IPO registrations (S-1, F-1) · Registrants

OPEN SOLUTIONS INC

SEC CIK
873538 · filings on EDGAR ↗
Registration
Form S-1, first filed 1998-06-10, last 2004-05-06; 4 initial registrations, 12 amendments
Outcome
Final prospectus filed 2003-11-26; withdrawal requested 1998-09-08
Industry (SIC)
Services-Prepackaged Software 7372
Incorporated in
DE
Business address
455 WINDING BROOK DRIVE, Glastonbury, CT 06033
EIN
22-3173050
EDGAR entity type
operating
Insiders and CEO pay
OPEN SOLUTIONS INC on the corporate pages

Offering terms

Proposed price range
$14.00–$16.00 per share (S-1/A filed 2003-11-25)
Final price
$13.51 per share, below the range (424B1 filed 2003-11-26, an initial public offering)
Shares sold
5,000,000 (4,820,000 by the company, 180,000 by selling holders)
Gross proceeds
$67,550,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol OPEN
Lead underwriters
Bear Stearns
Syndicate
FBR (1,200,000); Piper Sandler (1,200,000); opposite their names below. Bear, Stearns & Co. Inc (2,400,000); Adams Harkness (50,000); Jefferies (50,000); Stephens (50,000); SunTrust Capital Markets, Inc (50,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 20

FiledFormWhat it isName as filedEDGAR
1998-06-10S-1S-1 (registration)OPEN SOLUTIONS INC0000950135-98-003763 ↗
1998-07-17S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-98-004288 ↗
1998-07-22S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-98-004343 ↗
1998-08-13S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-98-004707 ↗
1998-09-08RWRW (withdrawal request)OPEN SOLUTIONS INC0000950135-98-005033 ↗
2000-03-20S-1S-1 (registration)OPEN SOLUTIONS INC0000912057-00-012304 ↗
2003-08-28RWRW (withdrawal request)OPEN SOLUTIONS INC0000950135-03-004628 ↗
2003-08-28S-1S-1 (registration)OPEN SOLUTIONS INC0000950135-03-004630 ↗
2003-10-09S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-03-005111 ↗
2003-10-31S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-03-005420 ↗
2003-11-07S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-03-005516 ↗
2003-11-13S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-03-005646 ↗
2003-11-21S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-03-005786 ↗
2003-11-24S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-03-005804 ↗
2003-11-25S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-03-005834 ↗
2003-11-26424B1424B1 (final prospectus)OPEN SOLUTIONS INC0000950135-03-005848 ↗
2004-04-22S-1S-1 (registration)OPEN SOLUTIONS INC0000950135-04-001953 ↗
2004-05-03S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-04-002257 ↗
2004-05-06S-1/AS-1/A (amendment)OPEN SOLUTIONS INC0000950135-04-002362 ↗
2004-05-18424B4424B4 (final prospectus)OPEN SOLUTIONS INC0000950135-04-002693 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2003-11-25S-1/Aregistration statement$14.00–$16.00$13.515,000,000$67,550,000Nasdaq OPEN5primary document; range, price sentence, shares headline, proceeds computed, underwriting table 2, cover names 3document ↗
2003-11-26424B1final prospectus$13.515,000,000$67,550,000Nasdaq OPEN8primary document; price sentence, shares headline, proceeds computed, underwriting table 7, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
HERNANDEZ LOUIS JRDirector,OfficerChairman and CEO132006–2007
SAUNDERS KENNETH JOfficerEVP & CFO32006–2007
KERN JAMES ROfficerSVP & GM Banking Group; SVP & GM Bank Sales112006
BENNETT ANDREW SOfficerEVP, International and R&D; SVP & COO32006–2007
DANIEL GARY EOfficerSVP & GM Credit Union Group; SVP & GM Credit Union Sales42006
Krystowiak David GOfficerGroup Executive VP; SVP & GM Strategic Sltns Grp42006–2007
NICASTRO MICHAEL DOfficerSVP & Chief Marketing Officer; SVP, Marketing & Product Mgmt152006–2007
CARVER HOWARD LDirector42006–2007person page Fuzzy
ANDERSON DOUGLAS KDirector42006–2007
Lynch Dennis FDirector32006–2007
MCKAY SAMUEL FDirector32006–2007
NAUDON CARLOS PDirector42006–2007
YANAK RICHARD PDirector42006–2007
Curtis Roswell M IIIOfficerEVP, Group Sales32006–2007

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationOpen Solutions Inc.CTState business registriesname and state
Business registrationOPEN SOLUTIONS INC.CTState business registriesname and state
Business registrationOPEN SOLUTIONS INC.CTState business registriesname and state
Business registrationOPEN SOLUTIONS, LLCCTState business registriesname and state
Business registrationOPEN SOLUTIONS, LLCCTState business registriesname and state
ContractorOPEN SOLUTIONSCTNonprofit contractors (Form 990)name and state
Plan sponsorOPEN SOLUTIONS INC.CTForm 5500 (employee benefit plans)name and state
SEC filerOPEN SOLUTIONS INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerOPEN SOLUTIONS, LLCCTTrademarks (USPTO)name and state
Form 5500 plan sponsorOPEN SOLUTIONS, LLCEIN (EXACT)
Person pageHoward L CarverPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Services-Prepackaged Software · Technology