IPO registrations (S-1, F-1) · Registrants

PFSWEB INC

SEC CIK
1095315 · filings on EDGAR ↗
Registration
Form S-1, first filed 1999-09-23, last 1999-11-30; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 1999-12-02
Industry (SIC)
Services-Business Services, NEC 7389
Incorporated in
DE
Business address
4455 REGENT BLVD, Irving, TX 75063
EIN
75-2837058
EDGAR entity type
operating
Insiders and CEO pay
PFSWEB INC on the corporate pages

Offering terms

Proposed price range
$14.00–$16.00 per share (S-1/A filed 1999-11-30)
Final price
$17.00 per share, above the range (424B1 filed 1999-12-02, an initial public offering)
Shares sold
3,100,000
Gross proceeds
$52,700,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol PFSW
Lead underwriters
Hambrecht & Quist (1,275,000 shares); RBC Capital Markets (701,250 shares); Jefferies (573,750 shares)
Syndicate
Baird (50,000); Baldwin, Anthony, McIntyre (50,000); J.C. Bradford & Co (50,000); First Southwest Company (50,000); McDonald Investments Inc (50,000); Truist Securities (50,000); Sanders Morris Mundy (50,000); Southwest Securities, Inc (50,000); Stephens (50,000); Tucker Anthony Cleary Gull (50,000); B.C. Ziegler and Company (50,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
1999-09-23S-1S-1 (registration)PFSWEB INC0000950134-99-008416 ↗
1999-11-03S-1/AS-1/A (amendment)PFSWEB INC0000950134-99-009431 ↗
1999-11-05S-1/AS-1/A (amendment)PFSWEB INC0000950134-99-009504 ↗
1999-11-23S-1/AS-1/A (amendment)PFSWEB INC0000950134-99-010529 ↗
1999-11-30S-1/AS-1/A (amendment)PFSWEB INC0000950134-99-010639 ↗
1999-12-02424B1424B1 (final prospectus)PFSWEB INC0000950134-99-010687 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1999-11-30S-1/Aregistration statement$14.00–$16.00$15.003,100,000$46,500,000Nasdaq PFSW3from the submission text; range, price sentence, shares headline, proceeds computed, cover names 3document ↗
1999-12-02424B1final prospectus$17.003,100,000$52,700,000Nasdaq PFSW14from the submission text; price sentence, shares headline, proceeds table, underwriting table 14, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
ALMOND CYNTHIA DOfficer; OtherExecutive Vice President; Vice President212006–2017
MARXE AUSTIN W & GREENHOUSE DAVID MTenPercentOwner292006–2015
BEATSON DAVID IDirector632006–2023
JACOBS NEILDirector112006–2014
MURRAY TIMOTHY MDirector; Other102006–2013
REILLY JAMES FDirector452006–2020
Dawson Gibson TOfficerVice President62007–2017
ACHATZ HARVEY HOfficerSecretary12007
GRAHAM STEVEN SOfficerExecutive Vice President; Vice President52007–2010
LAYTON MARK CDirector,Officer; OtherChairman/CEO112007–2013
MADDEN THOMAS JOfficerCFO/Executive Vice President; CFO/Vice President412007–2023
MCCLUNG BRUCE EOfficerVice President42007–2010
Reese David BrianOfficerExecutive Vice President; Vice President102007–2014
TALLEY SCOTT ROfficerVice President52007–2010
WILLOUGHBY MICHAEL CDirector,Officer; OfficerCEO/President; Chief Executive Officer; Executive Vice President; President; Vice President532007–2023
Levenson RyanTenPercentOwnerOther12013
Privet Fund LPTenPercentOwnerOther12013
Privet Fund Management LLCTenPercentOwnerOther12013
Rosenzweig Benjamin LDirector492013–2023
transcosmos inc.TenPercentOwner102013–2023
Nagakura ShinDirector12013
LUECHTEFELD MONICADirector412014–2023
AWM Investment Company, Inc.TenPercentOwner192015
Hess Christopher TravisOfficerChief Revenue Officer; Executive Vice President; Former EVP112015–2019
G2 Investment Partners GP LLCTenPercentOwner112015
G2 Investment Partners Management LLCTenPercentOwner112015
Goldberg JoshTenPercentOwner112015
Stein Peter JohnDirector212016–2020
Fuentes MarkOfficerSenior Vice President & CIO212016–2023
Johnson ElizabethOfficer; OtherSenior Vice President102016–2018
Stephan StevenOfficerSenior Vice President42016
Thomann R ZachOfficerCOO / Executive Vice President; Executive Vice President; Senior Vice President252016–2023
Kelley KimOfficerSenior Vice President42016–2017
Walters JonathanOfficer; OtherSenior Vice President; Vice President52016–2018
Frankfurt RobertDirector212019–2023
Jain AnuraagOfficerExecutive Vice President12019
De Luca Gladys MercedesDirector202019–2023
Butler James Joseph IIIOfficerExecutive Vice President; Former EVP92019–2021
DelaCruz StephanieOfficerChief Accounting Officer/VP; Former CAO/VP122019–2022
Samaha EliTenPercentOwner62022
Bracken Laura L.OfficerCAO/Senior Vice President32023

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerPFSWEB INCSEC filers (EDGAR)CIK (EXACT)
Federal award recipientPFSWEB INCFederal spending (USAspending)name and state

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Services-Business Services, NEC, TX first:

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In other datasets, the same topic (Technology) in TX:

Interests: Services-Business Services, NEC · Technology