IPO registrations (S-1, F-1) · Registrants

ROCKFORD CORP

SEC CIK: 828064 · filings on EDGAR ↗
Registration: Form S-1, first filed 1999-05-26, last 2000-04-19; 1 initial registration, 7 amendments
Outcome: Final prospectus filed 2000-04-20
Industry (SIC): Household Audio & Video Equipment 3651
Incorporated in: AZ
Business address: 600 SOUTH ROCKFORD DRIVE, Tempe, AZ 85281
EIN: 86-0394353
EDGAR entity type: operating
Insiders and CEO pay: ROCKFORD CORP on the corporate pages

Offering terms

Proposed price range: $11.00–$13.00 per share (S-1/A filed 2000-04-19)
Final price: $11.00 per share, within the range (424B1 filed 2000-04-20, an initial public offering)
Shares sold: 2,950,000 (2,500,000 by the company, 450,000 by selling holders)
Gross proceeds: $32,450,000 before underwriting discounts and any over-allotment option
Listing: Nasdaq under the symbol ROFO
Lead underwriters: McDonald Investments Inc., a KeyCorp Company (597,500 shares); Needham & Company (597,500 shares)
Syndicate: Credit Lyonnais Securities (USA) Inc (70,000); Hambrecht & Quist (70,000); Cowen (70,000); William Blair (50,000); Fahnestock & Co. Inc (50,000); First Southwest Company (50,000); Gerard Klauer Mattison & Co., Inc (50,000); Ladenburg Thalmann (50,000); Morgan Keegan (50,000); Truist Securities (50,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

Form 5500 plan sponsor: ROCKFORD CORPORATION EXACT (EIN (EXACT))
SEC filer: ROCKFORD CORP EXACT (CIK (EXACT))
Person page: Jerry E Goldress Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Person page: W Gary Suttle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))

Filings 9

Filed	Form	What it is	Name as filed	EDGAR
1999-05-26	S-1	S-1 (registration)	ROCKFORD CORP	0000950153-99-000703 ↗
1999-07-12	S-1/A	S-1/A (amendment)	ROCKFORD CORP	0000950153-99-000908 ↗
1999-07-28	S-1/A	S-1/A (amendment)	ROCKFORD CORP	0000950153-99-000982 ↗
1999-08-03	S-1/A	S-1/A (amendment)	ROCKFORD CORP	0000950153-99-000996 ↗
1999-08-05	S-1/A	S-1/A (amendment)	ROCKFORD CORP	0000950153-99-001007 ↗
2000-02-11	S-1/A	S-1/A (amendment)	ROCKFORD CORP	0000950153-00-000185 ↗
2000-03-31	S-1/A	S-1/A (amendment)	ROCKFORD CORP	0000950153-00-000462 ↗
2000-04-19	S-1/A	S-1/A (amendment)	ROCKFORD CORP	0000950153-00-000548 ↗
2000-04-20	424B1	424B1 (final prospectus)	ROCKFORD CORP	0000950153-00-000555 ↗

Prospectus pages read 2

Filed	Form	Read as	Range	Price	Shares	Proceeds	Listing	Underwriters	What was found	Document
2000-04-19	S-1/A	registration statement	$11.00–$13.00		3,350,000	-	Nasdaq ROFO	0	from the submission text; range, shares headline	document ↗
2000-04-20	424B1	final prospectus		$11.00	2,950,000	$32,450,000	Nasdaq ROFO	12	from the submission text; price sentence, shares headline, proceeds table, underwriting table 12	document ↗

Officers, directors and large holders Forms 3, 4 and 5

Insider	Role	Title	Filings	Years	On this site
SUTTLE W GARY	Officer	CEO	2	2006–2007	person page Fuzzy
BOSHES DAVID ALLAN	Other		1	2006
JACKSON WILLIAM R	Officer	President; VP of Mobile Products	8	2006–2008
Chass Michael B	Officer	Vice President of Sales	2	2006–2007
GODFREY RALPH B	Director		5	2006–2008
Daeg Administrative Advisors, LLC	TenPercentOwner		11	2006–2008
DAEG CAPITAL MANAGEMENT, LLC	TenPercentOwner		11	2006–2008
DAEG PARTNERS LP	TenPercentOwner		11	2006–2008
Kimelman Scott	TenPercentOwner		11	2006–2008
BARTOL NICHOLAS GRIER	Director		2	2007–2008
BARTOL TIMOTHY C	Director		2	2007–2008
GOLDRESS JERRY E	Director		2	2007–2008	person page Fuzzy
LLOYD JOHN P	Director		3	2007–2008
MOTT JACQUELINE	Officer	VP Human Resources	2	2007
VASEK RICHARD G	Officer	Chief Financial Officer; Vice President of Finance	4	2007–2008
Matson Mark	Officer	Vice President Global Ops.	3	2007–2008
Carlsness Brian	Officer	VP - Sales	2	2007

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Record	Name as filed	Where	Dataset	Matched by
Plan sponsor	ROCKFORD CORPORATION	AZ	Form 5500 (employee benefit plans)	EIN (EXACT)
Plan sponsor	ROCKFORD CORPORATION	AZ	Form 5500 (employee benefit plans)	name and state
Patent assignee	ROCKFORD CORPORATION	AZ	Patents (USPTO)	name and state
SEC filer	ROCKFORD CORP		SEC filers (EDGAR)	CIK (EXACT)
Trademark owner	Rockford Corporation	AZ	Trademarks (USPTO)	name and state
Form 5500 plan sponsor	ROCKFORD CORPORATION			EIN (EXACT)
Person page	Jerry E Goldress		People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person page	W Gary Suttle		People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Household Audio & Video Equipment, AZ first:

Aurios Inc. AZ
CRAIG CONSUMER ELECTRONICS INC CA
FAROUDJA INC CA
Sonos Inc CA
DEI Holdings, Inc. CA
Provision Holding, Inc. CA
VIZIO HOLDINGS, INC. CA
Vizio Holding Corp. CA
NIVS IntelliMedia Technology Group, Inc. F4
Springs Rejuvenation, Inc. GA

More with this interest.

In other datasets, the same topic (Technology) in AZ:

Form D issuer: 1WorldNow LLC (Form D private offerings)
Lobbying client: 3001 INC (Federal lobbying (LDA))

Interests: Household Audio & Video Equipment · Technology