IPO registrations (S-1, F-1) · Registrants
Funko, Inc.
- SEC CIK
- 1704711 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2017-10-06, last 2017-10-23; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2017-11-03; declared effective 2017-11-01
- Industry (SIC)
- Games, Toys & Children's Vehicles (No Dolls & Bicycles) 3944
- Incorporated in
- DE
- Business address
- 2802 WETMORE AVE, Everett, WA 98201
- Ticker
- FNKO (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Funko, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2017-10-23)
- Final price
- $12.00 per share, below the range (424B4 filed 2017-11-03, an initial public offering)
- Shares sold
- 10,416,666
- Gross proceeds
- $124,999,992 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FNKO
- Lead underwriters
- Goldman Sachs (3,283,898 shares)
- Syndicate
- J.P. Morgan (2,736,582); BofA Securities; Piper Sandler (826,271); Jefferies (826,271); Stifel (550,847); BMO Capital Markets (275,424); Truist Securities (275,424); Merrill Lynch (1,641,949)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Funko, LLC Fuzzy (name and state)
- Business registration: FUNKO, LLC Fuzzy (name and state)
- Business registration: FUNKO, LLC Fuzzy (name and state)
- Business registration: FUNKO, LLC Fuzzy (name and state)
- SEC filer: Funko, Inc. EXACT (CIK (EXACT))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-10-06 | S-1 | S-1 (registration) | Funko, Inc. | 0001193125-17-305846 ↗ |
| 2017-10-12 | S-1/A | S-1/A (amendment) | Funko, Inc. | 0001193125-17-308863 ↗ |
| 2017-10-23 | S-1/A | S-1/A (amendment) | Funko, Inc. | 0001193125-17-315943 ↗ |
| 2017-11-01 | EFFECT | EFFECT (declared effective) | Funko, Inc. | 9999999995-17-002840 ↗ |
| 2017-11-03 | 424B4 | 424B4 (final prospectus) | Funko, Inc. | 0001193125-17-332940 ↗ |
| 2019-09-16 | EFFECT | EFFECT (declared effective) | Funko, Inc. | 9999999995-19-002100 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-10-23 | S-1/A | registration statement | $14.00–$16.00 | 13,333,334 | - | Nasdaq FNKO | 9 | primary document; range, shares headline, cover names 8 | document ↗ | |
| 2017-11-03 | 424B4 | final prospectus | $12.00 | 10,416,666 | $124,999,992 | Nasdaq FNKO | 9 | primary document; price sentence, shares headline, proceeds table, underwriting table 8, cover names 8 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ACON Equity GenPar, L.L.C. | Director,TenPercentOwner; Other | 21 | 2017–2022 | ||
| ACON Funko Investors Holdings 1, L.L.C. | Director,TenPercentOwner; Other | 21 | 2017–2022 | ||
| ACON Funko Investors Holdings 2.5, L.L.C. | Director,TenPercentOwner; Other | 21 | 2017–2022 | ||
| ACON Funko Investors Holdings 3.5, L.L.C. | Director,TenPercentOwner; Other | 21 | 2017–2022 | ||
| ACON Funko Investors, L.L.C. | Director,TenPercentOwner; Other | 21 | 2017–2022 | ||
| ACON Funko Manager, L.L.C. | Director,TenPercentOwner; Other | 28 | 2017–2022 | ||
| Brotman Kenneth R. | Director; Other | 26 | 2017–2022 | ||
| Daw Tracy D | Officer | CHIEF LEGAL OFFICER; See Remarks; SEE REMARKS; SEE REMARKS BELOW | 49 | 2017–2026 | |
| Dellomo Gino | Director | 18 | 2017–2022 | ||
| DENSON CHARLES D | Director | 24 | 2017–2026 | ||
| Fundamental Capital Partners, LLC | TenPercentOwner | 27 | 2017–2019 | ||
