IPO registrations (S-1, F-1) · Registrants
OPEN SOLUTIONS INC
- SEC CIK
- 873538 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-06-10, last 2004-05-06; 4 initial registrations, 12 amendments
- Outcome
- Final prospectus filed 2003-11-26; withdrawal requested 1998-09-08
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 455 WINDING BROOK DRIVE, Glastonbury, CT 06033
- EIN
- 22-3173050
- EDGAR entity type
- operating
- Insiders and CEO pay
- OPEN SOLUTIONS INC on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2003-11-25)
- Final price
- $13.51 per share, below the range (424B1 filed 2003-11-26, an initial public offering)
- Shares sold
- 5,000,000 (4,820,000 by the company, 180,000 by selling holders)
- Gross proceeds
- $67,550,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol OPEN
- Lead underwriters
- Bear Stearns
- Syndicate
- FBR (1,200,000); Piper Sandler (1,200,000); opposite their names below. Bear, Stearns & Co. Inc (2,400,000); Adams Harkness (50,000); Jefferies (50,000); Stephens (50,000); SunTrust Capital Markets, Inc (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: OPEN SOLUTIONS INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: OPEN SOLUTIONS, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Open Solutions Inc. Fuzzy (name and state)
- Business registration: OPEN SOLUTIONS INC. Fuzzy (name and state)
- Business registration: OPEN SOLUTIONS, LLC Fuzzy (name and state)
- Form 5500 plan sponsor: OPEN SOLUTIONS, LLC EXACT (EIN (EXACT))
- SEC filer: OPEN SOLUTIONS INC EXACT (CIK (EXACT))
- Person page: Howard L Carver Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 20
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-06-10 | S-1 | S-1 (registration) | OPEN SOLUTIONS INC | 0000950135-98-003763 ↗ |
| 1998-07-17 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-98-004288 ↗ |
| 1998-07-22 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-98-004343 ↗ |
| 1998-08-13 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-98-004707 ↗ |
| 1998-09-08 | RW | RW (withdrawal request) | OPEN SOLUTIONS INC | 0000950135-98-005033 ↗ |
| 2000-03-20 | S-1 | S-1 (registration) | OPEN SOLUTIONS INC | 0000912057-00-012304 ↗ |
| 2003-08-28 | RW | RW (withdrawal request) | OPEN SOLUTIONS INC | 0000950135-03-004628 ↗ |
| 2003-08-28 | S-1 | S-1 (registration) | OPEN SOLUTIONS INC | 0000950135-03-004630 ↗ |
| 2003-10-09 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-03-005111 ↗ |
| 2003-10-31 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-03-005420 ↗ |
| 2003-11-07 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-03-005516 ↗ |
| 2003-11-13 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-03-005646 ↗ |
| 2003-11-21 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-03-005786 ↗ |
| 2003-11-24 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-03-005804 ↗ |
| 2003-11-25 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-03-005834 ↗ |
| 2003-11-26 | 424B1 | 424B1 (final prospectus) | OPEN SOLUTIONS INC | 0000950135-03-005848 ↗ |
| 2004-04-22 | S-1 | S-1 (registration) | OPEN SOLUTIONS INC | 0000950135-04-001953 ↗ |
| 2004-05-03 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-04-002257 ↗ |
| 2004-05-06 | S-1/A | S-1/A (amendment) | OPEN SOLUTIONS INC | 0000950135-04-002362 ↗ |
| 2004-05-18 | 424B4 | 424B4 (final prospectus) | OPEN SOLUTIONS INC | 0000950135-04-002693 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-11-25 | S-1/A | registration statement | $14.00–$16.00 | $13.51 | 5,000,000 | $67,550,000 | Nasdaq OPEN | 5 | primary document; range, price sentence, shares headline, proceeds computed, underwriting table 2, cover names 3 | document ↗ |
| 2003-11-26 | 424B1 | final prospectus | $13.51 | 5,000,000 | $67,550,000 | Nasdaq OPEN | 8 | primary document; price sentence, shares headline, proceeds computed, underwriting table 7, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HERNANDEZ LOUIS JR | Director,Officer | Chairman and CEO | 13 | 2006–2007 | |
| SAUNDERS KENNETH J | Officer | EVP & CFO | 3 | 2006–2007 | |
| KERN JAMES R | Officer | SVP & GM Banking Group; SVP & GM Bank Sales | 11 | 2006 | |
| BENNETT ANDREW S | Officer | EVP, International and R&D; SVP & COO | 3 | 2006–2007 | |
| DANIEL GARY E | Officer | SVP & GM Credit Union Group; SVP & GM Credit Union Sales | 4 | 2006 | |
| Krystowiak David G | Officer | Group Executive VP; SVP & GM Strategic Sltns Grp | 4 | 2006–2007 | |
| NICASTRO MICHAEL D | Officer | SVP & Chief Marketing Officer; SVP, Marketing & Product Mgmt | 15 | 2006–2007 | |
| CARVER HOWARD L | Director | 4 | 2006–2007 | person page Fuzzy | |
| ANDERSON DOUGLAS K | Director | 4 | 2006–2007 | ||
| Lynch Dennis F | Director | 3 | 2006–2007 | ||
| MCKAY SAMUEL F | Director | 3 | 2006–2007 | ||
| NAUDON CARLOS P | Director | 4 | 2006–2007 | ||
| YANAK RICHARD P | Director | 4 | 2006–2007 | ||
| Curtis Roswell M III | Officer | EVP, Group Sales | 3 | 2006–2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Open Solutions Inc. | CT | State business registries | name and state |
| Business registration | OPEN SOLUTIONS INC. | CT | State business registries | name and state |
| Business registration | OPEN SOLUTIONS INC. | CT | State business registries | name and state |
| Business registration | OPEN SOLUTIONS, LLC | CT | State business registries | name and state |
| Business registration | OPEN SOLUTIONS, LLC | CT | State business registries | name and state |
| Contractor | OPEN SOLUTIONS | CT | Nonprofit contractors (Form 990) | name and state |
| Plan sponsor | OPEN SOLUTIONS INC. | CT | Form 5500 (employee benefit plans) | name and state |
| SEC filer | OPEN SOLUTIONS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | OPEN SOLUTIONS, LLC | CT | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | OPEN SOLUTIONS, LLC | EIN (EXACT) | ||
| Person page | Howard L Carver | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, CT first:
- SS&C TECHNOLOGIES INC CT
- FLEXIINTERNATIONAL SOFTWARE INC/CT CT
- MERCATOR SOFTWARE INC CT
- TANGOE INC CT
- SS&C Technologies Holdings Inc CT
- DATTO HOLDING CORP. CT
- Presto Automation Inc. CT
- INFORMATION MANAGEMENT ASSOCIATES INC CT
- PEERLESS SYSTEMS CORP CT
- ME Renewable Power Corp 1R
In other datasets, the same topic (Technology) in CT:
- Form D issuer: 3D ASSET MANAGEMENT, INC (Form D private offerings)
- Lobbying client: ADAPTIVE MARKETING LLC (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology