IPO registrations (S-1, F-1) · Registrants
Carbonite Inc
- SEC CIK
- 1340127 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-05-12, last 2011-08-10; 1 initial registration, 9 amendments
- Outcome
- Final prospectus filed 2011-08-11; declared effective 2011-08-10
- Industry (SIC)
- Services-Computer Processing & Data Preparation 7374
- Incorporated in
- DE
- Business address
- TWO AVENUE DE LAFAYETTE, Boston, MA 02111
- EIN
- 33-1111329
- EDGAR entity type
- operating
- Insiders and CEO pay
- Carbonite Inc on the corporate pages
Offering terms
- Proposed price range
- $10.00–$11.00 per share (S-1/A filed 2011-08-10)
- Final price
- $10.00 per share, within the range (424B4 filed 2011-08-11, an initial public offering)
- Shares sold
- 6,250,000 (5,366,473 by the company, 883,527 by selling holders)
- Gross proceeds
- $62,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CARB
- Lead underwriters
- J.P. Morgan; Merrill Lynch
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: CARBONITE, INC. EXACT (EIN (EXACT))
- Federal award recipient: CARBONITE, INC. Fuzzy (name and state)
- SEC filer: Carbonite Inc EXACT (CIK (EXACT))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-05-12 | S-1 | S-1 (registration) | Carbonite Inc | 0000950123-11-049041 ↗ |
| 2011-06-15 | S-1/A | S-1/A (amendment) | Carbonite Inc | 0000950123-11-059129 ↗ |
| 2011-07-13 | S-1/A | S-1/A (amendment) | Carbonite Inc | 0000950123-11-065450 ↗ |
| 2011-07-25 | S-1/A | S-1/A (amendment) | Carbonite Inc | 0000950123-11-067920 ↗ |
| 2011-07-28 | S-1/A | S-1/A (amendment) | Carbonite Inc | 0000950123-11-069669 ↗ |
| 2011-07-29 | S-1/A | S-1/A (amendment) | Carbonite Inc | 0000950123-11-070237 ↗ |
| 2011-08-02 | S-1/A | S-1/A (amendment) | Carbonite Inc | 0000950123-11-071418 ↗ |
| 2011-08-03 | S-1/A | S-1/A (amendment) | Carbonite Inc | 0000950123-11-072280 ↗ |
| 2011-08-10 | S-1/A | S-1/A (amendment) | Carbonite Inc | 0000950123-11-075404 ↗ |
| 2011-08-10 | S-1/A | S-1/A (amendment) | Carbonite Inc | 0000950123-11-075685 ↗ |
| 2011-08-10 | EFFECT | EFFECT (declared effective) | Carbonite Inc | 9999999995-11-002437 ↗ |
| 2011-08-11 | 424B4 | 424B4 (final prospectus) | Carbonite Inc | 0000950123-11-076147 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-08-10 | S-1/A | registration statement | $10.00–$11.00 | 6,250,000 | - | Nasdaq CARB | 2 | primary document; range, shares headline | document ↗ | |
| 2011-08-11 | 424B4 | final prospectus | $10.00 | 6,250,000 | $62,500,000 | Nasdaq CARB | 2 | primary document; price sentence, shares headline, proceeds table | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CROSSLINK CAPITAL INC | Other | 11 | 2011 | ||
| FLOWERS JEFFRY | Director; Director,Officer | Chief Architect | 88 | 2011–2017 | |
| FRIEND DAVID | Director; Director,Officer | CEO and President; Executive Chairman | 60 | 2011–2019 | |
| GOLIN ERIC | Officer | Chief Technology Officer | 13 | 2011–2013 | |
| HROMADKO GARY | Director | 3 | 2011–2012 | ||
| KANE CHARLES | Director | 13 | 2011–2019 | ||
| KEENAN ANDREW | Officer | Chief Financial Officer | 15 | 2011–2012 | |
| KRASNOW TODD | Director | 22 | 2011–2019 | ||
| KUMARESAN SWAMI | Officer | EVP, New Ventures; EVP, Product & Engineering; EVP, Sales and Marketing; SVP and GM, Consumer | 17 | 2011–2014 | |
| LAMSON PETER | Officer | SVP and GM, Small Business; SVP, Sales and Marketing; SVP, Small Business Group | 19 | 2011–2015 | |