| Funko International, LLC | TenPercentOwner | 23 | 2017–2019 | ||
| IRVINE DIANE M | Director | 18 | 2017–2026 | ||
| Jon P. & Trishawn P. Kipp Children's Trust uad 5/31/2014 | TenPercentOwner | 1 | 2017 | ||
| Keenley Kevin G. | TenPercentOwner | 27 | 2017–2019 | ||
| Kipp Trishawn P | TenPercentOwner | 1 | 2017 | ||
| Kriger Adam M. | Director; Other | 27 | 2017–2022 | ||
| Mariotti Brian Richard | Director; Director,Officer; Director,Officer,TenPercentOwner | CHIEF CREATIVE OFFICER; Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 39 | 2017–2023 | |
| McNally Richard L. | Director,TenPercentOwner; TenPercentOwner | 27 | 2017–2019 | ||
| Nickel Russell Eugene | Officer | CHIEF FINANCIAL OFFICER | 9 | 2017–2019 | |
| Perlmutter Andrew Mark | Director; Director,Officer; Officer | CHIEF EXECUTIVE OFFICER; President; PRESIDENT | 47 | 2017–2024 | |
| LUNSFORD MICHAEL C | Director; Director,Officer | Interim CEO | 23 | 2018–2025 | |
| Fifth Street Station LLC | TenPercentOwner | 5 | 2019 | ||
| Fall Jung Jennifer | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 15 | 2019–2022 | |
| Levy Sarah Kirshbaum | Director | 16 | 2019–2026 | ||
| Woodson Capital Management, LP | TenPercentOwner | 4 | 2021–2022 | ||
| Woodson Capital Master Fund, LP | TenPercentOwner | 2 | 2021–2022 | ||
| Oddie Andrew David | Officer | CHIEF COMMERCIAL OFFICER; CHIEF INTERNATIONAL OFFICER; CHIEF REVENUE OFFICER | 32 | 2022–2026 | |
| Jacobs Jesse | Director | 14 | 2022–2026 | ||
| Paul Richard A. | Director | 6 | 2022–2023 | ||
| TCG 3.0-A, LP | TenPercentOwner | 1 | 2022 | ||
| TCG 3.0-B, LP | TenPercentOwner | 1 | 2022 | ||
| TCG 3.0 Co-Invest, LP | TenPercentOwner | 1 | 2022 | ||
| TCG 3.0 Fuji Co-Invest, LP | TenPercentOwner | 1 | 2022 | ||
| TCG 3.0 Fuji, LP | TenPercentOwner | 1 | 2022 | ||
| TCG Capital Management, LP | Director,TenPercentOwner; TenPercentOwner | 14 | 2022–2026 | ||
| EDWARDS TREVOR A | Director | 10 | 2022–2026 | ||
| Yessner Scott | Officer | Interim CFO | 1 | 2022 | |
| Nave Steve | Officer | CFO and COO | 5 | 2023–2024 | |
| Hsiang-Tze Kenneth Chan | TenPercentOwner | 23 | 2023–2024 | ||
| Working Capital Advisors (UK) Ltd. | TenPercentOwner | 23 | 2023–2024 | ||
| Working Capital Management Pte. Ltd. | TenPercentOwner | 23 | 2023–2024 | ||
| Kerns Mike | Director | 9 | 2023–2026 | ||
| Le Pendeven Yves | Officer | Acting CFO; CFO | 20 | 2024–2026 | |
| Williams Cynthia W | Director,Officer | Chief Executive Officer | 5 | 2024–2025 | |
| Harinstein Jason | Director | 7 | 2024–2026 | ||
| Shah Husnal | Officer | Chief Product Officer | 6 | 2025–2026 | |
| Simon Josh | Director,Officer | Chief Executive Officer | 4 | 2025–2026 | |
| Duchscher Reed | Director | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Funko, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Funko, LLC | State business registries | name and state | |
| Business registration | FUNKO, LLC | State business registries | name and state | |
| Business registration | FUNKO, LLC | State business registries | name and state | |
| Business registration | FUNKO, LLC | State business registries | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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Interests: Games, Toys & Children's Vehicles (No Dolls & Bicycles)