IPO registrations (S-1, F-1) · Registrants

STRATOS INTERNATIONAL INC

SEC CIK: 1111721 · filings on EDGAR ↗
Name on the registration: STRATOS LIGHTWAVE INC
Former names: STRATOS LIGHTWAVE INC (2000–2003)
Registration: Form S-1, first filed 2000-04-14, last 2000-06-22; 1 initial registration, 2 amendments
Outcome: Final prospectus filed 2000-06-27
Industry (SIC): Semiconductors & Related Devices 3674
Incorporated in: DE
Business address: 7444 WEST WILSON AVENUE, Chicago, IL 60656
EIN: 36-4360035
EDGAR entity type: operating
Insiders and CEO pay: STRATOS INTERNATIONAL INC on the corporate pages

Offering terms

Proposed price range: $16.00–$18.00 per share (S-1/A filed 2000-06-22)
Final price: $21.00 per share, above the range (424B4 filed 2000-06-27, an initial public offering)
Shares sold: 8,750,000
Gross proceeds: $183,750,000 before underwriting discounts and any over-allotment option
Listing: Nasdaq under the symbol STLW
Lead underwriters: Lehman Brothers (3,800,000 shares); CIBC World Markets (1,520,000 shares); Piper Sandler (1,520,000 shares); Baird (380,000 shares); Tucker Anthony Incorporated (380,000 shares)
Syndicate: Tucker Anthony Cleary Gull; Fidelity Capital Markets; A Division of National Financial; BofA Securities (100,000); Bear Stearns (100,000); J.P. Morgan (100,000); A.G. Edwards (100,000); Robertson Stephens (100,000); Morgan Stanley (100,000); Cowen (100,000); RBC Capital Markets (50,000); Gruntal & Co., L.L.C (50,000); Edward D. Jones & Co., L.P (50,000); Raymond James (50,000); Wachovia (50,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

Form 5500 plan sponsor: STRATOS INTERNATIONAL, INC. EXACT (EIN (EXACT))
Federal award recipient: STRATOS INTERNATIONAL, INC. Fuzzy (name and state)
SEC filer: STRATOS INTERNATIONAL INC EXACT (CIK (EXACT))
Person page: Hugh F Culverhouse Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Person page: Kenne P Bristol Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))

Filings 4

Filed	Form	What it is	Name as filed	EDGAR
2000-04-14	S-1	S-1 (registration)	STRATOS LIGHTWAVE INC	0000912057-00-018250 ↗
2000-06-05	S-1/A	S-1/A (amendment)	STRATOS LIGHTWAVE INC	0000912057-00-027276 ↗
2000-06-22	S-1/A	S-1/A (amendment)	STRATOS LIGHTWAVE INC	0000912057-00-029350 ↗
2000-06-27	424B4	424B4 (final prospectus)	STRATOS LIGHTWAVE INC	0000912057-00-029851 ↗

Prospectus pages read 2

Filed	Form	Read as	Range	Price	Shares	Proceeds	Listing	Underwriters	What was found	Document
2000-06-22	S-1/A	registration statement	$16.00–$18.00		8,750,000	-	Nasdaq STLW	7	primary document; range, shares headline, cover names 7	document ↗
2000-06-27	424B4	final prospectus		$21.00	8,750,000	$183,750,000	Nasdaq STLW	20	primary document; price sentence, shares headline, proceeds table, underwriting table 17, cover names 7	document ↗

Officers, directors and large holders Forms 3, 4 and 5

Insider	Role	Title	Filings	Years	On this site
BARRETT REGINALD W	Director		3	2006–2007
HOWE DAVID Y	Director		3	2006–2007
NELSEN CHARLES DANIEL	Director		3	2006–2007
OCONNELL EDWARD J	Director		4	2006–2007
DURRANT RICHARD C E	Officer	Executive Vice President	4	2006–2007
HARRIS PHILLIP A	Director,Officer	President and Chief Executive	3	2006–2007
Hollingsworth Barry	Officer	Chief Financial Officer	2	2006–2007
NORWOOD JOE D	Officer	Executive Vice President	3	2006–2007
Culverhouse Hugh F	Other		1	2006	person page Fuzzy
DAVIS EUGENE I	Other		1	2006
HENDERSON JAMES R	Other		1	2006
QUICKE JOHN J	Other		1	2006
LEITNER HOWARD M	Other		1	2006
STARK BRIAN J	Director		3	2006–2007
Reed Dale	Officer	Senior VP, Sales & Marketing	2	2006–2007
Bristol Kenne P	Director		2	2006–2007	person page Fuzzy
STARKS NEWELL V	Director		2	2006–2007
LICHTENSTEIN WARREN G	TenPercentOwner		1	2007
STEEL PARTNERS II LP	TenPercentOwner		1	2007
STEEL PARTNERS LLC	TenPercentOwner		1	2007

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Record	Name as filed	Where	Dataset	Matched by
Federal award recipient	STRATOS INTERNATIONAL, INC.	IL	Federal spending (USAspending)	name and state
Patent assignee	Stratos International, Inc.	IL	Patents (USPTO)	name and state
SEC filer	STRATOS INTERNATIONAL INC		SEC filers (EDGAR)	CIK (EXACT)
Trademark owner	Stratos International, Inc.	IL	Trademarks (USPTO)	name and state
Form 5500 plan sponsor	STRATOS INTERNATIONAL, INC.			EIN (EXACT)
Person page	Hugh F Culverhouse		People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other)
Person page	Kenne P Bristol		People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Semiconductors & Related Devices, IL first:

More with this interest.

In other datasets, the same topic (Technology) in IL:

Form D issuer: 100INSIGHTS, INC (Form D private offerings)
Lobbying client: ABBOTT LABORATORIES (Federal lobbying (LDA))

Interests: Semiconductors & Related Devices · Technology