| MENLO ENTREPRENEURS FUND X LP | TenPercentOwner | 7 | 2011–2016 | ||
| Menlo Ventures X L P | TenPercentOwner | 7 | 2011–2016 | ||
| MMEF X LP | TenPercentOwner | 7 | 2011–2016 | ||
| MURRAY THOMAS A. | Officer | SVP, Marketing; VP of Marketing | 4 | 2011–2012 | |
| MV Management X, L.L.C. | TenPercentOwner; TenPercentOwnerOther | 7 | 2011–2016 | ||
| NELSON WILLIAM G | Director | 6 | 2011–2013 | ||
| PHELAN WILLIAM L. | Officer | EVP, Cloud Backup; EVP, Core Business; SVP, Product; VP of Product | 10 | 2011–2013 | |
| SHEER DANIELLE | Officer | General Counsel; General Counsel and Secretary; Vice President;General Counsel | 82 | 2011–2019 | |
| SURACE RICHARD | Officer | SVP, Customer Support; VP of Customer Service | 13 | 2011–2013 | |
| VAZIRANI PRAVIN A | Director,TenPercentOwner | 11 | 2011–2015 | ||
| EL-HILALI OUSSAMA | Officer | SVP Engineering | 9 | 2011–2013 | |
| FOLGER ANTHONY | Officer | Chief Financial Officer | 78 | 2013–2019 | |
| CLIFFORD TIM | Director | 3 | 2013–2014 | ||
| Munford Stephen | Director; Director,Officer | Interim CEO and President | 12 | 2014–2019 | |
| HUDSON CASSANDRA | Officer | Chief Accounting Officer | 35 | 2014–2019 | |
| MEISELES BRADFORD | Officer | SVP of Engineering | 2 | 2014–2015 | |
| ALI MOHAMAD | Director,Officer | CEO and President | 40 | 2014–2019 | |
| McIntyre Nancy P. | Officer | Chief Marketing Officer | 2 | 2015 | |
| GYENES PETER | Director | 6 | 2015–2018 | ||
| Raissipour David | Officer | SVP of Product and Engineering | 6 | 2015–2016 | |
| Doggett Christopher | Officer | SVP, Global Sales | 6 | 2015–2017 | |
| Mellinger Paul S. | Officer | SVP, EVault; SVP,EVault; SVP Sales; SVP, Sales | 32 | 2015–2019 | |
| Daniels Scott Andrew | Director | 9 | 2016–2019 | ||
| Guadagno Norman | Officer | SVP, Marketing | 33 | 2016–2019 | |
| Mohan Deepak | Officer | SVP Products and Engineering; SVP Products annd Engineering | 14 | 2017–2018 | |
| Levinson Marina | Director | 5 | 2017–2019 | ||
| Beeler Robert L | Officer | SVP, Product & Engineering | 5 | 2018–2019 | |
| Connly Linda | Director | 4 | 2019 | ||
| Post John | Officer | Chief Operating Officer; SVP and GM | 4 | 2019 | |
| STILWELL CRAIG T | Officer | Chief Revenue Officer | 4 | 2019 | |
| Bacher Chad | Officer | Chief Product Officer | 3 | 2019 | |
| Lonas Hal C. Jr. | Officer | Chief Technology Officer | 3 | 2019 | |
| OPEN TEXT CORP | TenPercentOwner | 1 | 2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Federal award recipient | CARBONITE, INC. | MA | Federal spending (USAspending) | name and state |
| Patent assignee | Carbonite, Inc. | MA | Patents (USPTO) | name and state |
| SEC filer | Carbonite Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Carbonite, Inc. | MA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | CARBONITE, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Computer Processing & Data Preparation, MA first:
- INDIVIDUAL INC MA
- PEGASYSTEMS INC MA
- SideChannel, Inc. MA
- ATLANTIC DATA SERVICES INC MA
- ONESOURCE INFORMATION SERVICES INC MA
- BE FREE INC MA
- DIRECT HIT TECHNOLOGIES INC MA
- BRIGHTCOVE INC MA
- POWERDYNE INTERNATIONAL, INC. MA
- Game Plan Holdings, Inc. MA
In other datasets, the same topic (Technology) in MA:
- Form D issuer: 10 Percent Happier, Inc. (Form D private offerings)
- Lobbying client: 5G ACTION NOW (Federal lobbying (LDA))
Interests: Services-Computer Processing & Data Preparation · Technology