IPO registrations (S-1, F-1) · Registrants
PEGASYSTEMS INC
- SEC CIK
- 1013857 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-05-15, last 1996-11-20; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 1996-07-19
- Industry (SIC)
- Services-Computer Processing & Data Preparation 7374
- Incorporated in
- MA
- Business address
- 225 WYMAN STREET, STE 300, Waltham, MA 02451-1293
- EIN
- 04-2787865
- Ticker
- PEGA (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- PEGASYSTEMS INC on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1996-07-17)
- Final price
- $12.00 per share, within the range (424B4 filed 1996-07-19, an initial public offering)
- Shares sold
- 3,400,000
- Gross proceeds
- $40,800,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PEGA
- Lead underwriters
- Goldman Sachs
- Syndicate
- Cowen (733,333); Montgomery Securities (733,333); Adams Harkness (200,000); Alex. Brown & Sons (200,000); Hambrecht & Quist (200,000); Edward D. Jones & Co (200,000); Morgan Stanley (200,000); Robertson Stephens (200,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Pegasystems Inc. Fuzzy (name and state)
- Business registration: PEGASYSTEMS INC. Fuzzy (name and state)
- Business registration: PEGASYSTEMS INC. Fuzzy (name and state)
- Business registration: PEGASYSTEMS INC. Fuzzy (name and state)
- Business registration: PEGASYSTEMS INC. Fuzzy (name and state)
- Business registration: PEGASYSTEMS INC. Fuzzy (name and state)
- Business registration: PEGASYSTEMS INC. Fuzzy (name and state)
- Business registration: PEGASYSTEMS INC. Fuzzy (name and state)
- Form 5500 plan sponsor: PEGASYSTEMS INC EXACT (EIN (EXACT))
- Federal award recipient: PEGASYSTEMS INC. Fuzzy (name and state)
- Form D issuer: PEGASYSTEMS INC EXACT (CIK (EXACT))
- Lobbying client: PEGASYSTEMS, INC. Fuzzy (name and state)
- SEC filer: PEGASYSTEMS INC EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-05-15 | S-1 | S-1 (registration) | PEGASYSTEMS INC | 0000950146-96-000782 ↗ |
| 1996-06-19 | S-1/A | S-1/A (amendment) | PEGASYSTEMS INC | 0000950146-96-000999 ↗ |
| 1996-07-12 | S-1/A | S-1/A (amendment) | PEGASYSTEMS INC | 0000950146-96-001133 ↗ |
| 1996-07-17 | S-1/A | S-1/A (amendment) | PEGASYSTEMS INC | 0000950146-96-001152 ↗ |
| 1996-07-19 | 424B4 | 424B4 (final prospectus) | PEGASYSTEMS INC | 0000950146-96-001178 ↗ |
| 1996-11-20 | S-1 | S-1 (registration) | PEGASYSTEMS INC | 0000950146-96-002117 ↗ |
| 1997-01-23 | 424B1 | 424B1 (final prospectus) | PEGASYSTEMS INC | 0001029869-97-000040 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-07-17 | S-1/A | registration statement | $12.00–$14.00 | 3,400,000 | - | Nasdaq PEGA | 7 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 4, cover names 3 | document ↗ | |
| 1996-07-19 | 424B4 | final prospectus | $12.00 | 3,400,000 | $40,800,000 | Nasdaq PEGA | 9 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 8, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| TREFLER ALAN | Director,Officer,TenPercentOwner; Officer; Officer,TenPercentOwner | C.E.O. & Chairman; CEO & Chairman | 90 | 2006–2026 | |
| DARBELOFF ALEXANDER V | Director | 4 | 2006–2008 | ||
| Hughes Edward L | Officer | Senior VP, Global Sales | 6 | 2006–2008 | |
| JONES RICHARD H | Director; Director,Officer; Officer | Director; Vice Chairman | 335 | 2006–2026 | |
| MAYBURY EDWARD A | Director | 2 | 2006 | ||
| SULLIVAN CHRISTOPHER R | Officer | C.F.O. & S.V.P. of Finance | 2 | 2006 | |
| Hoyt Shawn | Officer | Interim CFO | 1 | 2006 | |
| Reilly James T | Officer | Chief Accounting Officer | 4 | 2006–2007 | |
| KAPLAN STEVEN F | Director | 30 | 2006–2018 | ||
| OHALLORAN JAMES P | Director | 45 | 2006–2020 | ||
| WYMAN WILLIAM W | Director | 36 | 2006–2018 | ||
