IPO registrations (S-1, F-1) · Registrants
PFSWEB INC
- SEC CIK
- 1095315 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-09-23, last 1999-11-30; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1999-12-02
- Industry (SIC)
- Services-Business Services, NEC 7389
- Incorporated in
- DE
- Business address
- 4455 REGENT BLVD, Irving, TX 75063
- EIN
- 75-2837058
- EDGAR entity type
- operating
- Insiders and CEO pay
- PFSWEB INC on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 1999-11-30)
- Final price
- $17.00 per share, above the range (424B1 filed 1999-12-02, an initial public offering)
- Shares sold
- 3,100,000
- Gross proceeds
- $52,700,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PFSW
- Lead underwriters
- Hambrecht & Quist (1,275,000 shares); RBC Capital Markets (701,250 shares); Jefferies (573,750 shares)
- Syndicate
- Baird (50,000); Baldwin, Anthony, McIntyre (50,000); J.C. Bradford & Co (50,000); First Southwest Company (50,000); McDonald Investments Inc (50,000); Truist Securities (50,000); Sanders Morris Mundy (50,000); Southwest Securities, Inc (50,000); Stephens (50,000); Tucker Anthony Cleary Gull (50,000); B.C. Ziegler and Company (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: PFSWEB INC Fuzzy (name and state)
- SEC filer: PFSWEB INC EXACT (CIK (EXACT))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-09-23 | S-1 | S-1 (registration) | PFSWEB INC | 0000950134-99-008416 ↗ |
| 1999-11-03 | S-1/A | S-1/A (amendment) | PFSWEB INC | 0000950134-99-009431 ↗ |
| 1999-11-05 | S-1/A | S-1/A (amendment) | PFSWEB INC | 0000950134-99-009504 ↗ |
| 1999-11-23 | S-1/A | S-1/A (amendment) | PFSWEB INC | 0000950134-99-010529 ↗ |
| 1999-11-30 | S-1/A | S-1/A (amendment) | PFSWEB INC | 0000950134-99-010639 ↗ |
| 1999-12-02 | 424B1 | 424B1 (final prospectus) | PFSWEB INC | 0000950134-99-010687 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-11-30 | S-1/A | registration statement | $14.00–$16.00 | $15.00 | 3,100,000 | $46,500,000 | Nasdaq PFSW | 3 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 3 | document ↗ |
| 1999-12-02 | 424B1 | final prospectus | $17.00 | 3,100,000 | $52,700,000 | Nasdaq PFSW | 14 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 14, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ALMOND CYNTHIA D | Officer; Other | Executive Vice President; Vice President | 21 | 2006–2017 | |
| MARXE AUSTIN W & GREENHOUSE DAVID M | TenPercentOwner | 29 | 2006–2015 | ||
| BEATSON DAVID I | Director | 63 | 2006–2023 | ||
| JACOBS NEIL | Director | 11 | 2006–2014 | ||
| MURRAY TIMOTHY M | Director; Other | 10 | 2006–2013 | ||
| REILLY JAMES F | Director | 45 | 2006–2020 | ||
| Dawson Gibson T | Officer | Vice President | 6 | 2007–2017 | |
| ACHATZ HARVEY H | Officer | Secretary | 1 | 2007 | |
| GRAHAM STEVEN S | Officer | Executive Vice President; Vice President | 5 | 2007–2010 | |
| LAYTON MARK C | Director,Officer; Other | Chairman/CEO | 11 | 2007–2013 | |
| MADDEN THOMAS J | Officer | CFO/Executive Vice President; CFO/Vice President | 41 | 2007–2023 | |
| MCCLUNG BRUCE E | Officer | Vice President | 4 | 2007–2010 | |
| Reese David Brian | Officer | Executive Vice President; Vice President | 10 | 2007–2014 | |
| TALLEY SCOTT R | Officer | Vice President | 5 | 2007–2010 | |
| WILLOUGHBY MICHAEL C | Director,Officer; Officer | CEO/President; Chief Executive Officer; Executive Vice President; President; Vice President | 53 | 2007–2023 | |
| Levenson Ryan | TenPercentOwnerOther | 1 | 2013 | ||
| Privet Fund LP | TenPercentOwnerOther | 1 | 2013 | ||
| Privet Fund Management LLC | TenPercentOwnerOther | 1 | 2013 | ||
| Rosenzweig Benjamin L | Director | 49 | 2013–2023 | ||
| transcosmos inc. | TenPercentOwner | 10 | 2013–2023 | ||
| Nagakura Shin | Director | 1 | 2013 | ||
| LUECHTEFELD MONICA | Director | 41 | 2014–2023 | ||
| AWM Investment Company, Inc. | TenPercentOwner | 19 | 2015 | ||
| Hess Christopher Travis | Officer | Chief Revenue Officer; Executive Vice President; Former EVP | 11 | 2015–2019 | |
| G2 Investment Partners GP LLC | TenPercentOwner | 11 | 2015 | ||
| G2 Investment Partners Management LLC | TenPercentOwner | 11 | 2015 | ||
| Goldberg Josh | TenPercentOwner | 11 | 2015 | ||
| Stein Peter John | Director | 21 | 2016–2020 | ||
| Fuentes Mark | Officer | Senior Vice President & CIO | 21 | 2016–2023 | |
| Johnson Elizabeth | Officer; Other | Senior Vice President | 10 | 2016–2018 | |
| Stephan Steven | Officer | Senior Vice President | 4 | 2016 | |
| Thomann R Zach | Officer | COO / Executive Vice President; Executive Vice President; Senior Vice President | 25 | 2016–2023 | |
| Kelley Kim | Officer | Senior Vice President | 4 | 2016–2017 | |
| Walters Jonathan | Officer; Other | Senior Vice President; Vice President | 5 | 2016–2018 | |
| Frankfurt Robert | Director | 21 | 2019–2023 | ||
| Jain Anuraag | Officer | Executive Vice President | 1 | 2019 | |
| De Luca Gladys Mercedes | Director | 20 | 2019–2023 | ||
| Butler James Joseph III | Officer | Executive Vice President; Former EVP | 9 | 2019–2021 | |
| DelaCruz Stephanie | Officer | Chief Accounting Officer/VP; Former CAO/VP | 12 | 2019–2022 | |
| Samaha Eli | TenPercentOwner | 6 | 2022 | ||
| Bracken Laura L. | Officer | CAO/Senior Vice President | 3 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | PFSWEB INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Federal award recipient | PFSWEB INC | Federal spending (USAspending) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Business Services, NEC, TX first:
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In other datasets, the same topic (Technology) in TX:
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Services-Business Services, NEC · Technology