IPO registrations (S-1, F-1) · Registrants

PEGASYSTEMS INC

SEC CIK
1013857 · filings on EDGAR ↗
Registration
Form S-1, first filed 1996-05-15, last 1996-11-20; 2 initial registrations, 3 amendments
Outcome
Final prospectus filed 1996-07-19
Industry (SIC)
Services-Computer Processing & Data Preparation 7374
Incorporated in
MA
Business address
225 WYMAN STREET, STE 300, Waltham, MA 02451-1293
EIN
04-2787865
Ticker
PEGA (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
PEGASYSTEMS INC on the corporate pages

Offering terms

Proposed price range
$12.00–$14.00 per share (S-1/A filed 1996-07-17)
Final price
$12.00 per share, within the range (424B4 filed 1996-07-19, an initial public offering)
Shares sold
3,400,000
Gross proceeds
$40,800,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol PEGA
Lead underwriters
Goldman Sachs
Syndicate
Cowen (733,333); Montgomery Securities (733,333); Adams Harkness (200,000); Alex. Brown & Sons (200,000); Hambrecht & Quist (200,000); Edward D. Jones & Co (200,000); Morgan Stanley (200,000); Robertson Stephens (200,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 7

FiledFormWhat it isName as filedEDGAR
1996-05-15S-1S-1 (registration)PEGASYSTEMS INC0000950146-96-000782 ↗
1996-06-19S-1/AS-1/A (amendment)PEGASYSTEMS INC0000950146-96-000999 ↗
1996-07-12S-1/AS-1/A (amendment)PEGASYSTEMS INC0000950146-96-001133 ↗
1996-07-17S-1/AS-1/A (amendment)PEGASYSTEMS INC0000950146-96-001152 ↗
1996-07-19424B4424B4 (final prospectus)PEGASYSTEMS INC0000950146-96-001178 ↗
1996-11-20S-1S-1 (registration)PEGASYSTEMS INC0000950146-96-002117 ↗
1997-01-23424B1424B1 (final prospectus)PEGASYSTEMS INC0001029869-97-000040 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1996-07-17S-1/Aregistration statement$12.00–$14.003,400,000-Nasdaq PEGA7from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 4, cover names 3document ↗
1996-07-19424B4final prospectus$12.003,400,000$40,800,000Nasdaq PEGA9from the submission text; price sentence, shares headline, proceeds computed, underwriting table 8, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
TREFLER ALANDirector,Officer,TenPercentOwner; Officer; Officer,TenPercentOwnerC.E.O. & Chairman; CEO & Chairman902006–2026
DARBELOFF ALEXANDER VDirector42006–2008
Hughes Edward LOfficerSenior VP, Global Sales62006–2008
JONES RICHARD HDirector; Director,Officer; OfficerDirector; Vice Chairman3352006–2026
MAYBURY EDWARD ADirector22006
SULLIVAN CHRISTOPHER ROfficerC.F.O. & S.V.P. of Finance22006
Hoyt ShawnOfficerInterim CFO12006
Reilly James TOfficerChief Accounting Officer42006–2007
KAPLAN STEVEN FDirector302006–2018
OHALLORAN JAMES PDirector452006–2020
WYMAN WILLIAM WDirector362006–2018
Dynes Craig AOfficerCFO and Senior VP702006–2013
PYLE MICHAEL ROfficerChief Technology Strategist; Senior Vice President, Enginee; Senior VP, Engineering2202007–2022
KRA DOUGLAS IOfficerSenior VP, Global Services; Senior VP, Pega Consulting; SVP, Global Customer Success; VP, Global Services2022007–2021
KOUNINIS EFSTATHIOS AOfficer; OfficerOtherSVP, Chief Accounting Officer; SVP of Finance & CAO; VP of Finance; VP of Finance & CAO; VP of Finance; CAO3062008–2026
Mayer Max AlanOfficerSenior Vice President122008–2010
GYENES PETERDirector382009–2026
Conway CraigDirector162009–2011
Trefler LeonOfficerChief of Clients and Markets; Senior Vice President, Sales; SVP, Global Client Success; SVP, Global Customer Success2662010–2026
WEBER LARRYDirector572012–2026
Brown Rafeal E.OfficerCAO, CFO and Senior VP; CFO and Senior VP142013–2015
Rowlands Sharon TDirector242016–2026
STILLWELL KENNETHOfficerCFO, SVP; COO, CFO1742016–2026
LEDINGHAM DIANNEDirector232016–2026
HOVSEPIAN RONALD WDirector52019–2020
LAFOND CHRISTOPHERDirector102019–2026
Stafford HaydenOfficerPresident182020–2022
Akgonul Rifat KerimOfficerChief Product Officer802021–2026
Higgins John GerardOfficerChief, Client &Partner Success442022–2026
Ghai RohitDirector42025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2019-05-15PEGASYSTEMS INCOther Technology$1,000,000$1,000,00011

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationPegasystems Inc.MAState business registriesname and state
Business registrationPEGASYSTEMS INC.MAState business registriesname and state
Business registrationPEGASYSTEMS INC.MAState business registriesname and state
Business registrationPEGASYSTEMS INC.MAState business registriesname and state
Business registrationPEGASYSTEMS INC.MAState business registriesname and state
Business registrationPEGASYSTEMS INC.MAState business registriesname and state
Business registrationPEGASYSTEMS INC.MAState business registriesname and state
Business registrationPEGASYSTEMS INC.MAState business registriesname and state
ContractorPEGASYSTEMSMANonprofit contractors (Form 990)name and state
Plan sponsorPEGASYSTEMS INCMAForm 5500 (employee benefit plans)name and state
Federal award recipientPEGASYSTEMS INC.MAFederal spending (USAspending)name and state
Form D issuerPEGASYSTEMS INCMAForm D private offeringsCIK (EXACT)
Lobbying clientPEGASYSTEMS, INC.MAFederal lobbying (LDA)name and state
Patent assigneePegasystems Inc.MAPatents (USPTO)name and state
SEC filerPEGASYSTEMS INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerPegasystems Inc.MATrademarks (USPTO)name and state
Form 5500 plan sponsorPEGASYSTEMS INCEIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Services-Computer Processing & Data Preparation, MA first:

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In other datasets, the same topic (Technology) in MA:

Interests: Services-Computer Processing & Data Preparation · Technology