| Dynes Craig A | Officer | CFO and Senior VP | 70 | 2006–2013 | |
| PYLE MICHAEL R | Officer | Chief Technology Strategist; Senior Vice President, Enginee; Senior VP, Engineering | 220 | 2007–2022 | |
| KRA DOUGLAS I | Officer | Senior VP, Global Services; Senior VP, Pega Consulting; SVP, Global Customer Success; VP, Global Services | 202 | 2007–2021 | |
| KOUNINIS EFSTATHIOS A | Officer; OfficerOther | SVP, Chief Accounting Officer; SVP of Finance & CAO; VP of Finance; VP of Finance & CAO; VP of Finance; CAO | 306 | 2008–2026 | |
| Mayer Max Alan | Officer | Senior Vice President | 12 | 2008–2010 | |
| GYENES PETER | Director | 38 | 2009–2026 | ||
| Conway Craig | Director | 16 | 2009–2011 | ||
| Trefler Leon | Officer | Chief of Clients and Markets; Senior Vice President, Sales; SVP, Global Client Success; SVP, Global Customer Success | 266 | 2010–2026 | |
| WEBER LARRY | Director | 57 | 2012–2026 | ||
| Brown Rafeal E. | Officer | CAO, CFO and Senior VP; CFO and Senior VP | 14 | 2013–2015 | |
| Rowlands Sharon T | Director | 24 | 2016–2026 | ||
| STILLWELL KENNETH | Officer | CFO, SVP; COO, CFO | 174 | 2016–2026 | |
| LEDINGHAM DIANNE | Director | 23 | 2016–2026 | ||
| HOVSEPIAN RONALD W | Director | 5 | 2019–2020 | ||
| LAFOND CHRISTOPHER | Director | 10 | 2019–2026 | ||
| Stafford Hayden | Officer | President | 18 | 2020–2022 | |
| Akgonul Rifat Kerim | Officer | Chief Product Officer | 80 | 2021–2026 | |
| Higgins John Gerard | Officer | Chief, Client &Partner Success | 44 | 2022–2026 | |
| Ghai Rohit | Director | 4 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2019-05-15 | PEGASYSTEMS INC | Other Technology | $1,000,000 | $1,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Pegasystems Inc. | MA | State business registries | name and state |
| Business registration | PEGASYSTEMS INC. | MA | State business registries | name and state |
| Business registration | PEGASYSTEMS INC. | MA | State business registries | name and state |
| Business registration | PEGASYSTEMS INC. | MA | State business registries | name and state |
| Business registration | PEGASYSTEMS INC. | MA | State business registries | name and state |
| Business registration | PEGASYSTEMS INC. | MA | State business registries | name and state |
| Business registration | PEGASYSTEMS INC. | MA | State business registries | name and state |
| Business registration | PEGASYSTEMS INC. | MA | State business registries | name and state |
| Contractor | PEGASYSTEMS | MA | Nonprofit contractors (Form 990) | name and state |
| Plan sponsor | PEGASYSTEMS INC | MA | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | PEGASYSTEMS INC. | MA | Federal spending (USAspending) | name and state |
| Form D issuer | PEGASYSTEMS INC | MA | Form D private offerings | CIK (EXACT) |
| Lobbying client | PEGASYSTEMS, INC. | MA | Federal lobbying (LDA) | name and state |
| Patent assignee | Pegasystems Inc. | MA | Patents (USPTO) | name and state |
| SEC filer | PEGASYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Pegasystems Inc. | MA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | PEGASYSTEMS INC | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Computer Processing & Data Preparation, MA first:
- INDIVIDUAL INC MA
- SideChannel, Inc. MA
- ATLANTIC DATA SERVICES INC MA
- ONESOURCE INFORMATION SERVICES INC MA
- BE FREE INC MA
- DIRECT HIT TECHNOLOGIES INC MA
- BRIGHTCOVE INC MA
- Carbonite Inc MA
- POWERDYNE INTERNATIONAL, INC. MA
- Game Plan Holdings, Inc. MA
In other datasets, the same topic (Technology) in MA:
- Form D issuer: 10 Percent Happier, Inc. (Form D private offerings)
- Lobbying client: 5G ACTION NOW (Federal lobbying (LDA))
Interests: Services-Computer Processing & Data Preparation · Technology