IPO registrations (S-1, F-1) · Registrants
PERVASIVE SOFTWARE INC
- SEC CIK
- 1042821 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-07-28, last 1999-03-18; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 1997-09-26
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 12365 RIATA TRACE PARKWAY, Austin, TX 78727
- EIN
- 74-2693793
- EDGAR entity type
- operating
- Insiders and CEO pay
- PERVASIVE SOFTWARE INC on the corporate pages
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 1997-09-18)
- Final price
- $10.00 per share, within the range (424B4 filed 1997-09-26, an initial public offering)
- Shares sold
- 4,000,000
- Gross proceeds
- $40,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Robertson Stephens (1,642,500 shares)
- Syndicate
- UBS (1,314,000); First Albany Corporation (328,500); BT Alex. Brown (125,000); Hambrecht & Quist (125,000); Montgomery Securities (125,000); Needham & Company (100,000); Hoak Breedlove Wesneski & Co (80,000); Southcoast Capital Corp (80,000); Southwest Securities, Inc (80,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: PERVASIVE SOFTWARE INC. EXACT (EIN (EXACT))
- Federal award recipient: PERVASIVE SOFTWARE INC. Fuzzy (name and state)
- SEC filer: PERVASIVE SOFTWARE INC EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-07-28 | S-1 | S-1 (registration) | PERVASIVE SOFTWARE INC | 0000930661-97-001786 ↗ |
| 1997-07-29 | S-1/A | S-1/A (amendment) | PERVASIVE SOFTWARE INC | 0000930661-97-001789 ↗ |
| 1997-09-02 | S-1/A | S-1/A (amendment) | PERVASIVE SOFTWARE INC | 0000950109-97-005737 ↗ |
| 1997-09-18 | S-1/A | S-1/A (amendment) | PERVASIVE SOFTWARE INC | 0000930661-97-002217 ↗ |
| 1997-09-26 | 424B4 | 424B4 (final prospectus) | PERVASIVE SOFTWARE INC | 0000930661-97-002292 ↗ |
| 1999-02-08 | S-1 | S-1 (registration) | PERVASIVE SOFTWARE INC | 0000950109-99-000360 ↗ |
| 1999-03-18 | S-1/A | S-1/A (amendment) | PERVASIVE SOFTWARE INC | 0000930661-99-000478 ↗ |
| 1999-03-19 | 424B1 | 424B1 (final prospectus) | PERVASIVE SOFTWARE INC | 0000930661-99-000509 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-09-18 | S-1/A | registration statement | $8.00–$10.00 | 4,000,000 | - | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | ||
| 1997-09-26 | 424B4 | final prospectus | $10.00 | 4,000,000 | $40,000,000 | 10 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 10, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| FARR JOHN E | Director,Officer; Officer | CEO and President | 11 | 2006–2013 | |
| HARMON CHIP G | Officer | General Manager | 2 | 2006 | |
| Jonkers Randall G | Officer | CFO | 8 | 2006–2013 | |
| THOMPSON MICHELE B | Officer | Sr. VP and General Counsel | 3 | 2006–2007 | |
| WOODWARD NANCY R | Director | 39 | 2006–2013 | ||
| Padgett Steve | Officer | V.P. - IT | 8 | 2006–2013 | |
| HOSKINS MICHAEL E | Director,Officer; Officer | Chief Technology Officer | 15 | 2006–2013 | |
| CARTER SHELBY H JR | Director | 14 | 2007–2013 | ||
| BOUCHER DAVID A | Director | 11 | 2007–2013 | ||
| BRADFORD DAVID R | Director | 13 | 2007–2013 | ||
| HAWN JEFF | Director | 10 | 2007–2013 | ||
| Bryars Michael | Officer | General Manager | 2 | 2009 | |
| Speck Paul Lance | Officer | GM - Integration Division | 5 | 2011–2013 | |
| Van Cutsem Gilbert | Officer | GM - Database Division | 8 | 2012–2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Federal award recipient | PERVASIVE SOFTWARE INC. | TX | Federal spending (USAspending) | name and state |
| Nonprofit | TOASTMASTERS INTERNATIONAL | TX | Nonprofits (IRS Form 990) | same street address and ZIP code, 12365 RIATA TRACE PKWY 78727 (FUZZY: a shared address, not proof of a shared organization) |
| Patent assignee | Pervasive Software | TX | Patents (USPTO) | name and state |
| SEC filer | PERVASIVE SOFTWARE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Pervasive Software Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | PERVASIVE SOFTWARE INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.