IPO registrations (S-1, F-1) · Registrants

Rubicon Technology, Inc.

SEC CIK
1410172 · filings on EDGAR ↗
Registration
Form S-1, first filed 2007-09-05, last 2008-05-06; 2 initial registrations, 5 amendments
Outcome
Final prospectus filed 2007-11-16; declared effective 2007-11-15
Industry (SIC)
Semiconductors & Related Devices 3674
Incorporated in
DE
Business address
900 EAST GREEN STREET, Bensenville, IL 60106
EIN
36-4419301
EDGAR entity type
operating
Insiders and CEO pay
Rubicon Technology, Inc. on the corporate pages

Offering terms

Proposed price range
$12.00–$14.00 per share (S-1/A filed 2007-11-13)
Final price
$4.33 per share, below the range (424B4 filed 2007-11-16, an initial public offering)
Shares sold
6,700,000 (5,500,000 by the company, 1,200,000 by selling holders)
Gross proceeds
$29,011,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol RBCN
Lead underwriters
UBS
Syndicate
Canaccord Genuity; CIBC World Markets; Janney Montgomery Scott

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 13

FiledFormWhat it isName as filedEDGAR
2007-09-05S-1S-1 (registration)Rubicon Technology, Inc.0001193125-07-195384 ↗
2007-10-11S-1/AS-1/A (amendment)Rubicon Technology, Inc.0001193125-07-216985 ↗
2007-11-01S-1/AS-1/A (amendment)Rubicon Technology, Inc.0001193125-07-232424 ↗
2007-11-13S-1/AS-1/A (amendment)Rubicon Technology, Inc.0001193125-07-245524 ↗
2007-11-15EFFECTEFFECT (declared effective)Rubicon Technology, Inc.9999999995-07-004525 ↗
2007-11-16424B4424B4 (final prospectus)Rubicon Technology, Inc.0001193125-07-249176 ↗
2008-04-11S-1S-1 (registration)Rubicon Technology, Inc.0001193125-08-079920 ↗
2008-04-25S-1/AS-1/A (amendment)Rubicon Technology, Inc.0001193125-08-090298 ↗
2008-05-06S-1/AS-1/A (amendment)Rubicon Technology, Inc.0001193125-08-104046 ↗
2008-05-06EFFECTEFFECT (declared effective)Rubicon Technology, Inc.9999999995-08-001459 ↗
2008-05-07S-1MEFS-1MEF (added securities)Rubicon Technology, Inc.0001193125-08-104973 ↗
2008-05-07424B4424B4 (final prospectus)Rubicon Technology, Inc.0001193125-08-105090 ↗
2010-01-25EFFECTEFFECT (declared effective)Rubicon Technology, Inc.9999999995-10-000314 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2007-11-13S-1/Aregistration statement$12.00–$14.006,700,000-Nasdaq RBCN4primary document; range, shares headline, cover names 4document ↗
2007-11-16424B4final prospectus$4.336,700,000$29,011,000Nasdaq RBCN4primary document; price line, shares headline, proceeds computed, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Aquilano Don NDirector; Director,TenPercentOwner292007–2017
CALDWELL DONALD RDirector; Director,TenPercentOwner262007–2017person page Fuzzy
CROSS ATLANTIC CAPITAL PARTNERS II INCTenPercentOwner142007–2014
Cross Atlantic Capital Partners, Inc.TenPercentOwner132007–2014
CROSS ATLANTIC TECHNOLOGY FUND II LPTenPercentOwner142007–2014
GAZELLE CO INVESTMENT FUND LPTenPercentOwner32007–2008
GAZELLE TECHVENTURES FUND LPTenPercentOwner32007–2008
Gazelle TechVentures, Inc.TenPercentOwner32007–2008
Hewes Happy ROfficerSVP-Sales, Mkt. & Asst. Sec.32007–2009
HUNTER GORDONDirectorDirector112007–2010
MIKOLAJCZYK MICHAEL EDirector362007–2022
MONUMENT TECHNOLOGY PARTNERS LLCTenPercentOwner32007–2008
Parvez Raja MDirector,OfficerPresident/CEO; President, CEO & Director102007–2014
Weissman William FDirector,Officer; OfficerCFO, Treasurer and Secretary; Pres., CEO, CFO, Treas. & Sec.; President and CEO112007–2015
XATF MANAGEMENT II LPTenPercentOwner142007–2014
XATF Management, L.P.TenPercentOwner122007–2013
CROSS ATLANTIC TECHNOLOGY FUND L PTenPercentOwner112007–2013
Spencer Raymond JDirector222008–2017
Co-Invest Capital Partners IncTenPercentOwner122008–2014
Co-Invest Management LPTenPercentOwner122008–2014
CO INVESTMENT 2000 FUND LPTenPercentOwner122008–2014
Graffy Mardel AOfficerChief Financial Officer; VP - Financial Operations92014–2018
Tamim HanyOfficerChief Operating Officer42015–2017
Brog TimothyDirector; Director,OfficerChief Executive Officer; President and CEO192016–2023
Westphal SusanDirector122017–2022
Gramm JeffersonDirector; Director,TenPercentOwner; Director,TenPercentOwnerOther92017–2022
Slavutsky Inga AOfficerChief Financial Officer22018
Rich Mathew JasonOfficerChief Financial Officer12019
Bandera Partners LLCTenPercentOwner; TenPercentOwnerOther22020–2022
Bylinsky GregoryTenPercentOwner; TenPercentOwnerOther22020–2022
Lusardi Kevin TimothyOfficerChief Financial Officer12021
JANEL CORPTenPercentOwner12022
Oaxaca Group L.L.C.TenPercentOwner12022
Schulte DominiqueTenPercentOwner12022
Eidinger JohnDirector12022
Seirer Darren ClayDirector,TenPercentOwner12022

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationRUBICON TECHNOLOGY, INC.ILState business registriesname and state
Plan sponsorRUBICON TECHNOLOGY, INC.ILForm 5500 (employee benefit plans)name and state
Federal award recipientRUBICON TECHNOLOGY, INC.ILFederal spending (USAspending)name and state
Patent assigneeRubicon Technology, Inc.ILPatents (USPTO)name and state
SEC filerRubicon Technology, Inc.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerRubicon Technology, Inc.ILTrademarks (USPTO)name and state
Form 5500 plan sponsorRUBICON TECHNOLOGY, INC.EIN (EXACT)
Person pageDonald R CaldwellPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Semiconductors & Related Devices · Technology