–2025
Bouvat-Merlin MaximeOfficerChief Product Officer122023–2024person page Fuzzy
Casey SaoriOfficerChief Financial Officer122024–2026
Mildenhall JonathanDirector52024–2026
Darrell BrackenDirector62024–2026
Coliseum Capital, LLCTenPercentOwner122025–2026
Coliseum Capital Management, LLCTenPercentOwner122025–2026
COLISEUM CAPITAL PARTNERS, L.P.TenPercentOwner122025–2026
Gray AdamTenPercentOwner122025–2026
Shackelton Christopher STenPercentOwner122025–2026
Barra HugoDirector32025–2026
Arabia CarmineDirector42026
FIELDS MANDY JDirector32026
Kennedy Joseph JudeDirector32026
Coliseum Capital Co-Invest IV, L.P.TenPercentOwner52026
Barbieri FrankOfficerChief Operating Officer22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2014-12-02Sonos IncOther Technology$129,999,974$129,999,97481

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Form D issuerSonos IncCAForm D private offeringsCIK (EXACT)
SEC filerSonos IncSEC filers (EDGAR)CIK (EXACT)
Business registrationSonos, Inc.State business registriesname and state
Business registrationSONOS INCState business registriesname and state
Business registrationSONOS, INC.State business registriesname and state
Business registrationSONOS, INC.State business registriesEIN (EXACT, as the state registration reports it)
Business registrationSONOS, INC.State business registriesname and state
Form 5500 plan sponsorSONOS, INC.EIN (EXACT)
Lobbying clientSONOS INC.Federal lobbying (LDA)name and state
Lobbying clientSONOS, INC.Federal lobbying (LDA)name and state
Lobbying clientSONOS, INC.Federal lobbying (LDA)name and state
Person pageMaxime Bouvat-MerlinPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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SIC industry Household Audio & Video Equipment, CA first:

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Interests: Household Audio & Video Equipment · Technology